Arthur J. Schwab

b) NYSE Euronext — Buy

ROLLOVERIRA NO.I — Int/Div

Fidelity Gov't Money Market

Baron Small Cap Fund — Sold (part)

Artisan Small Cap Vale — Sold (part)

Calamos Growth Fund — pan)

T Rowe Price Mid Cap Value — Sold

Harbor Intemational Fund — Sold (part)

Dodge & Cox Int'l Fund

Artisan Intemational Fund — Sold

a) IShares TR MSCI Emerging Mkts Index Fund — Sold

b) IShares TR MSCI Emerging Mkts Index Fund — Sold

c) IShares TR MSCI Emerging Mkts Index Fund — Sold

IShares US Treasury — Sold (part)

a) JP Morgan US Large Cap — Sold (part)

b) JP Morgan US Large Cap — Sold (part)

Ivy GIbl Nat Resources FD — Sold (part)

a) Pimco Funds Total Return — Sold (part)

b) Pimco Funds Total Retum — Buy

BellSouth Comp. Note

Verizon Comm Inc. Note

JPMorganChase Note

Morgan Stanley Note

Goldman Sachs Note

Western Union Note

AT&T

BPPLC

Bristol Myers Squibb — Sold

Chevron Comp

Coca Cola

ConocoPhillips

Consolidated Edison

Dominion Resources

a) Emerson Electric — Sold (part)

b) Emerson Electric — Buy

a) Exxon Mobil

b) Exxon Mobil

Healthcare REIT Inc — Sold

Home Depot Inc — Sold

a) Intel Corp

b) Intel Corp — Buy

a) Intemational Business Machs Corp.

b) International Business Machs Corp. — Buy

a) Johnson & Johnson

b) Johnson & Johnson — Buy

Johnson Controls Inc — Sold

Kimberly-Clark Corp.

Lilly Eli & Co.

Linn Energy LLC Units — Sold

McDonalds Corp.

McKesson Corporation — Sold

Medco Health Solutions Inc — Sold

a) Microsoft Corp.

b) Microsoft Corp. — Buy

a) NYSE Euronext

a) Parker Hannifin Corp. — Sold

b) Parker Hannifin Corp — Buy

Pepsico Inc

Price T Rowe Group Inc

Procter & Gamble Co.

Qualcomm Inc — Sold

RioTinto PLC — Sold

a) United Technologies Corp.

b) United Technologies Corp. — Buy

Verizon Communications Inc. (See VIII) — Sold (part)

Wal-Mart Stores Inc

Waste Management Inc — Sold

Wisconsin Energy Corp. — Sold

JP Morgan Chase & Co.

RS Emerging Mkts Fund — Buy

Perkins Mid-Cap Fund — Buy

Blackrock Global Fund — Buy

Kinder Morgan Energy — Buy

Dividend Cap Ind Trust 11 — Buy

RIVERFRONT CAPITAL FUND (A) (See VII — Distribution

RIVERFRONT CAPITAL FUND (B) (See VII — Distribution

Nova Biosource Fuels Common stock — None

S&P 500 Depository Receipt — Int/Div

Fidelity Municipal Money Market — Interest

Nova Biosource Fuels Common stock — None

S&P 500 Depository Receipt — Int/Div

Fidelity Municipal Money Market — Interest

Part-time Professor (evening course), Grove City College

Secretary and member of the Board of Trustees (non-compensated), Grove City College

Faculty member (non-compensated), University of Virginia School of Law - Trial Advocacy Program

Agreement — 1.07/11/91 — Single life annuity through a life insurance company through prior employer, Reed Smith LLP, beginning monthly on 01/01/2012.

Agreement — 2010 — Grove City College - Part-time Professor - evening course - intellectual property law (compensation is within the applicable judicial guidelines)

Reimbursement — University of Virginia School of Law — 01/07/10t0 01/10/10 — Charlottesville, Virginia — Faculty — mileage, tolls, meals (29th Annual National Trial Advocacy College)

Income — 2010 — Grove City College - teaching — $12,500.00