Anita Blumstein Brody

2007

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 65

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Board of Visitors, Columbia Law School
  • Commonwecalth of Pennsylvania-pension
  • TIAA-CREFF Pension Distribution

As filed

Brokerage Account #1

Capital Southwest-common stock — Int/Div — Sell

Covanta Holding Corporation formerly Danielson Holding-cs — None

Dupont-common stock — Int/Div

NABORS-common stock — None

National Asset Bank-common stock — None

Royal Palm-common stock — None

Source Capital-common stock — Int/Div

Third Avenue Value Fund — Int/Div

Third Avenue Small Capital Fund-mutual fund — Int/Div — Buy

Third Avenue Real Estate Fund-mutual fund — Int/Div — Buy

Third Avenue Real Estate Fund-mutual fund — Buy

Third Avenue Intl Value FD — Int/Div — Buy

Butler County PA - Bond — Interest

Brokerage Account #2

Dean Witter Liquid Asset-mutual fund — Interest

Dow Chemical - Common stock — Int/Div — Sell

DPL - common stock — Int/Div — Sell

General Dynamics- common stock — Int/Div — Sell

McDonalds- common stock — None — Sell

Pepsico- common stock — Int/Div — Sell

Littlestown - Municipal Bond — None — Sell

Lancaster PA Area Sch Distrist Bond — None — Sell

Fed Home Loan Bk Bond — None — Sell

Franklin RSD — None — Sell

Bank Accounts

Wachovia - bank accounts — Interest

Dime Savings-bank account — Interest

IRA #1 — Int/Div

Greenwood Trust-cd — Sell

Dean Witter Liquid Asset-mutual fund

Limited Duration Fund (was tcw/dw N Am Gov Tr)-(mutfund) — Sell

Federal Home Loan Mtg Corp Med Term Note — Sell

Midfurst Bank Oklahoma City CD — Sell

IRA #2 — Int/Div

Dean Witter Liquid Assct-mutual fund

Ist Signature Co — Sell

TIAA-CREF-retirement(s)

TIAA Retirement

Manulife (formerly John Hancock Life) — Interest

Japan Fund - mutual fund — None — Sale

Japan Fund - mutual fund — Sale

Japan Fund - mutual fund — Sell

Reserve Fund Primary Portfolio

Third Avenue Small Cap Value Fund

Third Avenue Real Estate Value Fund

Third Avenue Intl Value Fund

Third Avenue Value Fund Inc

Vanguard Federal Moncy Market Fund

Emerging Markets Stock Index Investor Shares

Mid-Cap Index Fund Investor Shares

Total Intemational Stock Index Fund

Trust #3 — Int/Div

Reserve Primary Fund Class

Capital Southwest Corp

Covanta Holding Corporation

Nabors Industries LTD New

Third Avenue Real Estate Value FD

Third Avenue International Value FD

IRA #3 — Int/Div

Total International Stock Index Fund — Buy

Total International Stock Index Fund — Buy

Wellington Fund Admiral Shares

Member, Board of Visitors, Columbia Law School

Income — 2007 — Commonwecalth of Pennsylvania-pension — $ 30,691

Spouse's income — 2007 — TIAA-CREFF Pension Distribution

1) Assets reported in Part VII, page 6, lines 40 and 41, for "TIAA-CREFF-rctirement(s)" and "TIAA Retirement," ar

retirement funds for which he

has no control of its investments and is not provided with any information on the earnings from those accounts. He is

1

only provided with an account value which is

reported.

2) Asscts reported in Part VII, page 5, under IRA #1, were sold and remaining cash was transferred to IRA#3 reported on page 7.

3) Assets reported in Part VII, page 6, under IRA #2, were sold and remaining cash was transferred to IRA #4 reported on page 8. Upon the death (Gi ED

assets reported in IRA #4, were transferred to IRA #3 on 11/27 and the account subsequently closed.

4) Assets reported in Part VII, page 4, under Brokerage Account #2, were sold. Any remaining cash was transferecd into Trust #3 and account was closed.

5) Assct reported in Part VII, page 9, lincs 90-94, of prior ycar report were completely sold. Line 94 should have been sell not partial sale.

6) Assets reported in Part VII, page 7. lines 58-64, under Trust #3, were started from partial transfers of assets from Brokerage Account #1.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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