Anita Blumstein Brody
2007
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What was filed
65
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
1
spouse income
Named parties
- Board of Visitors, Columbia Law School
- Commonwecalth of Pennsylvania-pension
- TIAA-CREFF Pension Distribution
As filed
Brokerage Account #1
Capital Southwest-common stock — Int/Div — Sell
Covanta Holding Corporation formerly Danielson Holding-cs — None
Dupont-common stock — Int/Div
NABORS-common stock — None
National Asset Bank-common stock — None
Royal Palm-common stock — None
Source Capital-common stock — Int/Div
Third Avenue Value Fund — Int/Div
Third Avenue Small Capital Fund-mutual fund — Int/Div — Buy
Third Avenue Real Estate Fund-mutual fund — Int/Div — Buy
Third Avenue Real Estate Fund-mutual fund — Buy
Third Avenue Intl Value FD — Int/Div — Buy
Butler County PA - Bond — Interest
Brokerage Account #2
Dean Witter Liquid Asset-mutual fund — Interest
Dow Chemical - Common stock — Int/Div — Sell
DPL - common stock — Int/Div — Sell
General Dynamics- common stock — Int/Div — Sell
McDonalds- common stock — None — Sell
Pepsico- common stock — Int/Div — Sell
Littlestown - Municipal Bond — None — Sell
Lancaster PA Area Sch Distrist Bond — None — Sell
Fed Home Loan Bk Bond — None — Sell
Franklin RSD — None — Sell
Bank Accounts
Wachovia - bank accounts — Interest
Dime Savings-bank account — Interest
IRA #1 — Int/Div
Greenwood Trust-cd — Sell
Dean Witter Liquid Asset-mutual fund
Limited Duration Fund (was tcw/dw N Am Gov Tr)-(mutfund) — Sell
Federal Home Loan Mtg Corp Med Term Note — Sell
Midfurst Bank Oklahoma City CD — Sell
IRA #2 — Int/Div
Dean Witter Liquid Assct-mutual fund
Ist Signature Co — Sell
TIAA-CREF-retirement(s)
TIAA Retirement
Manulife (formerly John Hancock Life) — Interest
Japan Fund - mutual fund — None — Sale
Japan Fund - mutual fund — Sale
Japan Fund - mutual fund — Sell
Reserve Fund Primary Portfolio
Third Avenue Small Cap Value Fund
Third Avenue Real Estate Value Fund
Third Avenue Intl Value Fund
Third Avenue Value Fund Inc
Vanguard Federal Moncy Market Fund
Emerging Markets Stock Index Investor Shares
Mid-Cap Index Fund Investor Shares
Total Intemational Stock Index Fund
Trust #3 — Int/Div
Reserve Primary Fund Class
Capital Southwest Corp
Covanta Holding Corporation
Nabors Industries LTD New
Third Avenue Real Estate Value FD
Third Avenue International Value FD
IRA #3 — Int/Div
Total International Stock Index Fund — Buy
Total International Stock Index Fund — Buy
Wellington Fund Admiral Shares
Member, Board of Visitors, Columbia Law School
Income — 2007 — Commonwecalth of Pennsylvania-pension — $ 30,691
Spouse's income — 2007 — TIAA-CREFF Pension Distribution
1) Assets reported in Part VII, page 6, lines 40 and 41, for "TIAA-CREFF-rctirement(s)" and "TIAA Retirement," ar
retirement funds for which he
has no control of its investments and is not provided with any information on the earnings from those accounts. He is
1
only provided with an account value which is
reported.
2) Asscts reported in Part VII, page 5, under IRA #1, were sold and remaining cash was transferred to IRA#3 reported on page 7.
3) Assets reported in Part VII, page 6, under IRA #2, were sold and remaining cash was transferred to IRA #4 reported on page 8. Upon the death (Gi ED
assets reported in IRA #4, were transferred to IRA #3 on 11/27 and the account subsequently closed.
4) Assets reported in Part VII, page 4, under Brokerage Account #2, were sold. Any remaining cash was transferecd into Trust #3 and account was closed.
5) Assct reported in Part VII, page 9, lincs 90-94, of prior ycar report were completely sold. Line 94 should have been sell not partial sale.
6) Assets reported in Part VII, page 7. lines 58-64, under Trust #3, were started from partial transfers of assets from Brokerage Account #1.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.