Robert David Sack

JPMorgan Chase Accounts — Interest

JPMorgan US Gov't Money Market Morgan Shares — Int/Div — redemption

JPMorgan US Gov't Money Market Morgan Shares — redemption

JPMorgan US Gov't Money Market Morgan Shares — redemption

JPMorgan US Gov't Money Market Morgan Shares — redemption

JPMorgan US Gov't Money Market Morgan Shares — redemption

JPMorgan US Gov't Money Market Morgan Shares — redemption

JPMorgan US Gov't Money Market Morgan Shares — redemption

Unsecured loan to David W. McClintick — None

Dewey Ballantine Partnership Capital Account — None

GD&C CitiStreet 401(k) (X) — Interest

SSgA Money Market Fund

Oppenheimer Advantage Municipal Liquidity Fund — Int/Div

Boeing Co. Common Stock — Int/Div

Blackrock New York Insured Municipal Income Trust 111 — Int/Div

Van Kampen Trust for Invt. Grade NY Municipals — Int/Div

Oppenheimer NY Municipal Fund CI A — Int/Div

JPMorgan Chase Traditional IRA — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Int/Div

Morgan Stanley Bank Deposit Program — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bond due 7/1/12 — Int/Div

MS New York Genl Oblig Ref Ser-C due 4/15/13 — Int/Div

MS NYS DA SECD Hosp Interfaith Med Bond 5.25 due 2/15/14 — Interest

Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 — Int/Div

Morgan Stanley Fed Home Ln Mtg Med Tm N 4% 10/15/10 — Interest

Morgan Stanley Fed Hm Ln Bk 4% 3/24/11 — Interest

Morgan Stanley FHLB 5.050% due 2/14/13 — Interest

Morgan Stanley FHL Mtg Corp Med Term N 5% due 9/15/15 — Interest

MS Fed Home Ln Mtg Corp Med Term N 5% due 9/15/16 — Interest

Morgan Stanley Global Dividend Growth Sec A — Int/Div

Morgan Stanley Special Growth Fund B — Int/Div

Morgan Stanley Special Value Fund A — Int/Div

Morgan Stanley Special Growth Fund A — Int/Div

MS Focus Growth FdB — Int/Div

Morgan Stanley Franklin NY Tax Free Inc B — Int/Div

Goldman Sachs High Y1d Muni A (X) — Int/Div — buy

Morgan Stanley Oppen. AMT Free NY Municipal Fd B — Int/Div

JPMorgan Federal Money Market Fund Morgan (X) — Int/Div — buy

JPMorgan Federal Money Market Fund Morgan (X) — redemption

JPMorgan Federal Money Market Fund Morgan (X) — buy

Fiduciary Holdings (ya) — Int/Div

Morgan Stanley Bank Deposit Program

Morgan Stanley MTA NY Transit Zero Coupon Bond due 7/1/13

Morgan Stanley Franklin NY Tax Free Inc B

Morgan Stanley Oppen. AMT Free NY Municipal Fund B

Neuberger State Street Mid Cap Growth Investor Class (X) — Int/Div

MS Pioneer Amt Free Muni A (AH) — Int/Div

MSE V Amt Free Muni Bond A (AH) — Int/Div

MS Phoenix Insight Tax Exempt Bd A (AH) — Int/Div

MS Goldman Sachs High Y1d Muni A (AH)(X) — Int/Div — buy

MS Goldman Sachs High Y1d Muni A (AH)(X) — buy

MS Oppenheimer Amt-Free NY Mun A (AH) — Int/Div — buy

MS American Tax-Exempt Bd Fd A (AH) — Int/Div

RHH Trust — Interest

Citigroup Bank Deposit Account

JP Morgan Federal Money Market Fund Morgan (X) — Int/Div — buy

JP Morgan Federal Money Market Fund Morgan (X) — redemption

Citi Smith Bamey Bank Deposit Program (AH) (X) — Interest

MS Blackrock Munihldng NY Ins Fd (AH) (X) — Int/Div — buy

MS Nuveen NY Invt Qual Muni Fund (AH) xX) — Int/Div — buy

