Shira A. Scheindlin

Rental Prop. #1, Kings County, NY — Rent

AXA Financial — Int/Div — Sold (part)

Wachovia Bank Deposit Sweep — Sold

Wells Fargo — None — Buy

Wells Fargo — None — Sold

IRA#1 — Int/Div

IRA Sentinal Cap Growth Fund Class A — None

IRA Sentinel MidCap Growth Class A — None

IRA Sentinel Intl Equity Class A — None

IRA Sentinel Common Stock Class A — None

IRA Sentinel Gov't. Securities Cl A — None

College Retirement Equities Fund — None

Vanguard Int'l Mutual Fund — Int/Div — Sold (part)

Pfizer — Int/Div

Brookyn Federal S & L — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

IRA Fidelity VIP Contrafund — None

IRA DreyfusGrowth & Income — None

IRA DWS Vanable Series One — None

Brokerage Account #1

Columbia FDS SER TR 1 Select Opportunities FD CL Z — Int/Div

Columbia FDS SER TR 1 Select LGE CAP GrthFDCL-Z — None

Columbia NY Tax Exempt RES. FD (sweep Account — Int/Div

Columbia NY Tax Exempt RES. FD (sweep Account — Distribution

Columbia Small Cap Gth FD — None — Buy

Janus Inveest. FD Enterprize® — Int/Div

ARTIOInt. Eq. FD LTD. — Nonc¢ — Sold

Scotirade Acct. #1

MSCI Mexico — Int/Div

MSCI Hong Kong — Int/Div — Buy (add'l)

SPDR Gold Trust — Distribution — Buy (add'l)

SPDR Gold Trust — Distribution — Buy (add'l)

FBR Focus Fund — None — Sold

Perritt Micro Cap FD — None

M & 1 Marshall and llsley Bank (Scoottrade sweep account) — None

Fairholme Fund — Int/Div — Buy

SPDR Series trust KBWregl. B — Int/Div — Buy

SPDR Series Trust KBWbkETF — Int/Div — Buy

Windstream — Int/Div

Markwest — Int/Div

Ultra Financial partners — None — Sold

Claymore Exchange Traded Fund (TAN) — Int/Div — Buy

IBM* — Int/Div — Sold

Director, Justice Resource Center

Director, Sedona Conference

4 5 prs] Ft te TT

Liability — DBankof Amenca — Mortgage on Rental Property #1, Brooklyn, NY

Reimbursement — Federal Bar Council — 2/14/09-2/21/09 — Mexico — Speaker — Travel, Food, Lodging

Reimbursement — Amencan Law Institute American Bar Ass'n — 3/26/09-3/27/09 — Philadelphia, PA — Speaker — Travel, Food, Lodging

Reimbursement — Amencan Bar Association — 4/17/09-4/23/09 — San Francisco, CA — Speaker — Travel, Food, Lodging

Reimbursement — Sedona Conference — 4/29/098-5/01/09 — Sedona, AZ — Speaker — Travel, Food, Lodging

Reimbursement — American Bar Ass'n — 9/24/09-9/25/09 — Chicago, IL — Speaker — Travel, Food, Lodging

Reimbursement — Comell University — 11/05/09-11/07/09 — Ithaca, NY — Law School Advisory Council Meeting — Travel, Food, Lodging

Reimbursement — Georgetown University — 11/11/09-11/13/09 — Washington, DC — Speaker — Travel, Food, Lodging

Reimbursement — Practicing Law Institute — 12/03/09-12/07/09 — San Francisco, Calif — Speaker — Travel, Food, Lodging

Income — 2009 — West Services, Inc. Book Royalties — $2757.76

Income — 2009 — Fordham University Law School Teaching — $1000.00

Spouse's income — 1.1-12/09 — State University of New York

Part V111. 43,44, 64 and 82. These are just sweep accounts for cash that accurnulates in a brokerage account.

Part V1I Line 47; On July 6, 2009 Janus Advisor Midcap Growth Fund became Janus Investment Fund Enterprize

Part VII Line 83 The sale of IBM noted on line 20 of the 2009 report was cancelled and sold on 1/12/09