Pierre Nelson Leval

Kentucky 6.0 bond — Interest — Sold (part)

NYS Urban 5.5 bond 7/1/16 — Interest — Sold (part)

Norfolk 5.75 bond 11/1/13 — Interest

NC Med 5.5 bond 10/1/24 — Interest

Peninsula 8.7 bond 8/1/23 — Interest

109. RI Dep 6.0 bond 8/1/17 — Interest

RIS Health 5.5 bond 5/15/16 — Interest

Sacramento 5.0 bond 12/1/16 — Interest

St.Paul 5.5 bond 11/1/23 — Interest

Triborough 5.25 1/1/13 bond — Interest

114. Triborough 5.25 1/1/14 bond — Interest

Washington 5.25 8/1/23 bond — Interest — Buy

NY Dorm 5.375 2/1/17 bond — Interest — Buy

NY Dorm 5.375 2/1/17 bond — None — Sold

Califor. 4.9 101/13] — Interest — Buy

NY Dorm 6.45 8/15/24 bond 2141 — Interest

NY Dorm 5.25 8/1/25 bond - “511 — Interest

NY Dorm 5.5 8/1/38} — Interest — Buy

NY Dorm 5.375 2/1/17 bond 805%; — Interest — Buy

NY Donn 5.0 2/1/12 bondi #3 — Interest

NY Dorm 5.0 2/1/28 bond -}* 3:5} — Interest — Buy

Norfolk 5.75 bond -fi 3 — Interest

North Car. 5.5 1/1/21 bond EEE — Interest — Buy

135. New Providence Assoc. LP fund self — None — Buy

JPMorgan Tax Free Bond VANTX self — Interest — Buy

Council member :, The American Law Institute

Member - Photography Committee, Museum of Modern Art

Liability — MONY — Loan on life insurance policy

Reimbursement — American Bar Assn — Feb. 5-7, 2009 — Phoenix, AZ — Teaching — travel/lodging/food

Reimbursement — Copyright Society — June 2, 2009 — Washington, D.C — Lecture — travel/food

Income — February — Intellectual Property Visitor - Lewis & Clark Law School -Portland, OR Teaching — $5,000.00

Income — June — Nice International Law Summer Abroad Program - Thomas Jefferson School of Law - Nice, FRANCE -Teaching — $3,000.00

Spouse's income — Jan-Dec. — State St. Cultural Inst. Pension Plan - pension

Spouse's income — Spring — New York University - teaching

Spouse's income — January — U.S. Institute of Museum & Library Services - arts funding panel

*

My end of year holding for this security is reported in Column C of Line 5, addressing the security 1 received on account of merger.

** The audit function comments in relation to numerous lines in which I report additional purchases and partial sales that "Column C(1) and C(2) should be

completed for each asset owned on the last day of the repiort period.” On the first line relating to each asset, I have filled in Column C showing my holding in that

asset at the close of the year, Repeating that information on subsequent lines that report an additional purchase or a partial sale of that asset would result in double

counting.