Karen K. Caldwell

Pimco Advisors Opportunity Fund — Int/Div — Sell

Smuckers Common — Int/Div — Sell

AIG Common — Int/Div — Buy

AXM Pharmaceutical Common — Int/Div — Buy

AXM Pharmaceutical Common — Sell

AXM Pharmaceutical Common — Sell

Bank of Montreal Common — Int/Div

Centex Common — Int/Div

China Yuchai Common — Int/Div

Deckers Outdoor.-Common — Int/Div — Sell

Engineered Support System Common — Int/Div

Forest Laboratories Common — Int/Div — Buy

ICICI Bank Common — Int/Div

Forest Laboratories Common — Sell

Interdigital Common — Int/Div — Sell

Interdigital Common — Buy

Johnson & Johnson Common — Int/Div

Greg Manning Common — Int/Div — Sell

Lehman Brothers First Income Common — Sell

Netguru Common — Int/Div — Buy

Netguru Common — Int/Div — Bought

Alternet Systems Common — Buy

Alternet Systems Common — Int/Div — Buy

Eagle Materials Common — Int/Div — Off

Forest City Enterprises Common — Int/Div — Buy

62. - Murphy Oil Common — Int/Div — Buy

Nortel — Int/Div — Buy

Nortel — Buy

Occidential Pet Common — Int/Div — Buy

Edge Petroleum Common — Int/Div — Buy

Edge Petroleum Common — Sell

Caraco Pharmaceutical Common — Int/Div — Buy

Masco Call — Sell

Intel Call — Sell

Murphy Oil Call — Sell

76. - Nortel Call — Sell

Nortel Call — Sell

Occidential Petroleum Call — Sell

PNC Bank Account — Interest

Jefferson Pilot Life Ins. Policy (Life of a — None

Anchor Nat Life Ins. Policy — Interest — Sell

Commonwealth of KY Employee Retirement — Interest

Trustee, Transylvania University

Trustee, Lloyd Cress Insurance Trust

Board of Directors, Leadership Kentucky

Board of Directors, Georgetown College, Correll Center for Leadership

Liability — Capital One Bank — Line Of Credit - Credit Card

Liability — First Usa — Line Of Credit - Credit Card

Liability — American Express — Line Of Credit - Credit Card

Liability — Aaa Financial Services — Line Of Credit - Credit Card

Liability — Citibank — Line Of Credit - Credit Card

Income — }. — RJVULO, UUL 9 JUUSN 9)

Spouse's income — 2004 — Self-employed Environmental Law

Spouse's income — 2004 — Commonwealth of Kentucky

Spouse's income — Fifth Third Bank, Trustee for Lloyd Cress Retirement Account — Promissory Notes

Spouse's income — USAA — Line of Credit - Credit Card

Spouse's income — AIM Fund Services (Lloyd Cress Retirment Account) — Pension Plan Loan

Spouse's income — Caldwell Thirft Plan — Pension Plan Loan