Mitchell S. Goldberg

Trust -1/3 Interest - property located in Stewart, FL — Rent

American Fund #1 - 529 - age orrisk based - no control — None

American Fund #2 - 529 - age orrisk based - no control — None

American Fund #3 - 529 - age or risk based - no control — None — Redeemed

American Fund #4 - 529 - age or risk based - no control — None — Sold (part)

Morgan Stanley Smith Bamey #1 - Common stocks & options:

Bank Deposit Program #BDP — Interest

Baxter Intl. Inc — None — Buy

Bristol Myers Squibb Co. — None — Buy

HCPInc — None

Metlife Inc — Int/Div — Buy

Microsoft Corp. — Int/Div — Buy

Pepsico Inc — None

Sysco Inc — None

Wal-Mart Stores Inc — None

CVS Caremark Corp. Stock — None — Sold

Morgan Stanley Smith Barney Corporate Bonds:

General Electric Cap Corp — Interest — Buy

Berkshire Hathaway Fin. Corp — Interest

Pepsico Inc — Interest — Buy (add'l)

Morgan Stanley Smith Bamey GSE Bonds:

Federal Home Loan Mortgage Corp. — Interest — Buy

Morgan Stanley Smith Barney Certificates of Deposit:

Ally Bank-UT (Formerly GMAC Bank) #1 — Interest — Open

Ally Bank-UT (Formerly GMAC Bank) #2 — Interest — Open

Ally Bank-UT Formerly GMAC Bank) #3 — Interest — Open

Morgan Stanley Smith Barney #2 Financial: Management Acct.

Shares TR S&P 500 Index Fd — None — Sold

Powershares QQQ TR Ser 1 — None

Capital Income Builder Fund — None — Sold

Growth Fund of America Class A — None — Sold

Exxon Mobil Corp — None — Buy

LMP Shot-Term bond Fund Class C — None — Buy

Wells Fargo #1 - Harford Annuity:

AMR Blue Chip Income and Growth — None

AMR Global Growth — None

AIM Mid Cap Core Equity Fund — None

F-T Small-Mid Cap Growth — None

AMR Growth-Income — None

Newell Rubbermaid Inc. NWL — None — Sold

Oppenheimer Fund - Retirement IRA — None

Sirius XM Radio, Inc. - Stock — None

Wells Fargo #2 - Hartford Annuity:

AMR Growth-Income — None — Sold

AMR Blue Chip Income and Growth — None — Sold

F-T Small-Mid Cap Growth — None — Sold

AIM Mid Cap Core Equity Fund — None — Sold

AMR Global Growth — None — Sold

Annuities, Savings & Checking Accounts:

ING Annuity & Life Ins. (Y)

ING Annuity & Life Ins. (Y) — Ry

Trust - 1/3 Interest - property located in Stewart, FL — Rent

American Fund #1 - 529 - age or risk based -no control — None

American Fund #2 - 529 - age or risk based -no control — None

American Fund #3 - 529 - age or risk based - no control — None — Redeemed

American Fund #4 - 529 - age or risk based - no control — None — Sold (part)

Morgan Stanley Smith Barney #1 - Common stocks & options:

Bank Deposit Program #BDP — Interest

Baxter Intl. Inc — None — Buy

Bristol Myers Squibb Co. — None — Buy

HCPlInc — None

Kimberly Clark Corp. — None

Metlife Inc — Int/Div — Buy

Microsoft Corp. — Int/Div — Buy

Pepsico Inc — None

Sysco Inc — None

Wal-Mart Stores Inc — None

CVS Caremark Corp. Stock — None — Sold

Morgan Stanley Smith Barney Corporate Bonds:

General Electric Cap Corp. — Interest — Buy

Berkshire Hathaway Fin. Corp. — Interest

Pepsico Inc — Interest — Buy (add'l)

Morgan Stanley Smith Bamey GSE Bonds:

Federal Home Loan Mortgage Corp — Interest — Buy

Morgan Stanley Smith Barney Certificates of Deposit:

Ally Bank-UT (Formerly GMAC Bank) #1 — Interest — Open

Ally Bank-UT (Formerly GMAC Bank) #2 — Interest — Open

Ally Bank-UT Formerly GMAC Bank) #3 — Interest — Open

Morgan Stanley Smith Bamney #2 Financial: Management Acct.

Shares TR S&P 500 Index Fd — None — Sold

Powershares QQQ TR Ser — None

Capital Income Builder Fund — None — Sold

Growth Fund of America Class A — None — Sold

Exxon Mobil Corp — None — Buy

LMP Shot-Term bond Fund Class C — None — Buy

Wells Fargo #1 - Harford Annuity:

AMR Blue Chip Income and Growth — None

AMR Global Growth — None

AIM Mid Cap Core Equity Fund — None

F-T Small-Mid Cap Growth — None

AMR Growth-Income — None

Newell Rubbermaid Inc. NWL — None — Sold

Oppenheimer Fund - Retirement IRA — None

Sinus XM Radio, Inc. - Stock — None

Wells Fargo #2 - Hartford Annuity:

AMR Growth-Income — None — Sold

AMR Blue Chip Income and Growth — None — Sold

F-T Small-Mid Cap Growth — None — Sold

AIM Mid Cap Core Equity Fund — None — Sold

AMR Global Growth — None — Sold

Annuities, Savings & Checking Accounts:

ING Annuity & Life Ins. (Y)

Agreement — 1.2/03 — Pennsylvania Employee Retirement System

Agreement — 2010 — Drexel Law School (Teaching appointment to start September, 2011)

Reimbursement — Amerncan Bar Association — 4/29/2010 - 5/3/2010 — Half Moon Bay, CA — Tort Trial & Insurance Practice Section - Speaker — Transportation, meals, hotel

Income — 2010 — Drexel law School - Payment for teaching — $£2.500.00

Income — 2010 — Trust Distribution — $3,583.33

Spouse's income — 2010 — Herstine Technology - salary