Ilana Kara Diamond Rovner

What was filed

859
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
0
spouse income

Named parties

Note 6
to Trust #4
to IRA #8
From IRA Acct #2
to IRA Acct #1
to IRA Acct #5
from IRA Acct #6
to IRA Acct #3
From IRA Acct #3
from Retirement 2
to IRA Acct #4
to Trust #2
to IRA #5
to Trust #1
from Brokerage #4
from IRA Acct #4
from IRA #7
from IRA #1
from IRA#1 Note 2
Note
from Brokerage #2
to Trust #3
Note 3
Closed
from Trust #2
from Brokerage #3
from Brokerage #1
from Life Ins.
Rainbow Hospice

As filed

Industrial Development Bank of Israel, Ltd. — None

Brokerage Acct #1

Fidelity Municipal MMF — Int/Div — Closed

Fidelity AMT Tax-Free Money Fund (FIMXX) (Y) — None — Sold — Note 6

AT&T Inc Com — Int/Div — Distributed — to Trust #4

Agnico Eagle Mines Com NPV — None — Distributed — to Trust #4

Alcoalnc — Int/Div — Distributed — to Trust #4

Anadarko Pete Corp — None — Distributed — to Trust #4

Apple Inc — None — Distributed — to Trust #4

Brocade Communications Sys — None — Distributed — to Trust #4

Enbridge Energy Partners LP — Distribution — Distributed — to Trust #4

Govt Pptys Income Tr Com Shs — Int/Div — Distributed — to Trust #4

Ishares Inc MSCI Canada Index Fd — None — Distributed — to Trust #4

ITC Hldgs Corp — None — Distributed — to Trust #4

Pimco Mun Income Fd 11 — Int/Div — Distributed — to Trust #4

Range Resources Corp — None — Distributed — to Trust #4

SPDR Ser Tr Morgan Stanley Tech — None — Distributed — to Trust #4

Tata Motors Limited Adr Ea Rep — None — Distributed — to Trust #4

Fidelity Canada (FICDX) — None — Distributed — to Trust #4

American Century Tax Free Bond (TWTIX) — Int/Div — Buy (add'l)

American Century Tax Free Bond (TWTIX) — Buy (add'l)

American Century Tax Free Bond (TWTIX) — Distributed — to Trust #4

Baird Intermediate Muni Bond Invs Cl (BMBSX) — Int/Div — Buy (add'l)

Baird Intermediate Muni Bond Invs Cl (BMBSX) — Distributed — to Trust #4

Marshall Intermed Tax Free Cl Y (MITFX) — Int/Div — Buy (add'l)

Marshall Intermed Tax Free Cl Y (MITFX) — Buy (add'l)

Marshall Intermed Tax Free Cl Y (MITFX) — Distributed — to Trust #4

Pimco Total Return Class D (PTTDX) — Int/Div — Buy (add'l)

Pimco Total Return Class D (PTTDX) — Buy (add'l)

Pimco Total Return Class D (PTTDX) — Distributed — to Trust #4

T Rowe Price Tax Free Short Inter (PRFSX) — Int/Div — Buy (add'l)

T Rowe Price Tax Free Short Inter (PRFSX) — Distributed — to Trust #4

Thornburg Ltd Term Municipal Fund Cl A (LTMFX) — Int/Div — Buy (add'l)

Thornburg Ltd Term Municipal Fund Cl A (LTMFX) — Buy (add'l)

Thornburg Ltd Term Municipal Fund Cl A (LTMFX) — Diswributed — to Trust #4

Thomburg Strategic Municipal Income C (TSSCX) — Int/Div — Buy (add'l)

Thomburg Strategic Municipal Income C (TSSCX) — Buy (add'l)

Thomburg Strategic Municipal Income C (TSSCX) — Distributed — to Trust #4

Vanguard GNMA (VFIIX) — Int/Div — Buy (add'l)

Vanguard GNMA (VFIIX) — Buy (add'l)

Vanguard GNMA (VFIIX) — Distributed — to Trust #4

Wells Fargo Ultra Shrt Tm Muni Inc-Adv (SMUAX) — Int/Div — Buy (add'l)

Wells Fargo Ultra Shrt Tm Muni Inc-Adv (SMUAX) — Buy (add'l)

Wells Fargo Ultra Shrt Tm Muni Inc-Adv (SMUAX) — Distributed — to Trust #4

Wells Fargo Short Term Muni Bd-Invest (STSMX) — Int/Div — Buy (add'l)

Wells Fargo Short Term Muni Bd-Invest (STSMX) — Distributed — to Trust #4

Hatteras Finl Corp Com (HTS) — Int/Div — Distributed — to Trust #4

IRA Acct #] — Int/Div

ML Bank USA Rasp — Closed

Eaton Vance Tax Advantage — Distributed — to IRA #8

0Old Mutal/Claymore Shrt Fund — Buy (add'l)

