Mark Lawrence Wolf
2010
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Pull out the substance of this filing.
What was filed
254
investments
2
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
0
spouse income
Named parties
- Albert Schweitzer Fellowship
- John William Ward Fellowship
- New York Patent Law Association
As filed
IRA#I] — Int/Div
iShares Barclays TIPS Bond Fund 5.298%
iShares FTSE/Xinhua China 25 Index — Sold (part)
iShares Boxx Investment Grade Corporate Bond Fund — Sold
Vanguard Bond Index Fund — Buy (add'l)
Vanguard International Equity Index — Sold (part)
Vanguard Total Stock Market Index — Sold (part)
Vanguard Total Stock Market Index — Sold (part)
iShares MSCI Japan Index — Sold
iShares JPMorgan USD Emerging Markets Bond Fund — Sold (part)
iShares MSCI Germany Index — Sold
iShares Russell 2000 Index — Sold
iShares Russell 2000 Index — Sold
DB Commodity Index — Buy (add'l)
DB Commodity Index — Sold (part)
SPDR Intemational Gov't Inflation Protected Bond Index — Sold (part)
SPDR Intemational Gov't Inflation Protected Bond Index — Sold
WisdomTree Dreyfus Emerging Currency Fund — Buy (add'l)
WisdomTree Dreyfus Emerging Currency Fund — Sold (part)
WisdomTree Dreyfus Emerging Currency Fund — Sold
WisdomTree Dreyfus Emerging Currency Fund — Sold
Barclays Bank iPath ETN iPath S&P 500 VIX Short — Buy
Barclays Bank iPath ETN iPath S&P 500 VIX Short — Sold
iShares MSCI Hong Kong — Buy
iShares MSCI Hong Kong — Sold
iShares MSCI Korea Index Fund — Buy
iShares MSCI Korea Index Fund — Sold
iShares MSCI Korea Index Fund — Sold
PIMCO Exch Traded Fund 15+ Yr US TIPS Index Fund — Buy
PIMCO Exch Traded Fund Enhanced Short Marurity — Buy
PIMCO Exch Traded Fund Enhanced Short Marurity — Sold (part)
DB Agriculture Index — Buy
DB Agriculture Index — Sold
DB Agriculture Index — Buy (add'l)
SPDR S&P Dividend — Buy
Vanguard Dividend Appreciation Index — Buy
Vanguard Dividend Appreciation Index — Buy (add'l)
Vanguard Dividend Appreciation Index — Sold (part)
Vanguard REIT — Buy
Vanguard REIT — Buy (add'l)
WisdomTree Emerging ETF Mkts Local Debt Fund — Buy
WisdomTree India Eaming — Buy
Schwab Govt Money Fund
IRA#2 — Int/Div
iShares Barclays TIPS Bond Fund 5.298% — Buy (add'l)
iShares FTSE/Xinhua China 25 Index — Sold (part)
iShares iBoxx Investment Grade Corporate Bond Fund — Sold
SPDR Gold Trust — Buy (add'l)
SPDR Gold Trust — Buy (add'l)
SPDR Gold Trust — Sold (part)
Vanguard International Equity Index — Sold (part)
iShares MSCI Japan Index — Sold
Claymore/BNY Mellon BRIC Index — Sold
iShares Barclays 7-10 Year Treasury Bond Fund — Buy (add'l)
iShares Barclays 7-10 Year Treasury Bond Fund — Sold
iShares JPMorgan USD Emerging Markets Bond Fund — par)
i1Shares MSCI Germany Index — Sold
iShares Russell 2000 Index — Sold
iShares Russell 2000 Index — Sold
DB Commodity Index — Buy (add'l)
DB Commodity Index — Sold (part)
SPDR International Gov't Inflation Protected Bond Index — Sold (part)
SPDR International Gov't Inflation Protected Bond Index — Sold
WisdomTree Dreyfus Emerging Currency Fund — Buy (add'l)
WisdomTree Dreyfus Emerging Currency Fund — Sold (part)
WisdomTree Dreyfus Emerging Currency Fund — Sold
NASDAQ 100 Index — Sold (part)
NASDAQ 100 Index — Sold
First Trust BICK Index — Buy
Powershares DB Multi Sector Agriculture — Buy
