John George Koeltl

JOHNSON & JOHNSON - COMMON — Int/Div — Sold (part)

PFIZER INC. - COMMON — Int/Div

ROYAL DUTCH SHELL PLC - COMMON — Int/Div

AMERICAN GROWTH FUND OF AMERICA CL C - MUTUAL FUND — Int/Div — Sold (part)

AMERICAN GROWTH FUND OF AMERICA CL C - MUTUAL FUND — Buy (add'l)

FEDERATED KAUFMANN FUND CLC MUTUAL FUND — Int/Div

FRANKLIN INCOME FUNDCLC — Int/Div — Buy

OPPENHEIMER INT'L BOND FUND CL C-MUTUAL FUND — Int/Div

OPPENHEIMER VALUE FUND CL C MUTUAL FUND — None — Sold

OPPENHEIMER DEV. MARKETS FUND CL C- MUTUAL FUND — None

MERRILL LYNCH CMA MONEY FUND -N.Y.N.Y. — Interest — Sold (part) — Decrease To MM Fund

N.Y.STATEMTG AGY BOND SER 80 5.10% DUE 10/01/17 — Interest

NY NY TRANS FINATRV FUT B BOND 4.75% DUE 11/15/23 — Interest — Redeemed

N.Y.STATE ENGY RESH BOND 5.5% DUE 01/01/21 — Interest

N.Y.STATEMTGACGY REV BOND 5.05% DUE 10/01/17 — Interest

NY NY CY TRANSITNL BOND 5% DUE 05/01/25 — Interest — Sold

N.Y. STATE SER H BOND 5.125% DUE 08/01/25 — Interest — Redeemed

NY NY TRANSITNL AT BOND 5% DUE 05/0126 — Interest — Redeemed

N.Y. CITY MUN WTR BOND 5% DUE 06/15/29 — Interest

NEW YORK NY TCRS BOND 5% DUE 03/15/29 — Interest — Redeemed

NY CITY CY TRANS BOND 5% DUE 05/01/31 — Interest

N.Y STATE SER C BOND 4.4% DUE 04/15/21 — Interest

N.Y.STATE NY SER F BOND 5.3% DUE 01/15/26 — Interest

N.Y. STATE DORM. AUTH. 4.75% REV ST JOHNS BOND DUE 07/01/28 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest

NY NY TRANSITNL FIN AUTH BOND 4.75% DUE 05/01/23 — Interest — Redeemed

NY NY CY TRANSTNL FIN ATRV BOND 5% DUE 02/01/33 — Interest

SUFFOLK CTY BOND 4.125% DUE 11/01/21 — Interest

DUTCHESS CTY BOND 4.5% DUE 08/01/26 — Interest

ST.LAWRENCE CTY BOND 4.25% DUE 05/15/28 — Interest

NEW YORK NY SUBSER SER 1-1 4.125% DUE 02/01/23 — Interest

NY ST DORM AT RV ST BOND 5% DUE 02/15/24 — Interest

EAST HAMPTON NY BOND 4% DUE 06/15/25 — Interest

NY ST DORM AT RV ST BOND 5% DUE 02/15/27 — Interest

NEW YORK ST URBAN DEV BOND 4.25% DUE 03/15/27 — Interest

NEW YORK ST HFA PERS INC BOND 5% DUE 09/15/30 — Interest

NEW YORK NY SUBSER SER C-1 BOND 4.5% DUE 10/01/23 — Interest

N.Y.STATE DORM. AUTH. REV MEM SLOAN BOND 5% DUE 07/01/26 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 4.75% DUE 11/15/30 — Interest

NEW YORK NY SUBSER J-1 BOND 5% DUE 05/15/31 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest

N.Y.CITY MUN WTR BOND 5% DUE 06/15/34 — Interest

N.Y.CITY MUN WTR BOND 4.75% DUE 06/15/36 — Interest

N.Y.CITY MUN WTR BOND 4.75% DUE 06/15/37 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/37 — Interest