0Old Mutal/Claymore Shrt Fund — Sold (part)

0Old Mutal/Claymore Shrt Fund — Distributed — to IRA #8

Visalnc. Cl A Shrs — Open — From IRA Acct #2

Visalnc. Cl A Shrs — Distributed — to IRA #8

Blackrock Cap & Inc Strat — Open — From IRA Acct #2

Blackrock Cap & Inc Strat — Distributed — to IRA #8

IRA Acct #2 — Distribution

ML Bank USA Rasp — Closed

ML Retirement Reserves CL 1 — Closed

Visalnc. Cl A Shrs — Distributed — to IRA Acct #1

Blackrock Cap & Inc Strat. — Buy (add'l)

Blackrock Cap & Inc Strat. — Disiributed — to IRA Acct #1

IRA Acct#3 — Distribution

Fidelity Ginnie Mae — Buy (add'l)

Fidelity Ginnie Mae — Distributed — to IRA Acct #5

Fidelity Canada — Distributed — to IRA Acct #5

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Distributed — to IRA Acct #5

IRA Acct. #4 — Int/Div

VMMR Federal Portfolio — Closed

Vangaurd Engery (Y) — Open — from IRA Acct #6

Vangaurd Engery (Y) — Distributed — to IRA Acct #3

IRA Acct#5 — Int/Div

Fidelity Cash Reserves — Open — From IRA Acct #3

Fidelity Cash Reserves — Buy (add'l)

Fidelity Government Income — Buy (add'l)

Fidelity Government Income — Sold (part)

Fidelity Government Income — Buy (add'l)

Fidelity Government Money Mkt (Y)

Fidelity Government Money Mkt (Y) — Open — from Retirement 2

Fidelity Government Money Mkt (Y) — Sold (part)

Fidelity Ginnie Mae — Open — From IRA Acct #3

Fidelity Ginnie Mae — Buy (add'l)

Fidelity Ginnie Mae — Sold (part)

Fidelity Ginnie Mae — Buy (add'l)

Fidelity Canada — Open — From IRA Acct #3

Fidelity Canada — Sold (part)

Fidelity Canada — Buy (add'l)

IRA Acct #6 — None

Vanguard Energy (Y) — Distributed — to IRA Acct #4

JP Morgan Chase Accounts — Interest — Closed

Retirement Acct. #1 — None

Teachers Ins & Ann Assn — Sold

Coll Rtrmnt Equ Fu — Sold

IRA Acct #7 — Int/Div

Schwab Cash Reserves — Closed

Vanguard GNMA Fund — Buy (add'l)

Vanguard GNMA Fund — Distributed — to IRA #8

Vanguard Short Term Investmt Grade Fd — Buy (add'l)

Vanguard Short Term Investmt Grade Fd — Distributed — to IRA #8

TRowe Price New Era Fd — Distributed — to IRA #8

Conocophillips — Distributed — to IRA #8

Intl Business Machines (IBM) — Distributed — to IRA #8

Sequoia — Distributed — to IRA #8

Cemer — Distributed — to IRA #8

Citigroup Inc — Distributed — to IRA #8

Devon Energy CP — Buy (add'l)

Devon Energy CP — Distributed — to IRA #8

Dominion Res Inc va — Distributed — to IRA #8

Gafisa Adr — Distributed — to IRA #8

Kinder Morgan Mgmt LLC — Distributed — to IRA #8

Pimco Corp Income Fund — Buy (add'l)

Pimco Corp Income Fund — Distributed — to IRA #8

Randgold Res Ltd Adr — Distributed — to IRA #8

Tellabs Inc — Distributed — to IRA #8

Verizon Communications — Distributed — to IRA #8

Wamer Chilcott Plc — Distributed — to IRA #8

Harbor Bond Fund Inst Cl — Distributed — to IRA #8

Janus Short Tenn Bd Fd — Buy (add'l)

Janus Short Tenn Bd Fd — Distributed — to IRA #8

Ridgeworth US Gov Sec — Buy (add'l)

Ridgeworth US Gov Sec — Distributed — to IRA #8

TCW Total Return Bond — Buy (add'l)

TCW Total Return Bond — Distributed — to IRA #8

Thompson Plumb Bond Fund — Distributed — to IRA #8

Vanguard Short Term Bond — Buy (add'l)

Vanguard Short Term Bond — Distributed — to IRA #8

Annaly Capital Mgmt — Buy (add'l)

Annaly Capital Mgmt — Distributed — to IRA #8

Government Ppty Income Tr — Buy (add'l)

Government Ppty Income Tr — Distributed — to IRA #8

Ishares Iboxx Investop — Distributed — to IRA #8

Ishares Msci Brazil Indx — Distributed — to IRA #8

Ishares Tr Barclay Tips — Buy (add'l)