MS Van Kampen Muni Income A (AH) (X) — Int/Div — buy

MSE V AMT Free Muni Bond A (AH) (X) — Int/Div — buy

MS American Tax-Exempt Bd Fd A (AH) xX) — Int/Div — buy

Ameriprise RiverSource Retirement Portfolio (AH) (X) — Int/Div

RVS VP Sm Cap Value — buy

RVS VP Sm Cap Value — buy

RVS VP Sm Cap Value — buy

VnKmpnUIF Md Cp Gr — buy

VnKmpnUIF Md Cp Gr — sell

Vn Kmpn UIF GIbR Est — buy

Vn Kmpn UIF GIbR Est — sell

RVS VP Fndmntl Value — buy

RVS VP Fndmntl Value — sell

PIMCO VIT All Asset — buy

PIMCO VIT All Asset — sell

NeuBrm AMT Intl S Cl — buy

Fid VIP Contrafd Cl 2 — buy

Fid VIP Contrafd Cl 2 — sell

Eaton Van VT Float Rt — buy

Eaton Van VT Float Rt — sell

Crdt Suis Cmdty Rtn — buy

Crdt Suis Cmdty Rtn — sell

ColmbiaMrsico Int Opp — buy

ColmbiaMrsico Int Opp — sell

Columbia Marsico Grth — buy

Columbia Marsico Grth — buy

Columbia Marsico Grth — sell

AIM VIGIbl Hlth 11 — buy

AIM VIGIbl Hlth 11 — sell

Wager Intl Small Cap — buy

AllBem VPS Intl Val — buy

AllBem VPS Intl Val — buy

AmCent VP UltraC II — buy

AmCent VP UltraC II — sell

Fid VIP MidCap Cl 2 — buy

Oppenheimer Strat Bnd — buy

RVS VP Div Bond Fd — buy

RVS VP Div Bond Fd — buy

RVS VP Div Bond Fd — sell

RVS VP Div Eq Inc Fd — buy

RVS VP Div Eq Inc Fd — sell

RVS VP Emerging Mkts — buy

RVS VP Global Bond Fd — buy

RVS VP Global Bond Fd — buy

RVS VP Gbl Infl Prote — buy

RVS VP Gbl Infl Prote — sell

RVS VP Gbl Infl Prote — 2/13 — i )

RVS VP Gbl Infl Prote — sell

RVS VP Mid Cap Value — buy

RVS VP Mid Cap Value — sell

Van Kampen Comstock — buy

Van Kampen Comstock — sell

Janus Aspen Lrg Cap Gr — buy

Wanger US Smaller Co — ay

Wanger US Smaller Co — 7/20 — J

Wanger US Smaller Co — 7/20

Am Cent VP MdCpVa Il — buy

Oppenheimer Strat Bnd — buy

Director, William F. Kerby and Robert S. Potter Fund

Lecturer in Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School = =

4, [ep] == ch o= AF ox = Jaf

Agreement — 9/3/98 — Practising Law Institute and Robert D. Sack, publication of 3rd edition of treatise on defamation law; royalty 15% of net receipts

Agreement — 2.1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement between Gibson Dunn & Crutcher LLP and Robert D. Sack; Terms: $6,000 per month, no increase, decrease or cap

Liability — Chase Visa — Credit Card

Liability — Citibank Aadvantage — Credit Card

Liability — Citibank Aadvantage — Credit Card

Reimbursement — Comell University — Ithaca, NY

Income — 2007 — Practising Law Institute Book Royalties — $2,146.60

Income — 2007 — Lecturer in Law, Columbia Law School — $ 7.500

Income — 2007 — Social Security — $24,672

Spouse's income — 2007 — Dewey Ballantine Partnership Distribution

Spouse's income — 2007 — West Services Inc

Spouse's income — 2007 — Social Security Disability Benefit

Spouse's income — 2007 — Northwestern Mutual Disability Payments

CitiStreet is the Custodian for the GD&C 401(K) (Line 11).

Line 48, Neuberger Berman State Street Mid Cap Growth Investor Class was called State Street Manhattan Fund on prior reports.

Line 62, Citi Smith Bamey Bank Deposit Program (AH), was inadverently omitted from the prior report.

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.