Powershares DB Multi Sector Agriculture — Sold
WisdomTree Emerging ETF Mkts Local Debt Fund — Buy
WisdomTree India Eamings — Buy
iShares MSCI Hold Kong Index — Buy
iShares MSCI Hold Kong Index — Sold
SPDR S&P Emerging Markets Small Cap — Buy
SPDR S&P Emerging Markets Small Cap — Buy (add'l)
SPDR S&P Emerging Markets Small Cap — Buy (add'l)
iShares MSC! Korea Index Fund — Buy
iShares MSC! Korea Index Fund — Sold
Ishares iBoxx High Yield Corp Bond — Buy
Ishares iBoxx High Yield Corp Bond — Sold
PIMCO Exch Traded Fund 15+ yr US TIPS Index — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Sold (part)
SPDR S&P Dividend ETF — Buy
Vanguard Dividend Appreciation Index — Buy
Vanguard Dividend Appreciation Index — Buy (add'l)
Vanguard REIT — Buy
Vanguard REIT — Buy (add'l)
Vanguard Total Stock Market — Sold (part)
Vanguard Total Stock Market — Sold (part)
Barclays Bank Plc iPath S&P 500 Vix — Buy
Barclays Bank Plc iPath S&P 500 Vix — Sold
Schwab Govt Money Fund
BROKERAGE ACCOUNT #1
iShares Barclays TIPS Bond Fund 5.298% — Int/Div — Buy (add'l)
iShares FTSE/Xinhua China 25 Index — Int/Div
SPDR Gold Trust — None — Buy (add'l)
SPDR Gold Trust — Sold (part)
Vanguard Bond Index Fund — Int/Div — Buy (add'l)
Vanguard Total Stock Market Index — Int/Div — Sold (part)
Vanguard Total Stock Market Index — Sold
iShares MSCI Japan Index — None — Sold
iShares 7-10 Year Treasury Bond Fund — Int/Div — Sold
iShares JPMorgan USD Emerging Markets Bond Fund — Int/Div — Sold (part)
iShares JPMorgan USD Emerging Markets Bond Fund — Sold
Shares MSCI Germany Index — None — Sold
Shares Russell 2000 Index — None — Sold
Shares Russell 2000 Index — Sold
SPDR International Gov't Inflation Protected Bond Index — Int/Div — Sold
WisdomTree Dreyfus Emerging Currency Fund — None — Buy (add'l)
WisdomTree Dreyfus Emerging Currency Fund — Sold (part)
WisdomTree Dreyfus Emerging Currency Fund — Sold
NASDAQ 100 Index — Int/Div — Sold
NASDAQ 100 Index — Sold
DB Powershares MultiSector Agriculture — None — Buy
DB Powershares MultiSector Agriculture — Sold
DB Powershares Commodity Index — None — Buy
DB Powershares Commodity Index — Sold (part)
Wisdomtree Emerging Markets Local Debt Fund — Int/Div — Buy
Ishares MSCI Hong Kong Index — None — Buy
Ishares MSCI Hong Kong Index — Sold
SPDR S&P Emerging Markets Small Cap — Int/Div — Buy
IsharesiBoxx High Yield Corp Bond — Int/Div — Buy
IsharesiBoxx High Yield Corp Bond — Sold
PIMCO 15+ Year US TIPS Index ETF — Int/Div — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Int/Div — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Buy (add'l)
PIMCO Enhanced Short Maturity Strgy ETF — Buy (add'l)
SPDR S&P Dividend — Int/Div — Buy
SPDR S&P Dividend — Buy (add'l)
SPDR S&P Dividend — Sold (part)
Vanguard REIT Index — Int/Div — Buy
Vanguard REIT Index — Buy (add'l)
Barclays Bank Plc iPath S&P 500 Vix — None — Buy
Barclays Bank Plc iPath S&P 500 Vix — Sold
BROKERAGE ACCOUNT #2
McDonald's Corp — Int/Div
Schwab Govt Money Fund — Int/Div
Ma. St. Sales Tax 5% 8/5/17 — Interest — Sold
BROKERAGE ACCOUNT #3
iShares Barclays TIPS Bond Fund 5.298% — Int/Div
iShares FTSE/Xinhua China 25 Index — Int/Div — Sold (part)
1Shares GSCI Commodity Trust — None — Sold
SPDR Gold Trust — None — Buy (add'l)
Vanguard Bond Index Fund — Int/Div — Buy (add'l)
Vanguard Bond Index Fund — Sold (part)