Ishares Tr Barclay Tips — Distributed — to IRA #8

Ishares Trust Dow Jones — Distributed — to IRA #8

National Retail Pptys — Buy (add'l)

National Retail Pptys — Distributed — to IRA #8

Plum Creek Timber Co — Distributed — to IRA #8

Spdr Gold Trust — Distributed — to IRA #8

Aluminum Corp China ADR — Distributed — to IRA #8

Bank of America Corp — Distributed — to IRA #8

Brokerage Acct. #2

Schwab Tax Exempt MMF — Int/Div — Closed

Alaska Air Group Inc — None — Distributed — to Trust #2

Alcoa Inc — Int/Div — Distributed — to Trust #2

Anadarko Petroleum Corp — None — Distributed — to Trust #2

Bank of America Corp — None — Distributed — to Trust #2

Brocade Communs Sys New — None — Distributed — to Trust #2

Canadian Natural Res — Int/Div — Distributed — to Trust #2

Cemer Corp — None — Distributed — to Trust #2

Eaton Vance Tax Managed — Int/Div — Distributed — to Trust #2

Freeport McMom 6.75% pfd — Int/Div — Buy (add'l)

Freeport McMom 6.75% pfd — Distributed — to Trust #2

lamgold Corp — Int/Div — Distributed — to Trust #2

JPMorgan Chase & Co — Int/Div — Distributed — to Trust #2

Novellus Systems Inc — None — Distributed — to Trust #2

Pimco Municipal Incm Fd — Int/Div — Buy (add'l)

Pimco Municipal Incm Fd — Distributed — to Trust #2

Plum Creek Timber Co — Int/Div — Distributed — to Trust #2

Vale Capital Ltd 5.5% 10F — None — Distributed — to Trust #2

Baird Intermediate Muni — Int/Div — Buy (add'l)

Baird Intermediate Muni — Distributed — to Trust #2

Pimco High Yield Muni Bd — Int/Div — Buy (add'l) — to Trust #2

Pimco High Yield Muni Bd — Distributed

T Rowe Price Tax Free — Int/Div — Buy (add'l)

T Rowe Price Tax Free — Distributed — to Trust #2

Vanguard Gnma Fund — Int/Div — Buy (add'l)

Vanguard Gnma Fund — Distributed — to Trust #2

Wells Fargo Advantage — Int/Div — Buy (add'l)

Wells Fargo Advantage — Distributed — to Trust #2

Retirement Acct. #2 — None

Fidelity Cash Reserve (Y) — Distributed — to IRA #5

Sun Life Main Register Common Shares — None — Distributed — to Trust #2

Brokerage Acct #3

Fidelity Tax-Free Money Market — Distributed — to Trust #4

Brokerage Acct. #4

ML Ready Asset Trust — None — Closed

Clough Global Opptys — Int/Div — Sold (part)

Clough Global Opptys — Distributed — to Trust #1

Eaton Vance Enhanced Equity Fund — Int/Div — Distributed — to Trust #1

KBW Inc — None — Distributed — to Trust #1

Travelers Cos. Inc — Int/Div — Distributed — to Trust #1

Nuveen Core Equity Alpha Fund — Int/Div — Sold (part)

Nuveen Core Equity Alpha Fund — Distributed — to Trust #1

Blackrock Long Term Mun — Int/Div — Buy (add'l)

Blackrock Long Term Mun — Buy (add'l)

Blackrock Long Term Mun — Sold (part)

Blackrock Long Term Mun — Sold (part) — to Trust #1

Blackrock Long Term Mun — Buy (add'l)

Blackrock Long Term Mun — Sold (part)

Blackrock Long Term Mun — Distributed — to Trust #1

Pimco Global Stockplus Income Fund — Int/Div — Distributed — to Trust #1

Trust #1- Account No. 2 — Int/Div

230. — Interest

231 — Royalty

Sch AMT TF Money Market Fd (SWFXX) — Buy (add'l)

Sch AMT Tax-Free Money Mt Fd (SWWXX) — Buy (add'l)

Allen Cnty IN Comm Bonds

Detroit MI City Schl Bonds — Sold

Meridian MI Publ Schl Bonds — Sold

Zeeland MI Pub School Bonds

AT&T Inc. CS

Archer-Daniels-Midland Co.

Bank of America Corp

Comcast Corp New CL A

Grupo Televisa SA De CVF

Intel Corp. CS

Marriott Intl Inc. C1 A CS — Sold (part)

Medtronic, Inc

Schnitzer St! Inds Cl A

Teck Cominco Ltd CIB

Wynn Resorts

Fidelity Govt Income Fund — Buy (add'l)

Buckeye Parmers LP

Hugoton Royalty Trust

Plum Creek Timber Co.

