Nicholas Garaufis

Oppenheimer NY Municipal A — Interest

Oppenheimer Quest Opportunity Value Fund A

Oppenheimer Equity Fund Cl. A — Int/Div — Sale

Pershing Govt. Acct — Int/Div

Walt Disney Company Common Stock — Int/Div

Fidelity Advisor Inflation-Protected Bd Fd ClA — Int/Div

Oppenheimer Quest Small Cap Value Fund — Int/Div

Alliance Global Technology A Fund — Int/Div — Sale

Alliance Growth & Income Fund Class B — Int/Div

Alliance Premier Growth Fund Class B — Int/Div

City of New York Deferred Compensation Plan — Int/Div

Equivest Variable Annunity — Int/Div

Trust #1 — None

ABC Pension Plan — None

Aim Global Equity Fund Cl. B — Int/Div

Aim Mid-Cap Core Equity CI B — Int/Div

Aim Constellation Fd. CI B — Int/Div

Oppenheimer Quest Balanced Value Fund Class A — Int/Div — Sale

Davis New York Venture Class A — Int/Div — Purchase

Neuberger Berman Focus Fund — Int/Div — Sale

Blackrock Mid Cap Value Fund Class A — Int/Div — Sale

Growth Fund of America Class F — Int/Div — Purchase

Van Kampen Globel Franchise — Int/Div

Fidelity Advisor Dividend Growth — Int/Div

Aim Basic Value Fund B — Int/Div

Aim Int. Govt. Fund — Int/Div

Aim Large Cap Growth Fd. Cl. B — Int/Div

Aim Global Growth Fd CIB — Int/Div

Alliance Balanced Shares Cl B — Int/Div

Alliance Bemstein NY Muni Tr — Int/Div

American Capital World Growth & Income — Int/Div

Gabelli Asset Fund — Int/Div — Sale

Ishares Tr Russell 1000 — Int/Div

Ishares Midcap — Int/Div — Purchase

Ishares Tr MSCI — Int/Div — Purchase

Ishares Russell 2000 — Int/Div — Sale

Mutual Series Shares Class A — Int/Div

Standard & Poors Depository Receipt — Int/Div — Purchase

Rochester Limited Term (Oppenheimer NY Muni) — Int/Div — Purchase

Pimco Low Duration — Int/Div — Sale

Pimco Total Return Cl. C — Int/Div

Pimco All Asset All Auth — Int/Div — Purchase

Oppenheimer Global Fund — Int/Div — Purchase

Van Kampen Equity & Income — Int/Div — Purchase

Van Kampen Equity & Income — Purchase

American Balance — Int/Div — Sale

Franklin Mutual Series Cl C — Int/Div

Oppenheimer Ltd. Term NY Muni — Int/Div

Alliance Bernstein Lg Cap Growth B — Int/Div

American Capital Inc. Bldr. A — Int/Div — Purchase

Aim Trimark — Int/Div — Purchase

Rochester Fd. Muni A — Int/Div — Purchase

Oppenheimer Global Cl. C — Int/Div — Purchase

American Growth Fd of America C — Int/Div — Sale

American High Income — Int/Div — Purchase

Alliance Growth Income Cl A — Int/Div

Member, Board of Directors, Spectator Publishing Company, Inc

Member, Executive Committee, United States Tennis Association

4, rary, ~—

5., : = 3 wn poo] 4 DQ... = iT

Reimbursement — U.S. Tennis Association — Received $580.60 expense reimbursement to attend USTA annual meeting March 21 - 23 2006

Spouse's income — 2006 — Not-for-profit Consultant - Self-employed

Spouse's income — 2006 — City University of New York - Form W-2 wages

VII, Page 1, Line 2:

Oppenheimer Quest Opportunity Value Fund A was sold in 2005 and reported on Line 33 of the 2005 Disclusure Report, but was erroneously left on Schedule on

Line 2. Therefore, no value or activity is being reported for 2006.

VII, Page 1, Linel4:

Trust #1 is funded with an Equitable Life Insurance Company life insurance policy with a cash surrender value at 12/31/06 of $42,529.

VII, Page 1, Line 15:

ABC, Inc. Pension Plan. I am designated to receive monthly pension benefits under my late wife's pension plan. Section III, Line 2 for income received. These

payments will cease upon my death.

VII, Pagel, Line 16:

Name changed from Aim Global Trends CI B to Aim Global Equity Fd Cl B.

VII, Page 2, Line 28:

Name changed from Aim Blue Chip Fd C1 B to Aim Large-Cap Growth Cl B.

VII, Page 3, Line 49:

Oppenheimer Ltd Term NY Muni is same fund as Rochester Limited Term (Line 40) and is included in Line 40.

VII, Page 4, Line 57:

Previously included in Alliance Growth & Income Fd B, Line 10.