N.Y.CITY MUN WTR BOND 5% DUE 06/15/38 — Interest

N.Y.STATE HSG FIN AGY BOND 4.9% DUE 11/01/38 — Interest

N.Y.CITY MUN ATR BOND 4.5% DUE 06/15/39 — Interest

LONG ISLAND PWR AUTH NY BOND 4.25% DUE 05/01/33 — Interest — Buy

CITIBANK CHECKING ACCOUNT N.Y.N.Y. — None

MERRILL LYNCH (IRA ACCOUNT) - AMERICAN CAPITAL G&I FUND CL C — Int/Div — Sold

MERRILLLYNCH (IRA ACCOUNT) - OPPENHEIMER INT'L BOND FUND CL — Int/Div — Buy

MERRILLLYNCH (IRA ROLLOVER) ML BANK CASH ACCOUNT — Interest — Sold (part) — Decrease to MM Fund

MERRILL LYNCH (IRA ROLLOVER) INVESCO INTLFUNDCL A — Int/Div — Aim Int] Fund

MERRILLLYNCH (IRA ROLLOVER) ALGER CAP. APPREC.FUND CL A — None

MERRILL LYNCH (IRA ROLLOVER) PUTNAM INT'L CAP OPP FUND CLA — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER): AMER. CAPINCBLDR FUNDCL A — Int/Div — Sold (part)

MERRILL LYNCH (IRA ROLLOVER) AMER. GWTH FUND OF AMER CL C — Int/Div — Buy (add'l)

MERRILL LYNCH (IRA ROLLOVER) FED. KAUFMANN FUNDCLC — Int/Div

MERRILL LYNCH (IRA ROLLOVER) - OPPENHEIMER SELECT VALUE FUND — None

MERRILL LYNCH (IRA ROLLOVER) OPPENHEIMER VALUE FUNDCL C — Int/Div — Sold (part)

MERRILL LYNCH (IRA ROLLOVER) OPPENHEIMER VALUE FUNDCL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER) MAINSTAY LARGE CAP FUND CLC — None

MERRILL LYNCH(IRA ROLLOVER): ALGER CAP APPRECFUNDCLC — None — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER): ALGER CAP APPRECFUNDCLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- LOOMIS SAYLES INV BOND FD CLC — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- PIMCO COMM RR STRATEGY FD CL C — Int/Div

MERRILL LYNCH(IRA ROLLOVER): FRANKLIN INCOMEFDCLC — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK GLOBAL ALLOCFUND C — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER INTLBONDFND CLC — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTSFUNDCL C — None — Buy

US TREASURY DIRECT - US TREASURY NOTES — Interest — PART VIII COMMENT

HSBC BANK - MONEY MARKET ACCTS. - BUFFALO,N.Y. — Interest — PART VIII COMMENT

MICHAEL NAYLOR, PERSONAL LOAN — None — Open

Reimbursement — American Bar Association — June 17,2010 - June 19.2010 — British Columbia, Canada — Spring Leadership Meeting - ABA Litigation Seminar — Lodging, meals, and travel

Reimbursement — Federal Bar Council — October 01, 2010 October 03. 2010 — Cranwell, Massachusetts — Federal Bench and Bar Retreat — Lodging and meals

Income — 2010 — NEW YORK UNIVERSITY - TEACHING — $20,000.00

PART VII - COMMENTS

1) INVESTMENTS REPORTED ON LINAS 73 AND 74 RELATE TO A TREASURY NOTE ACCOUNT AND A CASH ACCOUNT HELD AT A BANK ON

WHICH I AMNAMED CO-OWNNER:

AS A CONVENIENCE TO;

7 THE ACCOUNTS WERE FUNDED COMPLETELY BY {7

AND ALL EARNINGS ON THESE ACCOUNTS ARE REPORTED.

n DUE ‘TO MY LISTED JOINT OWNERSHIP | AM REPORTING

THE ACCOUNTS AND INCOME AT THE TOTAL VALUE.