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What was filed

  • 35

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Rensselaer Institute
  • Georgetown University
  • FEDERAL CIRCUIT BAR ASSOCIATION

As filed

CHASE PACKAGING CORP TEX — None

INSULET CORP — None

NSTAR — Int/Div

CITI CORP TRUST BANK "ACCOUNT" — Interest

ANADIGICS INC — None

CORNING INC — Int/Div

CP! CAPITAL NORTH AMERICA SER A — None — Buy (add'l)

CALL JUNIPER NETWORKS MAY 09 — None — Sold

CALL SYNAPTICS APRIL 09 — None — Buy

CALL VALUECLICK MAY 09 — None — Buy

CALL VALUECLICK MAY 09 — None — Sold

CITI BANK NA BANK DEPOSIT PROGRAM "ACCOUNT"

CITIBANK NA SOUTH DAKOTA BNK DEPO PRGM "ACCOUNT"

CHASE PACKAGING CORP TEX — to line 76)

INTRAOP MEDICAL CORP — to line 84)

RUMSON-FAIR HAVEN BK & TRUST CO — 10 line 91)

TIME WARNER INC NEW 1 — to line 102)

UNIVERSAL HEALTH REALTY INCOME TRUST — to line 103)

MASS MUTUAL PARTICIPATION INVS — 10 line 87)

VALES.A. ADR (FORMERLY COMPANHIA VALE DI RIO ADR DOCE) — to line 104)

LEGG MASON INC — to line 85)

MASSMUTUAL CORPORATE INVS INC — to line 86)

AMERITRADE IRA — Int/Div

ANADIGICS INC — from line 47)

BANK OF AMERICA CORP — Buy (add'l)

INTERMEC INC — from ine 51)

INTRAOP MEDICAL CORP — from line 52)

MASSMUTUAL CORPORATE INVS IN — from line 69)

MASSMUTUAL PARTICIPATION INV SH BEN INT — from line 59)

STEC INC — Buy

STECINC — Buy (add'l)

STEC INC — Buy (add'l)

STECINC — Buy (add'l)

TIME WARNER CABLE INC — from line 102)

TIME WARNER INC 1 i — from line 57)

Board of Trustees, Rensselaer Institute

Board of Visitors, Georgetown University

Reimbursement — FEDERAL CIRCUIT BAR ASSOCIATION — 06/18/09 -06/20/09 — WHITE SULPHUR SPRINGS, WV — PANELIST — TRANSPORTATION, MEALS, LODGING

LINES 18 IS A CASH EQUIVALENT FUND WITHIN MORGAN STANLEY SMITH BARNEY. CASH IS MOVED INTO AND OUT OF THIS FUND IN A

MANNER SIMILAR TO A BANK ACCOUNT. AT 12/31/2009 THERE WERE NO FUNDS IN THIS ACCOUNT, BUT THE ACCOUNT REMAINS

AVAILABLE.

MOTOROLA INC - 2008 FDR LINES 34 AND 35 REPORTED PARTIAL SALES IN 2008, WITH THE COMBINED AMOUNT RESULTING IN A

COMPLETE DISPOSITION OF THIS STOCK IN 2008.

CITICORP TRUST BANK, FSB (CASH EQUIVILANT) (2008 LINE 64) WAS DISPOSED OF IN 2008 AND DOES NOT APPEAR ON THE 2009 FDR.

LINES 43 AND 70 - ALL SECURITIES FROM THE MORGAN STANLEY SMITH BARNEY (MSSB) IRA 80-16 (EXCEPT FOR CVCI CAYMEN OFF 11

CLA-LINE 60) WERE TRANSFERRED INTO THE AMERITRADE [RA ACCOUNT ON 10/13/2009. THE CASH WAS ALSO TRANSFERRED BY

CLOSING THE MSSB ACCOUNT BALANCES (LINES 44 AND 45) AND OPENING A CASH ACCOUNT WITHIN THE AMERITRADE IRA (LINE 71.)

LINES 66, 67 AND 74 - MERRILL LYNCH WAS MERGED INTO BANK OF AMERICA ON 1/2/2009. BANK OF AMERICA STOCK WAS RECEIVED IN

EXCHANGE FOR THE MERRILL LYNCH STOCK. THE BANK OF AMERICA STOCK WAS THEN TRANSFERRED FROM THE MSSB IRA 80-16

.

INTO THE AMERITRADE tRA ON 10/13/2009.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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