Vanguard International Equity Index — Int/Div — Sold (part)
Vanguard Total Stock Market Index — Int/Div — Sold (part)
Vanguard Total Stock Market Index — Sold (part)
iShares MSCI Japan Index — None — Sold
iShares Barclays 7-10 Year Treasury Bond — Int/Div — Sold
iShares JPMorgan USD Emerging Markets Bond Fund — Int/Div — Sold (part)
iShares JPMorgan USD Emerging Markets Bond Fund — Sold
iShares MSCI Germany Index — None — Sold
iShares MSCI Germany Index — Buy
iShares Russell 2000 Index — Int/Div — Sold
iShares Russell 2000 Index — Sold
WisdomTree Dreyfus Emerging Currency Fund — None — Buy (add'l)
WisdomTree Dreyfus Emerging Currency Fund — Sold (part)
WisdomTree Dreyfus Emerging Currency Fund — Sold
NASDAQ 100 Index — Int/Div — Sold (part)
NASDAQ 100 Index — Sold
First Trust BICK Index — Int/Div — Buy
First Trust BICK Index — Sold
DB Powershares Commodity Index — None — Buy
DB Powershares Commodity Index — Sold (part)
Wisdomtree India Eaming — Int/Div — Buy
Ishares MSCI Hong Kong Index — None — Buy
Ishares MSCI Hong Kong Index — Sold
SPDR S&P Emerging Markets Small Cap — Int/Div — Buy
SPDR S&P Emerging Markets Small Cap — Buy (add'l)
SPDR S&P Emerging Markets Small Cap — Buy (add'l)
Ishares MSCI Korea Index — None — Buy
Ishares MSCI Korea Index — Sold
Ishares iBoxx High Yield Corp Bond — Int/Div — Buy
Ishares iBoxx High Yield Corp Bond — Sold
PIMCO 15+ Year US TIPS Index ETF — Int/Div — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Int/Div — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Sold (part)
SPDR S&P Dividend — Int/Div — Buy
Vanguard Dividend Appreciation — Int/Div — Buy
Vanguard Dividend Appreciation — Buy (add'l)
Vanguard Dividend Appreciation — Buy (add'l)
Vanguard REIT — Int/Div — Buy
Vanguard REIT — Buy (add'l)
Barclays Bank Plc iPath S&P 500 Vix — None — Buy
Barclays Bank Plc iPath S&P 500 Vix — Sold
BROKERAGE ACCOUNT #4
BROKERAGE ACCOUNT #4 — Sold (part)
BROKERAGE ACCOUNT #4 — Sold (part)
iShares Barclays TIPS Bond Fund 5.298% — Int/Div — Sold (part)
iShares Barclays TIPS Bond Fund 5.298% — Sold (part)
iShares Barclays TIPS Bond Fund 5.298% — Buy (add'l)
iShares Barclays TIPS Bond Fund 5.298% — Sold (part)
1Shares FTSE/Xinhua China 25 Index — Int/Div — Sold (part)
1Shares FTSE/Xinhua China 25 Index — Sold (part)
SPDR Gold Trust — None — Buy (add'l)
SPDR Gold Trust — Sold (part)
SPDR Gold Trust — Sold (part)
SPDR Gold Trust — Sold (part)
Vanguard Bond Index Fund — Int/Div — Buy (add'l)
Vanguard Bond Index Fund — Sold (part)
Vanguard Bond Index Fund — Sold (part)
Vanguard Total Stock Market Index — Int/Div — Sold (part)
Vanguard Total Stock Market Index — Sold
iShares MSCI Japan Index — None — Sold
iShares Barclays 7-10 Year Treasury Bond — Int/Div — Sold (part)
iShares Barclays 7-10 Year Treasury Bond — Sold
iShares JPMorgan USD Emerging Markets Bond Fund — Int/Div — Sold (part)
iShares JPMorgan USD Emerging Markets Bond Fund — Sold
iShares MSCI Germany Index — None — Sold
SPDR International Gov't Inflation Protected Bond Index — Int/Div — Sold
WisdomTree Dreyfus Emerging Currency Fund — None — Buy (add'l)
WisdomTree Dreyfus Emerging Currency Fund — Sold (part)
WisdomTree Dreyfus Emerging Currency Fund — Sold
NASDAQ 100 Index — Int/Div — Sold
NASDAQ 100 Index — Sold
DB Agriculture Index — None — Buy
DB Agriculture Index — Sold
