Gerard E. Lynch

Citibank Accounts — Interest

Merrill Lynch Money Market — Int/Div

Amenprise Money Market — Interest — Buy (add'l)

Blackrock NY Muni Inc. Tr — Int/Div

Gabelli Utility Trust PFD — Int/Div

ING Savings Account — Interest

AGIC Con. Fd. — Int/Div — Nich Applegate

ING Clarion Global Equity Fund — Int/Div

PIMCO NY Muni Fnc. Fd. — Int/Div

Blackrock Global Allocation B — Int/Div

Triborough BTA Bonds — None

Alliance Bemstein Gr./Inc. Fund A&B — Int/Div

Eaton Vance Enhanced Equity Fd — Int/Div

Eaton Vance Tax Managed Global Fund — Int/Div

Nuveen Municipal Value — Int/Div

Oppenheimer Main St. A — Int/Div

PIMCO Floating Rate Strategy FD — Int/Div

Putnam Int'l. Gr. Fund — Int/Div

Alpine Total Dynamic Div. Fd — Int/Div

Invesco Tax Free Int. Shares — Int/Div — AIM

Eaton VanceFloating Rate Inc. Tr — Int/Div

RochesterMuni Fd. CIA — Int/Div

Templeton Dev. Mkt. Trust A — Int/Div

Rydex Ser Tr. Juno Fd. — None

NYS Trans. Fin. — Interest — Redeemed

Franklin Utilities — Int/Div

SunAmerica New Century Fd. A — None

TIAA-CREF — None

Franklin Income Fd. C — Int/Div

ING Risk Managed Nat. Res. Fd. — Int/Div

Nuveen Global Fd. — Int/Div

NYC Bonds — Interest

Port Authority Bonds — Interest

NYS Dorm Auth. Bonds — Interest — Sold (part)

Hartford Corp. Apprec. Fd — Int/Div

Fidelity Adv. Div. Int'l. — Int/Div

Metro Trans. Auth. NY — Interest

Lord Abbett NY TIF — Interest

PIMCO Long-term U.S. GOVT — Interest

Putnam Amer-govt. Income FD — Interest

Seligman NY Muni FD — Interest

Fidelity Adv. Govt. Income FD — Interest

Franklin U.S. Govt. Sel. FD — Int/Div

Lord Abbett Short Duration Income FD — Int/Div

Amer. Exp. Cent Bk — Interest — Redeemed

Hartford Inflation Plus FD — Int/Div — Hartford US Govt.

Rental Property, New York, NY (2002, $272,500) — Rent

Advisers Disciplined Trust Unit 226 — Int/Div — Sold

SPDR Series Trust — Int/Div

Nassau County Bonds — Interest

Franklin NY Tax Free — Interest — Buy

Fidelity Adv. Strategic — Int/Div — Buy

Vanguard Consumer Staples — Int/Div — Buy

Vanguard Info Tech — Int/Div — Buy

Vanguard Emerg. Mkts. — Int/Div — Buy

Vanguard High Dvd. Yield — Int/Div — Buy

Professor of Law, Columbia University

Reimbursement — Yale University — March 26 — New Haven, CT — Teaching Class — Transportation

Reimbursement — American Constitution Society — October4 -5 — Washington, DC — Conference — Transportation, Lodging, Meals

Income — 1/1/10 — Columbia University — $25,470.00

Spouse's income — 1/1/10 — Flushing Hospital

Spouse's income — 1/1/10 — Private Practice of Psychotherapy