Lewis A. Kaplan

Ramapo 5.6 08 — None

Citibank accounts

NYS MCFFA 5.37504 — Interest — n

Albany Co 5004 — Interest — n

NYS Mig Scr29A4.705(E) — Interest — pho fn

Port Auth NY&NJ 4.8 05 (E) — Interest — n

Port Auth NY&NI 4.8 05 — Interest — n

NYS HFA U Con 6.5 06 (E) — Interest — 0

Kinderhook CSD 6 07 (E) — Interest — None

NYS Pwr A Ser D 5.875 10 (E) — Interest — None

NYSPwrAGPS537510 — None

NYS Pwr A Ser GP 5.5 10(E) — Interest — None

NYSPwrASerF5510 — Interest — n

ML CMA Tax Exempt Fund — Int/Div — Closed

Mum Inv Trust Ser ANY 15. — Interest — Redempt Pt Redempt

Pw 1982 EES lim pm — None — None

PW 1986 EES lim pta — None — None

Handy Place Invest Part — Noone — None

20th Cent Ultra F — None — Noone

Met Tran NY 5.908 — Interest — a

MTANY S908 E — 1]

Nassau Co. 5.709 — 1]

NYS MCFFA 5.55 06 — Interest — o

Westchester Co 5.6 07 — None

NYS Env Fac 465 04 — Interest — 0

Clarkstown 5.6 08 — Interest — None

Suffolk Co 5.875 08 — Interest — B

NYC Mun Wir 537507 — Redes

NYC Mun Wir 5.37507 (E) — Interest — Redempt

NYSMCFFAS.12512 — Interest — None

NYSTwyS008 — None

NYS MCFFA 5.375 14 (E) — b §

Ouocida 6406 — None — Noose

Kinderhook CSD 6 07 — Interest — ‘Noec

NYSUDCS406 — None

Nassau Co 5.12513 — Interest — None

NYS HFA 64 07 — Interest — n

NYS Mig Agy 4.705 — Interest — FE}

NYS Dorm 5.7 10 — Interest — None

Chicago Pub Hsg 5.0 04 — None — ao

NYS MCFFA 5013 — Redempt

NYC Mun Wir 5.512 — Redemptio

NYSLGACS375 14 — Redemptio

Cpa Treas Rec 0% 09 — Noae — Sale

US Treas Strips 0% 10 — None — Sale

NYS Dorm 5.375 14 — Interest — None

USTreasstrips0% 11 — None — Sale

NYS Dom 5.12508 — Interest — None

NYSDom 52513 — None

Fidelity Fund — Distribution — ‘None

Fidelity Large Cup Fund — Distribution — None

Triboro BTA 4.513 (E) — Interest — None

Puerto Rico MFA 5.509 (E — Interest — None

NYS Dorm 5.125 11 E — Interest — None

Triboro BTA 43 11 — Interest — None

Triboro BTA 4.75 16 — Interest — None

NYC Mun Witr4.9 13 — Interest — None

Commack UFSD 4.375 13 — Interest — None

NYS Mtg Agy 5.45 12 — Interest — None

NYS Twy 5.12513 — Interest — None

So Glens Falls CSD 5.25 14 — Interest — None

NY Tran at MTA 52 10 — Interest — None

NYSEnvFac5.12511 — None

NYS Dom 5.125 11 — Interest — None

ML Bk/B&T RASP — Interest

NYC Trans 5.0 19 — Interest — None

Greece CSD 4.5 17 — Interest — None

NYS Env Fac4.212 — Interest — None

MTA4012 — Interest — None

MTA 4013 — Interest — None

NYC4.37511(E) — Interest — None

FNMA 5.012 — Interest — None

NM Bank Amer 6.5 17 — Interest — None

ML Bank (E) — Interest

Triboro BTA 3.7513 — Interest — None

William Floyd UFSD 4.125 15 — Interest — None

MTA 5.023 — Interest — None

GECC4.7513 — Interest — None

Pacific Innov Select annuity — None — None

Provident Bank 5.0 15 — Interest — None

FHLMC multi % 18 — Interest — None

