William H. Pauley 3

COMMON STOCKS

EXXON/MOBIL — Int/Div

AXA AMERICAN DEPOSITORY SHARES — Int/Div

PRUDENTIAL FIN'L SRVS — Int/Div

IBM — Int/Div

MUTUAL FUNDS

AIM SM CAP EQUITY FUND CL B — Int/Div

ALGER FD BAL PORTFOLIO — Int/Div

ALLIANCE DISCIPLINE VALUE CL B — Int/Div — Conversion

ALLIANCE FOCUSED GROWTH INCOMECLB — Int/Div — Conversion

DAVIS NY VENTURE FUND CLB — Int/Div

DRYDEN SHORT TERM CORP BOND FD CL B — Int/Div — Sale/Exch

DRYDEN TOTAL RETURN BOND FUND — Int/Div — Buy/Exch

DRYDEN SPEC MONEY MRKT FUND CL B — Int/Div — Buy/Exch

DRYDEN ACTIVE ALLOCATION FUND CL B — Int/Div — Buy/Exch

DRYDEN INTLEQTY FDCLB — Int/Div

DRYDEN STOCK INDEX FUND CL B — Int/Div — Conv

DRYDEN STOCK INDEX FUND CL A — Int/Div — Conversion

DRYDEN SM CAP COREEQTYFDCLB — Int/Div

FEDERATED WORLD INVT SRVS GLOBAL FIN'LSRVS CLB — Int/Div — Conversion

FEDERATED INTERNATIONAL VALUE FUND CLB — Int/Div — Conversion

GOLDMAN SACHS TRUST MID CAP EQUITY FUNDCLB — Int/Div — Conversion

GOLDMAN SACHS MID CAP VALUE FUND CL . B . . — Int/Div — Conversion

J. HANCOCK US GLOBAL LEADERS GROWTH CLB — Int/Div

J. HANCOCK US GLOBAL LEADERS GROWTH CLA . — Int/Div

JENNISON NATURAL RESOURCES FUND CL A — Distribution

JENNISON FIN SERVS FD CL B — Int/Div — Exch

JENNISON FIN SERVS FD CL A — Int/Div

JENNISON EQTYOPPCL A — Int/Div

JENNISON UTILITY FUND CLB — Int/Div

JENNISON SMALL CO FUND CL B — Int/Div — exch

JENINSON SMALL CO. FUND CLASS A — Int/Div — Exchange

STRATEGIC PARTNERS FOCUSED VALUE FUNDCLB N — Int/Div — Conv

STRATEGIC PARTNERS FOCUSED VALUE FUNDCLA — Int/Div — Conversion

PUINAM HEALIH SCI'tKUST CLB — Int/Div

PUTNAM SM CAPCLB — Int/Div — Exchange

PUTNAM SM CAP VALUE CL A — Int/Div — Exchange

SELIG LASALLE DIVIDEND REALESTATE FUNDCLB — Int/Div

SELIG INCOME FUND CLB — Int/Div

SELIG SM CAP VALUEFD CLB — Int/Div

SELIG FRONTIER FUND CLB — Int/Div

ANNUITIES

DISCOVERY PLUS — Interest

CASH AND CASH EQUIVALENTS

JP MORGAN CHASE — Interest

U.S. TREASURY BILLS — Interest

U.S. SAVINGS BONDS — Interest

AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div

AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div

PRUMONEY MARKET ACCOUNT — Interest — Conversion

WACHOVIA MONEY MARKET ACCOUNT — Interest — Conversion

PRU TAX FREE MONEY MARKET ACCOUNT — Interest — Conversion

EVERGREEN MUNICIPAL MONEY MARKET FUND — Interest — Conversion

NEW YORK STATE COLLEGE TUITION SAVINGS FUND PROGRAM . — Interest — Buy

RETIREMENT ACCOUNTS

401K PLAN - ING — Int/Div

IRA SCUDDER — Interest

ALGER CAPITAL APPRECIATION FD CL B — Interest

JENNISON GROWTHCL A — Interest

JENNISON GROWTH CLB — Interest

JENNISON TECH FUNDCLB — Interest

DAVIS NY VENTURE FUND CL A — Int/Div

GOLDMAN SACHS TRUST FUND CAP GRWTH PORTFOLIOCLA - . — Int/Div

JENNISON HLTH SCIFD CLA — Distribution

JENNISON HLTH SCIFD CL B — Distribution

STRATEGIC PARTNERS FOCUSED GROWTH FUND CLB — Distribution

STRATEGIC PARTNERS NEW ERA GRWTH FD CLB — Distribution

SELIGCOMM & INFOFD CLA — Distribution

COMMAND MONEY MKT FDS — Interest — Exchange

U.S. THRIFT SAVINGS PLAN (GOVT SECURITIES FUND) +. — Interest — Exchange

UTS GOV'T SEC EQUITY TRUST — None

‘Member of Board of Visitors, Dulee University School of Law

Agreement — 1998 — Continuation of payments agreement with former law partner, Franklyn H. Snitow Bgfis aw fin, sail) bo Kanfer Holtzer & Millus, LLP. 25 3

Reimbursement — Duke University School of Law — Law School Board of Visitors Meeting. (travel, food and lodging)

Income — 2004 — Snitow & Pauley, a former law partnership winding-down its affairs (continuation of payments agreement described in art II, ‘ine I» — $63,043

Spouse's income — 2004 — Self-Employed Licensed Real Estate Sales Person

Spouse's income — AE BOT NF BWR BABES T

None.