DB Commodity Index — None — Buy
DB Commodity Index — Sold (part)
DB Commodity Index — Sold (part)
Wisdomtree Emerging Market Local Sovereign Debt — Int/Div — Buy
WisdomTree India Earnings — Int/Div — Buy
WisdomTree India Earnings — Sold (part)
Ishares MSCI Hong Kong Index — None — Buy
Ishares MSCI Hong Kong Index — Sold
SPDR S&P Emerging Markets Small Cap — Int/Div — Buy
Ishares iBoxx High Yield Corp Bond — Int/Div — Buy
Ishares iBoxx High Yield Corp Bond — Sold
PIMCO 15+ Year US TIPS Index ETF — Int/Div — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Int/Div — Buy
PIMCO Enhanced Short Maturity Strgy ETF — Sold (part)
PIMCO Enhanced Short Maturity Strgy ETF — Buy (add'l)
PIMCO Enhanced Short Maturity Strgy ETF — Buy (add'l)
SPDR S&P Dividend — Int/Div — Buy
Vanguard Dividend Appreciation — Int/Div — Buy
Vanguard Dividend Appreciation — Buy (add'l)
Vanguard Dividend Appreciation — Buy (add'l)
Vanguard Dividend Appreciation — Sold (part)
Vanguard Dividend Appreciation — Sold (part)
Vanguard REIT Index — Int/Div — Buy
Vanguard REIT Index — Buy (add'l)
Barclays Bank Plc iPath S&P 500 Vix — None — Buy
Barclays Bank Plc iPath S&P 500 Vix — Sold
Schwab Govt Money Fund — None
CHARLES SCHWAB MONEY MARKET ACCOUNT — Interest
Fidelity USA (MM) — Int/Div
Bank of America (savings) — Interest
Bank of America (checking) — Interest
LILO, LLC (Limited Liability Corporation) — Int/Div
Citizens Bank (savings & checking) — Interest
Chairman Emeritus, Director, Albert Schweitzer Fellowship
Chair, John William Ward Fellowship
Reimbursement — New York Patent Law Association — 3/26-3/28 — New York — Dinner of Federal Judiciary — wransportation, food, lodging
Reimbursement — Albert Schweitzer Fellowship — 10/14-10/16 — Baltimore — Board Meeting — transportation, food, lodging
In 2010 most of the assets owned
were managed by Windward Investments, which recently changed its name to Windhaven Investments
("Windhaven"). Windhaven provided the information in this Report conceming the assets it managed. That information is, to the best of my knowledge, correct.
I invest in what Windhaven calls "Funds," through which identical investments are made simultaneously for many investors. These are not mutual
funds. Rather various index shares are bought and sold for individual accounts and various times. Therefore, there are many transactions described in this Report
which would not be required to be reported if we were invested in mutual funds which engaged in similar transactions.
In preparing this 2010 Report, Windhaven, and then I, realized that Schwab Government Money Fund Accounts opened
in 2009 were
inadvertently omitted from my 2009 Report. They are included on lines 117, 172, 180, 241, and 312 of this 2010 Report. In addition, McDonalds stock was
mistakenly listed twice on my 2009 Report, on lines 9 and 189. Itis in this 2010 Report once on line 179. In my 2009 Report, the Vanguard Total Stock Market
reported on line 113 of this 2010 Report was reported as "sold," but it appears that it should have been reported as "part sold."
1 have not listed in Part VII the asset in my:
Trust reported in part I because I have no beneficial interest in it and do not now control
the purchase, sale, or other disposition of the asset.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.