Hudson United Bk 5.05 13 — Interest — None

NYC Ser J 4.62518 — Interest — Buy

NYS Dorm 5.0 19 — Interest — Buy

MTA47526 — Interest — Buy

Long Island Pwr 4.75 24 — None — Buy

NYS Dorm 4.75 25 — None — Buy

Western Bank Puerto Rico — Buy

FNMASSS 14 — Buy

NM Bank Amer 4.65 12 — Buy

Capitol One Bk 4.75 10 — Noone

ML Bank

Port Auth NY&ANJ 42 19(E) — Interest — Buy

NYS Dorm 4.625 18 (E) — None — Buy

Prudential Ins Co guar inv acct

Prudential Fin Inc stock — Int/Div — None

Fiddity Eq Income Fund — Distribution — None

Fidelity US Govt Reserves Fund — Noae

ML Bank USA RASP — Int/Div — Open

Schwab Moncy Mkt — Int/Div

Schwab Money Mkt (IRA) — Int/Div

JP Morgan Chase acct

NY Life whole life policies — Int/Div — None

Partner, Hany Place meen? Puteri

Trustee, [rust wWw/o oocmsad ralabve

Gift — Rena Zurofsky — Wedding gift - bowl and platter

Gift — Dr.& Mrs. Sanders Borisoff — Wedding gift - picture frame

Gift — Hon & rx icoxmr B. Sand — Wedding gift - coasters

Gift — & Mrs. Matthew Nimitz — Wedding gif! - plates and bowis

Gift — Diane Zinmeomad & Csvin Lermmm — Wedding gift - table lincas

Gift — Kate Woodman & Walter P. Loughlin — Woddmg gift - tabxxoth

Gift — Marcia Chambers & Stanton Wheeler — Wedding gif! - salad bowls

Gift — Hon. Paul Borman — ‘Wedding gift - gift certificate

Gift — Prof & Mrs. Charles Peskin — Wedding gift - gift certificate

Gift — & Mrs. Peter Felcher — ‘Woddmg gift - par of glasses

Gift — Mr. & Mrs. Arthur Leary — ‘Wedding gift - vase

Gift — Zack Richard — Wedding gift - photograph

Gift — Minna Schrag & David Goldblatt — Wedding gift - candlesticks

Gift — 2 Mr. & Mrs. Peter Richard — ‘Wedding gift - porcelain bowl and photo album

Gift — Trudi Schutz — Wedding gift - serving dish

Gift — & a. Mochac] Cook — Engagement gift - pair of glasses

Gift — & Mrs. David Spurr — Engagement gift - wine

Agreement — Milly BRA BAER - EI © es

Reimbursement — & Mrs, Martin London — Wedding gift - candlesticks

Reimbursement — 4, Hon, Kimba Wood & Frank Richardson — Engagament gifi

Reimbursement — George Mason University Foundation, Inc. — 9/30-10/4/04 - Ja Jolla, CA, cducational scminar (Transportation, room and board)

Spouse's income — Various — Pension and retirement plan pms - Random House, Inc.

Spouse's income — 6-16-04 — Jury allowance

Spouse's income — 16, Moses Silverman & Betty Robbins — Wedding gift - platter

Spouse's income — 17- Mr, & Mrs. Toby Meyerson — Wedd g gift - vase

Spouse's income — 22, Mr & Mrs. Jay Topkis — Wedding gift - wine

Spouse's income — & Mrs. Jack Auspitz — Wed mpg gifl - placemais

1

I was marvicd during 2004. Asscie listed in Part VIL lincs 103 through 110 belong to My spouse and appear in my cepent foe the first foc,

i

2. (EB) designates assets held as trustee ¢/w/o drama reiabive

Values listed in Part V are estimates.