Robert Michael Dow jr

Northern Trust Bank JRA (CD) — Interest

Prudential Individual Retirement Annuity

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — pant)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — ary)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — pert)

GR GRO Fixed Bond Account — bs A

GR GRO Fixed Bond Account — par)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — pat)

GR GRO Fixed Bond Account — pan)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — pan)

GR GRO Fixed Bond Account — Buy (add'l)

GR GRO Fixed Bond Account — par)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — pant)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Sold (part)

GR GRO Fixed Bond Account — Sold

AST Money Market (X) — Buy

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Sold (part)

AST Money Market (X) — 2ddT)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — past)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Sold (part)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Sold

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST Money Market (X) — Buy (add'l)

AST First Trust Cap Appr Target Portfolio (X) — Buy

AST First Trust Cap Appr Target Portfolio (X) — Buy (add'l)

AST First Trust Cap Appr Target Portfolio (X) — Buy (add'l)

AST First Trust Cap Appr Target Portfolio (X) — Buy (add'l)

AST First Trust Cap Appr Target Portfolio (X) — Buy (add'l)

AST First Trust Cap Appr Target Portfolio (X) — Sold (part)

AST First Trust Cap Appr Target Portfolio (X) — Buy (add'l)

Harris Bank accounts — Interest

GCG Mutual Fund

American Funds Fundamental Investors — Int/Div

Amencan Funds Small Cap World Fund — Int/Div

American Funds Growth Fund of America — Int/Div

GCG 529 Fund #1

EuroPacific Growth Fund 529A — Int/Div

American Funds New Economy Fund — Int/Div

GCG 529 Fund #2

American Funds Capital World G/I 529A — Int/Div

American Funds Growth Fund of America 529A — Int/Div

GCG 529 Fund #3

New Perspective Fund 529A — Int/Div

American Funds Fundamental Investors S29A — Int/Div

GCG Fund #4

American Funds SmallCap World Fund 529A — Int/Div

American Funds Capital Income Builder S29A — Int/Div

Podesta HSA Account

T Shares Dow Jones Select Dividend Index Fund — Int/Div

First Community Bank Common Stock — None

Sauk Valley Coramunity Bank Common Stock — Int/Div

MSJ1, Inc. Common Stock — None

Minnesota Life: Variable Adjustable Life Insurance — Interest

Travelers: Variable Life Policy — Interest

Northwestern Mutual Life Policy — Int/Div

MetLife: Universal Life Policy — Interest

Hoskins Group LP~- ~~. - Invest p'ship

Financial Square Trust Prime Obligation FD Admin CL Fund — Interest — Closed

Buffalo Jayhawk China Fund — Int/Div

Buffalo Jayhawk China Fund — Buy (add'l)

Buffalo Jayhawk China Fund — Buy (add'l)

Alcoa Incorporated — Int/Div — Sold

Allstate Corp. — Int/Div — Sold

Amgen, Inc. (Y)

Applied Matenals, Inc — Int/Div — Sold

Archer Daniels Midland (Y)

BPPLCADR — Int/Div — Sold

Chevron Comp. — Int/Div — Sold

Cincinnati Financial Group — Int/Div — Sold

Citigroup Inc. (Y)

Friedman Billings Ramsey A (Y)

General Electric Co. — Int/Div — Sold

Glaxo SmithKline Sponsored PLC ADR — Int/Div — Sold

Grant Prnideco, Inc. (Y)

Intel Corp. — Int/Div — Sold

Kinder Morgan Energy Partners Ltd. P'ship Interest — Distribution — Sold

Lilly Eli & Co. — Int/Div — Sold

Mentor Corp/Minn. (Y)

Modine Mfg. Co. — None — Sold

Newmont Mining Corp — None — Sold

Schlumberger, Ltd — Int/Div — Sold

United Technologies Corp — Int/Div — Sold

Veeco Instrs., Inc, Del. (Y)

