Robert David Sack

JP Morgan 1086 US Govt MMKT Fund Premier (formerly Morgan) — Int/Div

Unsecured loan to David W. McClintick — None

Dewey Ballantine Partership Capital Account — None

GD&C CitiStreet 401(k) — Interest

SSgA Money Market Fund — Sold (part)

Boeing Co. Common Stock — Int/Div

Van Kampen Trust for Invt. Grade NY Municipals — Int/Div

Oppenheimer NY SFSA 5% Due 3/15/10 — Int/Div

JPMorgan Chase Traditional IRA — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bond due 7/1/12 — Interest

MS New York Genl Oblig Ref Ser-C due 4/15/13 — Interest

Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 — Interest

MS NYS Power Auth Rev Ref Ser-C 4% due 11/1520 — Interest

MS Fed Home Ln Mtg Corp Med Term N 5% due 9/15/16 — Interest — Redeemed

MS Fed Hom LN BK 5% due 6/12/18 — Interest — Redeemed

Morgan Stanley Special Value Fund A — Int/Div

Morgan Stanley Special Growth Fund A — Int/Div

MS Focus Growth Fd A — Int/Div

MS Oppen. AMT Free NY Mun A (Class Exchange) (X) — Int/Div

MS Oppen. AMT Free NY Mun B — Int/Div

Morgan Stanley Franklin NY Tax Free Inc B — Int/Div

Morgan Stanley Bank Deposit Program

MS Oppen AMT Free NY Mun A (Class Exchange) (X)

Morgan Stanley Oppen. AMT Free NY Mun Fund B

Neuberger State Street Mid Cap Growth Investor Class — Int/Div

Ameriprise IRA Portfolio (AH) — Int/Div

Ameriprise Insured Money Market

Fid Adv Float Rt H/Inc-A Fidelity Advisor Funds — Buy

lvy Asset Strategy-A Waddell & Reed Funds — Buy

Opp Intl Bond-A Oppenheimer Funds — Buy

Opp Intl Bond-A Oppenheimer Funds — Sold (part)

Opp Lid Intern Muni-A Oppenheimer Funds — Buy

Opp Developming Mkts-A Oppenheimer Funds — Buy

Pimco Total Return-D Alianz Global Investors — Buy

Perm Portfolio Permanent Family of Funds — Buy

Opp Ltd Term NY Muni-A Oppenheimer Funds

Amer T/E Bond of Amer-A American Funds Group

VK Muni Income-A Van Kampen Funds

Blackrock Muniholdings New York Insured Fund Inc — Buy (add'l)

RSRV US Govemment-R Reserve Funds — Sold

Drey Shit Int Muni Bd-D Dreyfus Group — Buy

Fid Adv Float Rt H/Inc-A Fidelity Advisor Funds — Buy

Glid High Yield Muni-A Goldman Sacks Asset Mgmt

MFS Muni Lud -Maturity-A MFS$ Family of Funds — Buy

Opp Amt Free NY Muni-A Oppenheimer Funds

Pioneer Amt-Free Muni-A Pioneer Funds

Amer T/E Bond of Amer-A American Funds Group

Virtus Tax Exempt Bond-A Virtus Funds

Fred Alger Large Cap Growth iRA

Franklin Intermediate Fixed Income IRA

Spectrum Hybrid Preferred IRA

Renaissance International Equity IRA

Alliancebemstein Large Cap Core IRA

Munder Mid Cap Core IRA

RiverSource Retirement Advisor 4 Advantage VA-Annuity

Director, William F. Kerby and Robert S. Potter Fund

Lecturer in Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 9/3/98 — Practising Law Institute and Robert D. Sack, publication of 3rd edition of treatise on defamation law; royaity 15% of net receipts

Agreement — 2.1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert D. Sack; Terms $6,000 per month/life, no increase, decrease or cap

Liability — 1, Citibank Aadvantage — Credit Card

Liability — Ciubank Aadvantage — Credit Card

Liability — Chase Visa — Credit Card

Reimbursement — University of Pennsylvania — 3/19/09 — Philadelphia, PA — Seminar — Travel

Reimbursement — University of Chicago — 5/15-16/09 — Chicago, IL — Conference — Meals

Income — 2009 — Practising Law Institute Book Royalties — $21,232.74

Income — 2009 — Lecturer in Law, Columbia Law School — $7.500.00

Spouse's income — 2009 — Dewey Ballantine Partnership Distribution

Spouse's income — 2009 — West Services Inc.

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.