Gerard E. Lynch

Citibank accounts — Interest

Merrill Lynch Money Market — Int/Div

Bank CD — Interest — Redeemed

Ameriprise Money Market — Interest — H&R Block

New York NY FSA-CR — Interest

New York St PWR ATRV — Interest — Redeemed

Blackrock NY Muni Inc. Tr. — Int/Div

Gabelli Utility Trust PFD — Int/Div

ING Savings Account — Interest

Nicholas Applegate Con. Fd. — Int/Div

ING Clarion Global Equity Fund — Int/Div

PIMCO NY Muni Fnc Fd. — Int/Div

Blackrock Global Allocation B — Int/Div

Triborough BTA Bonds — None

Alliance Bernstein Gr/Inc. Fund A&B — Int/Div

Eaton Vance Enhanced Equity Fd — Int/Div

Eaton Vance Tax Managed Global Fund — Int/Div

Nuveen Municipal Value — Int/Div

Oppenheimer Main St A — Int/Div

PIMCO Floating Rate Strategy FD — Int/Div

Growth Fund Amer. Inc — Int/Div

Putnam Health Serv Tr CI B — Int/Div — Sold

Putnam Intl Gr Fund — Int/Div

Seligman Lg Cap Val CI B — None — Sold

Alpine Total Dynamic Div. Fd — Int/Div

AIM Tax Free Int Shares — Int/Div

Eaton Vance Floating Rate Inc. Tr — Int/Div

Rochester Muni Fd CI A — Int/Div

Templeton Dev. Mkt. Trust A — Int/Div

Yonkers NY Indl Dev. Agency — Interest

Rydex Ser Tr. Juno Fd. — Int/Div

NYS Trasn Fin — Interest

Franklin Utilities — Int/Div

Nuveen Tx Free Unit TRINSD — Interest — Sold

SunAmerica New Century. Fd. A — None — Strat. Inv Fund

TIAA-CREF — None

Franklin Income Fd C — Int/Div

Pioneer Fd. CIB — None — Sold

First Bank PR CD — Interest — Redeemed

ING Risk Managed Nat. Res. Fd. — Int/Div

Federated Intl Small Co Fd — None — Sold

Sovreign Bank CD — None — Redeemed

Nuveen Global Fd. — Int/Div

NYC Bonds — Interest

Port Authority Bonds — Interest

NYS Dorm Auth Bonds — Interest

Hartford Corp. Apprec. Fd. — None

Fidelity Adv. Div. Intl — Int/Div

Lord Abbett Secs. Trust — None — Sold

Lord Abbett High Yield Muni — Int/Div — Sold

Fidelity Adv. High Income — Int/Div — Sold

Metro Trans Auth NY — Interest — Buy

Metro Trans Auth NY — Interest — Buy

Lord Abbett NY TIF — Interest — Buy

PIMCO Long-term US GOVT — Interest — Buy

Putnam Amer-govt Income FD — Interest — Buy

Seligman NY Muni FD — Interest — Buy

JP Morgan Chase CD — Interest — Buy

Fidelity Adv. Govt Income FD — Interest — Buy

Franklin US Govt Sel FD — Int/Div — Buy

Lord Abbett Short Duration Income FD — Int/Div — Buy

Amer. Exp. Cent Bk CD — Interest — Buy

Hartford US Govt Sel FD — Int/Div — Buy

Rental Property, New York, NY (2002, $2 72.500) — Rent — Part VIII

Advisers Disciplined Trust Unit 226 — Int/Div — Buy

Professor of Law, Columbia University

Reimbursement — American Law Institute — April 24-25 — Philadelphia, PA — Meeting of Advisors — transportation, lodging, meals

Reimbursement — Yale Univeristy — May 2 — New Haven, CT — Teaching Class — transportation

Reimbursement — University of Califomia-Santa Barbara — May 28-June 2 — Santa Barbara, CA — Law and Neuroscience Con f — transportation, lodging, meals

Income — 1/1/08 — Columbia University — $24,495.00

Spouse's income — 1/1/08 — Flushing Hospital

Spouse's income — 1/1/08 — Private practice of psychotherapy

Part VII, Line 66: Apartment purchased in 2002 for (GENE use; began to receive rental income in 2008.