Johnson & Johnson — Int/Div — Sold

Abbou Labs — Int/Div — Sold

Boing, Inc — Int/Div — Sold

Conocophillips — Int/Div — Sold

Costco Whsl Corp — Int/Div — Sold

DuPont (E I) De Nemours & Co. — Int/Div — Sold

Forest Labs Inc. — None — Sold

Kennametal Inc — Int/Div — Sold

Limited Inc. — Int/Div — Sold

Marathon Oil Corp — Int/Div — Sold

Marsh & McLennan Inc. (Y)

Microsoft Comp. — Int/Div — Sold

Patterson-Uti Energy Inc. — None — Sold

Trinity Industries Inc. (Y)

Unit Corp. — None — Sold

US Bancorp — Int/Div — Sold

Weatherford Int'l Ltd. — None — Sold

Wilmington Trust Comp. — Int/Div — Sold

Wrigley Wm Jr. Co. (Y)

Buffalo Intemational Fund #1449 — Int/Div

Buffalo Intemational Fund #1449 — Buy (add'l)

Buffalo Intemational Fund #1449 — Buy (add'l)

Frontier Oil Corp. — Int/Div — Sold

Ico Inc. — None — Sold

Kraft Foods Inc. A — Int/Div — Sold

Great Plains Energy Inc — Int/Div — Sold

Calpine Corp. — None — Sold

Apache Corp. — Int/Div — Sold

Coca Cola — None — Sold

Buffalo Balanced Fund (X) — Int/Div — Buy

Buffalo Balanced Fund (X) — Buy (add'l)

Buffalo Small Cap Fund (X) — Int/Div — Buy

Buffalo Small Cap Fund (X) — Buy (add'l)

Buffalo Science & Technology Fund (X) — Int/Div — Buy

Buffalo Science & Technology Fund (X) — hi

Buffalo Large Cap Fund (X) — Int/Div — Buy

Buffalo Large Cap Fund (X) — Buy (add'l)

Buffalo USA Growth Fund (X) — Int/Div — Buy

Norther Inst Tax-Exempt (X) — Interest — Buy

Liability — Chase Bank — credit card

Spouse's income — 2009 — Bailey & Glasser LLP -- sclf-cmployed attorney performing contract legal work to approx. March 2009; associate attorney at law firm after March 2009

I. Explanatory note concerning Hoskins Group LP (lines 121-185): |

{each owned 20% of the shares and were limited partners of Hoskins

Group LP;

SHRI

were the general partners. On March 5, 2009, the partnership sold all of the individual stocks in their portfolio. They took a capital

loss on every one of the stocks; hence, there were no gains to report in column D(4) as to any individual stock. Apart from the Buffalo Jayhawk China Fund (line

123) and the Buffalo International Fund (line 172), all of the assets of the Hoskins Group LP were sold in March 2009. The proceeds from the stock sales were

placed into the two existing Buffalo funds and five additional Buffalo funds (lines 186-196) and the Northern Tax-Exempt account (line 197). Between March and

received their

July 2009, the funds of the partnership were held in common in the Buffalo funds. In July 2009, the partnership dissolved and each of the

share.

re )

+ | share is now in a scparate account in her name and remains allocated to the seven Buffalo funds and the Northern Tax-Exempt account.

2. Explanatory note concerning Prudential annuity product (lines 3-91): The Prudential account contains funds that previously had been invested in the Mayer

Brown 401K and partner retirement accounts. The product has a guaranteed resurn option, which 1 elected. As a result, as the market fluctuated a great deal over

the course of 2008 and early 2009, an algorithm programmed by Prudential triggered a large number of transactions that had the effect of transferring all of my

assets into a single bond account (GR GRO). To simply the process (and my reporting of it), my advisor now has transferred all of the assets into two funds (lines

78 and 85) that are not self-directed.

3. Lines 3,93, 99, 102, 105, 108, 111, and 121 are headers for various funds -- the individual holdings of each fund, values, and transactions are reported in the

lines below cach header.