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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 58

    investments

  • 1

    positions

  • 0

    gifts

  • 2

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Child #1
  • American Bar Association- Annual Meeting
  • ALAS
  • University of Melbourne Graduate School of Law, Melbourne, Australia (see NOTE 5)

As filed

Third Avenue Value Fund — Int/Div — Sold (part)

Third Avenue Real Estate Value — Int/Div

Fidelity Contrafund — Int/Div

Fidelity AMT Tax-Free Money Market Fund — Distribution

Fidelity Cash Reserves — Distribution

Fidelity Cash Management Account — Int/Div

Fidelity Inflation-Protected Bond Fund — Int/Div — Buy

Conn. Bond Due 06/15/10 — Redeemed

Guilford Savings Bank — Interest

Pacific Ethanol Inc — Int/Div

Fidelity Int'l Discovery Fund — Int/Div

Fidelity Spartan Mkt Index Investor Class — Distribution

Fidelity Instittutional Money Mkt Fund (see note 5) — Distribution

Fidelity Spartan 500 Index Advantage Class — Distribution

Awbury Partners (see note ) — Distribution

P2 Capital Fund IV, L.P. (see note 2) — Distribution

Saugatuck Capital VI LLC (see note 3) — Distribution

Saugatuck Capital V LLC (see note 3) — Distribution

IRA # 1 (Roll-Over IRA created 7/1/03)

Fidelity Cash Reserves — Interest

Fidelity Diversified Int'l Fund — Int/Div

Spartan 500 Index Fid Advantgae — Int/Div

Fidelity Contrafund — Int/Div

Fidelity Puritan Fund — Int/Div

Fidelity Value Fund — Int/Div

Third Avenue Value Fund — Int/Div

Spartan Int'l Index Investors — Distribution

Fidelity Inflation Protected Bond fund — Distribution

Alpine Dynamic Dividend Fund — Distribution

Goldman Sachs — Sold

General Electric — Int/Div

Genzyme Corp. — Int/Div

IRA#2

Janus Orion Fund — Distribution

Custodian Account # 1

Fidelity Cash Management Account — Interest

Spartan 500 Index Investor Class — Int/Div

Third Avenue Value Fund — Distribution

American Capital Strategies — Int/Div

Fidelity Contrafund Fund — Int/Div

Fidelity Cash Reserves — Diswibution

Vanguard International Equity Index Fund — Distribution — Buy

Vanguard Information Technology Vipers — Distribution — Buy

Awbury Partners (see notel) — Distribution

Trust#4

Awbury Partners (see note 1) — Distribution

Fidelity Cash Management Account — Interest

Third Avenue Value Fund — Distribution

Fidelity Cash Management Account — Distribution

American CenturyUIltra Fund — Distribution

Trust# 5S

Awbury Partners (see note 1) — Distribution

Oracle Common Stock — Int/Div

Spartan 500 Index Investors Class — Distribution

Fidelity Cash Reserves — Int/Div

Third Avenue Value Fund — Distribution

Fidelity Contrafund — Distribution

Fidelity Cash Management Account — Interest

Custodian, Child #1

Agreement — 1-4/2010 — Visiting Professor at Yale Law School; paid $5000.00

Agreement — 2.9-11/2010 — Visiting Professor at Yale Law School; paid $8,000.00

Reimbursement — American Bar Association- Annual Meeting — August 5-6, 2010 — San Francisco, CA — Lecture — Transportation, lodging, meals

Reimbursement — ALAS — June 17-19,2010 — Bermuda — Lecture — Transportation, lodging, meals

Income — 2/17/2010 — University of Melbourne Graduate School of Law, Melbourne, Australia (see NOTE 5) — £7.952.60

NOTE 1:

Awbury Partners, L.P. is a large diversified investment partnership that is managed by one, geral] fund manager and several investment advisors.

Awbury Partners is, in effect, a privately held mutual fund.

the reporting person,

or any trust in which he is a trustee controls

or determines either (1) who the fund iii or investment advisors are or (2) what investments yey Partners purchases or sells or when it does so. Thus,

neither the reporting person,

or trusts in which he is a trustee has any control regarding the investments of Awbury Partners. The value of

Awbury Partners’ investments is nem me quarterly on the basis of the value of the partnerships underlying investments.

NOTE 2: P2 Capital Fund IV, L.P., is a pooled investment partnership, which is not controlled by either the reporting party or his spouse

NOTE 3: Saugatuck Capital V LLC and Saugatuck Capital VI LLC are private equity partnerships, which are not controlled by Ji the reporting pa

oo] The Capital V partnership is currently wholly invested in Femco Holdings LLC, a privately held company located in Pennsylvania, and the Capital VI is

invested in Exocor, Inc., a Canadian corporation.

NOTE 4: Trusts ##1 and 2, which were shown on previous reports, were terminated effective as of 02/15/06 and all of the assets (which were cash) then held by

the trusts were distributed in their entirety to the beneficiaries of the trusts, so that as of December 31, 2006, neither of these trusts existed. The other trusts will

continue to be numbered from #3 to avoid confusion with prior reports. Trust #3 was terminated effective 06/21/08 and the assets within the trust were distributed

in kind to the beneficiary of the Trust. As a result, as of December 31, 2008, Trust # 3 held no assets and was terminated. Trust #3 will not appear in future

reports. Trust # 5 terminated in Spetember 2010 and will not be included in future reports. Only Trust # 4 will continue in future reports.

NOTE 5: Payment for teaching at University of Melbourne was split between 2009 and 2010. The second payment of $7952.60 was made on February 17, 2010

and will be shown on next year's report. The payments differed in amount because of currency fluctuations, as the teaching stipend was based on Australian

dollars. The payment was intended to cover the reporting person's travel expenses, lodging and food

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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