Emmett Ripley Cox

American Funds: Euro Pacific Growth A ( Mutual Fund) — Int/Div

American Funds: Investment Co. of Americ: A (Mutual Fund) — Int/Div — Buy

American Funds: Investment Co. of Americ: A (Mutual Fund) — Sold

RBC Centura Bank (Account) — Interest

BankTrust (Accounts) — Interest

The Vanguard Value Index Fund (Mutual F und) — Int/Div

Harbor Fund Capital Appreciation (Mutual F und) — Int/Div

Oakmark Fund; Oakmark Int'l (Mutual Fun d) — Int/Div — Sold

LongleafPartners Fund TR SH BEN INT (Mutual Fund) — Int/Div — Sold

Managers Funds, Special Equity Fund (Mu tual Fund) — None — Sold

Matthews Int'l Funds: Asian Grth & Income Fund (Mutual Fund) — Int/Div

Northeast Investors Trust SH BEN INT (M utual Fund) — Int/Div — Sold

Oak Value Trust: Oak Value Fund (Mutual Fund) — None — Sold

Oppenheimer Funds: Commodity Strategy T OT RET (Mutual Fund) — None — Sold

TCW Fds, Inc. SelectEquities Fd CL N ( Mutual Fund) — None — Sold

TDAM MM Portfolio Investor Class (Accou nt) — Int/Div

Army Aviation Center FCU (Account) — Interest

Franklin Federal Ala T/F Income CL A (M utual Fund) — Int/Div — Sold

Pimco FDS Developing Local Markets I NSTL (Mutal Fund) — Int/Div — Sold (part)

Pimco FDS Developing Local Markets I NSTL (Mutal Fund) — Sold

Rainier INV MGMT Mut Fd Small M/C Eq ty. (Mutual Fund) — Int/Div — Sold

American Funds: AMCAP F (Mutual Fund) — None — Sold

Ariel Growth Fd: Calvert Ariel Apprec Fd ( Mutual Fund) — Int/Div — Sold

Artisan Funds Inc. Int'l Fund (Mutual Fund) — Int/Div — Sold

Franklin Federal Ala T/F Incm CL A (Mut ual Fund) — Int/Div — Sold (part)

Franklin Federal Ala T/F Incm CL A (Mut ual Fund) — Sold (part)

Oakmark Funds: Oalemark Int'l (Mutual Fu nd — Int/Div — Sold

JP Morgan TR II US Real Estate A (Mutual Fund) — Int/Div — Sold

Artio Funds Int'l Equity Fund CL A (Mutual Fund) — None — Sold

Laudus Rosenberg Funds: US Discovery FD INSTL (Mutual Fund) — Int/Div — Sold

Oppenheimer Developing Markets CL A (Mutual Fund) — Int/Div

Pimco Funds: Commodity/Real Ret Strat nstl (Mutual Fund) — Int/Div — Sold

Selected American Shares Com (Mutual Fu nd) — Int/Div — Sold

Sit New Beginning Tx Fr Inc Com (Mutual Fund) — Interest — Sold (part)

Sit New Beginning Tx Fr Inc Com (Mutual Fund) — Sold (part)

Third Avenue Tr Value Fund (Mutual Fund) — None — Sold

Tumer Funds: Midcap Fd Instl CL (Mutual Fund) — None — Sold

Vanguard INFL-Protected Secs Fd (Mutual Fund) — Int/Div — Sold (part)

TDAM MM Portfolio Investor Class (Accou nt) — Int/Div

Longleaf Partners Fund Tr SH BEN INT (M utual Fund) — Int/Div — Buy

Longleaf Partners Fund Tr SH BEN INT (M utual Fund) — Sold

Selected American Shares Com (Mutual Fu nds) — None — Buy

Selected American Shares Com (Mutual Fu nds) — Sold

Janus Invt Fd: Contrarian Fund (Mutual Fun d) — Int/Div — Buy

Janus Invt Fd: Contrarian Fund (Mutual Fun d) — Sold

Shares Russell 1000 Growth Fund (Mutual Fund) — Int/Div — Sold

American Funds Europacific Growth F2 CL (Mutual Fund) — None — Buy

Brandywine Funds Com (Mutual Fund) — None — Buy

Clipper Fund Inc Com (Mutual Fund) — Int/Div — Buy

Janus Invt Fund: Perkins Mid Cp VL Inv (Mutual Fund) — None — Buy

Professionally Mdg Ptfl Osterweis Fund (Mutual Fund) — None — Buy

Sequoia Fund Inc Com (Mutual Fund) — None — Buy

Third Avenue Tr Int'l Value Fund (Mutual F und) — None — Buy

Ishares: Russell 3000 Index Fund (Mutual fund) — Int/Div — Buy

Ishares: GSCI Commodity Indexed Trust ( Mutual Fund) — None — Buy

Ishares: DJ US Real Estate (Mutual fund) — None — Buy

Ishares: MSCI EAFE Index Fund (Mutual f und) — Int/Div — Buy

Rainier Inv Mgmt Mutual Fund Core Equity (Mutual Fund) — Int/Div — Buy

Rainier Inv Mgmt Mutual Fund Core Equity (Mutual Fund) — Sold (part)

Rainier Inv Mgmt Mutual Fund Core Equity (Mutual Fund) — Sold

American Funds: Euro Pacific Growth F ( Mutual Fund) — None — Buy

American Funds: Growth Fund of America F (Mutual Fund) — None — Buy

Clipper Fund Inc Com (Mutual Fund) — Int/Div — Buy

Loomis Sayles Fds I Bd Fd Inst] (Mutual Fu nd) — None — Buy

Loomis Sayles Fds I Bd Fd Inst] (Mutual Fu nd) — Buy (add'l)

Mainstay Funds: ICAP Select Equity Fd CL I (Mutual Fund) — None — Buy

Professionally Mgd Ptfl: Osterweis Fund (M utual fund) — None — Buy

Sequoia Fund Inc Com (Mutual Fund) — None — Buy

Director and Secretary, 204 Oswalt Condominium Owners Association (see Section VIII for description)

Agreement — nm — ris gE = oO LE] nA

Liability — NationsBank, N.A — Secured promissory note

Section I. Positions

204 Oswalt Condominium Owners Association is a not-for-profit association that holds title to and manages the common areas for three condominium units, one of

which is owned by Emmett R. Co!

Section VII. Investments and Trusts

29. Julius Baer Invt Fds Int'l Equity Fd Cl A is now known as Artio Funds Int'l Equity Fund CL A.