Richard J. Holwell

Van Duyn Assoc., NY, NY — Rent

Bell South Common Stock (certificate) — Int/Div

Brokerage Account(Schwab Reg) # 1

Ford Motor Credit — Interest — Buy

Tortoise Energy Infrastrucutres — Int/Div — Buy

Baird Core Plus — Interest — Buy

PIMCO Mortgage Backed Sec — Interest — Buy

NY City Muni Wtr Fin, 6/15/31 — Interest — Matured

NY City Muni Wtr Fin, 6/15/24 — Interest

NYS Dorm Revs St Supp, 2/15/16 — Interest

PIMCO Total Return — Interest — Buy

Aston Lake Partners Fund — Int/Div — Buy

PIMCO Global Multi Asset — Int/Div — Buy

Schwab Money Market Fund — Int/Div

Transatlantic Holding, Inc. Bond — Interest — Sold

Vanguard S-T Inv Grade — Interest

SPDR S&P Div — Int/Div

Baird Int Mum Bond Fund — Int/Div — Sold (part)

Baird Int Mum Bond Fund — Int/Div — Sold (part)

Memill Lynch IRA — Int/Div

ML Pacific Bond Fund

Ishares MSCI Aus Idx Fd — Buy

MSCAPTRII — Buy

Buffalo Mid Cap — Buy

Oakmark Equity Income — Buy

PIMCO Total Return D (2009 -partial sale not full sale)

PIMCO Total Return Inst

Schwab Money Market Fund

Dow Chem Bond

Morgan Stanley Bond (2009 partial sale not full sale)

Terex Corp Bond

Baird I-T Bond Fund

JP Morgan Emerg Mkt Debt

JP Morgan Strategic Income

PIMCO Foreign Bond

JP Morgan Mortgage Backed Sec (2009 referenced as PIMCO)

Matthews India

Ishares TR S&P Mid Cap

Brokerage Account Schwab IRA # 2 — Int/Div

Metro West Total Retum

Qakmark Equity Income — Buy

TCW Total Retum

JP Morgan Strategic Income

Permanent Portfolio (PRPFX)

Eaton Vance Global Macro

Fidelity Annuity — None

Fidelity Money Market Fund — Sold (part)

Fidelity Money Market Fund — Sold (part)

White & Case SIP — Int/Div

Pimco Total Retum — Sold (part)

State Street Money Market Fund

Permanent Portfolio (PRPFX) — Buy

PIMCO Global Multi Asset — Buy

Vanguard Inf] Protection (partial sale in 2009, not total)

TCW High Yield — Buy

ING Money Market Fund

Ishares Brazil

Sector SPDR Energy

TFS Market Neutral

PIMCO Mortgage Backed

SPDR Index SHS S&P China

Vanguard Short Term Inv Grade

Wintergreen (WGRNX)

Schwab IRA #3 — Int/Div

TCW Total Retum

Agreement — 8/01/2000 — Please see section VIII, paragrapgh 2

Income — 2010 — White & Case LLP (post retirement payments fixed at time of retirement on November 1. 2003. — $31,737.96

Income — 2010 — White & Cse LLP (Pension) — $52,468.44

Spouse's income — 2010 — Self-employed architect

I. Regarding Section |

Partner, Van Duyn Associates. Van Duyn Assocites} is a general partnership formed under New York law ins toa restated and amended agreement dated

pp

December 21, 1979.

Los

A

own with”

1a 60% interest in the partnership which owns the building”

Ji

2. Regarding Section 11

White & Case Savings and Investment Plan ("SIP"). White & Case is my former law firm. The White & Case SIP was originally established in 1983. It is a

qualified 401(K) plan. Subject to certain qualifications, all employees can participate in the plan and may remain in the plan after retirement. Participants are able

to select their investments from among a limited list of mutual funds only. In addition, a brokerage account is also available to participants that allows for

additional investments.

White & Case Retirement Income Plan ("RIP"). White Case is my former law firm. Tbe White & Case RIP is a defined benefit pension originally adopted in 1985

and is limited to certain partners and employees of the Firm. Tbe RIP provides upon retirement an annual benefit which is a percentage of the total compensation

eamed by a participant during membership in tbe plan. The contributions to RIP are actuarially determined and are paid by the Firm to a trust fund. I am fully

vested in the plan, Participants have no control over the trust fund's investment

White & Case Partnership Agreement. White & Case is my former law firm. Tbe amended and restated partnership agreement dated August I, 2000 governs the

operation of the Firm. The equity partners of the Firm are parties to the agreement. Upon ceasing to he an equity partner, such partner's capital account is fixed and

distributed in monthly payments over a term of six years. All such payments were made by December 31,2009