Prologis Trust New Reit

Alcoa Inc

Citigroup Inc

Wells Fargo XIV 8.625%68

Wells Fargo 8.00% Pfd

Wells Fargo 8.00% Pfd — Buy (add'l)

Vanguard GNMA Fund — Buy (add'l)

Wells Fargo Advantage Ult S/T Mun In Inv — Buy (add'l)

Wells Fargo Advantage S/T Muni Bd Inv — Buy (add'l)

Teradata Corp

Blackrock Long Term Muni — Open — from Brokerage #4

Clough Global Oppty Fund — Open — from Brokerage #4

Eaton Vance Enhanced — Open — from Brokerage #4

KBW. Inc — Open — from Brokerage #4

KBW. Inc — Sold

Nuveen Core Equity Fund — Open — from Brokerage #4

Pimco Global Stocks Plus — Open — from Brokerage #4

Travelers Companies Inc — Open — from Brokerage #4

IRA Acct #8 — Int/Div

Schwab Bank — Buy

Schwab Bank — Buy (add'l)

Vanguard Energy (Y) — Open — from IRA Acct #4

Vanguard GNMA Fund — Open — from IRA #7

Vanguard GNMA Fund — Buy (add'l)

Vanguard Short Term Investmt Grade Fd — Open — from IRA #7

Vanguard Short Term Investmt Grade Fd — Buy (add'l)

TRowe Price New Era Fd — Open — from IRA #7

TRowe Price New Era Fd — Buy (add'l)

Conocophillips — Open — from IRA #7

Conocophillips — Buy (add'l)

Intl Business Machines (IBM) — Open — from IRA #7

Sequoia — Open — from IRA #7

Sequoia — Buy (add'l)

Cemer — Open — from IRA #7

Citigroup Inc — Open — from IRA #7

Devon Energy CP — Open — from IRA #7

Devon Energy CP — Buy (add'l)

Dominion Res Inc va — Open — from IRA #7

Dominion Res Inc va — Buy (add'l)

Gafisa Adr — Open — from IRA #7

Kinder Morgan Mgmt LLC — Open — from IRA #7

Pimco Corp Income Fund — Open — from IRA #7

Pimco Corp Income Fund — Buy (add'l)

Randgold Res Ltd Adr — Open — from IRA #7

Tellabs Inc — Open — from IRA #7

Tellabs Inc — Buy (add'l)

Verizon Communications — Open — from IRA #7

Verizon Communications — Buy (add'l)

Frontier Communications — from line 486)

Wamer Chilcott Plc — Open — from IRA #7

Harbor Bond Fund Inst Cl — Open — from IRA #7

Harbor Bond Fund Inst Cl — Buy (add'l)

Janus Short Tenn Bd Fd — Open — from IRA #7

Janus Short Tenn Bd Fd — Buy (add'l)

Thompson Plumb Bond Fund — Open — from IRA #7

Thompson Plumb Bond Fund — Buy (add'l)

Vanguard Short Term Bond — Open — from IRA #7

Vanguard Short Term Bond — Buy (add'l)

Annaly Capital Mgmt — Open — from IRA #7

Annaly Capital Mgmt — Buy (add'l)

Government Ppty Income Tr — Open — from IRA #7

Government Ppty Income Tr — Buy (add'l)

Ishares Iboxx Investop — Open — from IRA #7

Ishares Iboxx Investop — Buy (add'l)

Ishares Msci Brazil Indx — Open — from IRA #7

Ishares Tr Barclay Tips — Open — from IRA #7

Ishares Tr Barclay Tips — Buy (add'l)

Ishares Tr Barclay Tips — Sold

Ishares Trust Dow Jones — Open — from IRA #7

Ishares Trust Dow Jones — Buy (add'l)

Ishares Trust Dow Jones — Sold

National Retail Pptys — Open — from IRA #7

National Retail Pptys — Buy (add'l)

Plum Creek Timber Co — Open — from IRA #7

Plum Creek Timber Co — Buy (add'l)

Spdr Gold Trust — Open — from IRA #7

Aluminum Corp China ADR — Open — from IRA #7

Bank of America Corp — Open — from IRA #7

Bank of America Corp — Buy (add'l)

Eaton Van Tax Adv — Open — from IRA #1

Old Mutual Claymore Long (Y) — Open — from IRA#1 Note 2

Visalnc Cl A — Open — from IRA #1

Visalnc Cl A — Buy (add'l)

Transamerica Life Insurance (Y) — Distribution — Closed — Note

Trust #2 — Int/Div

Sch Amt TF MMF — Open

Alaska Air Group Inc — Open — from Brokerage #2

Alaska Air Group Inc — Sold (part)

Alaska Air Group Inc — Distributed — to Trust #3

Alcoa lnc — Open — from Brokerage #2

Alcoa lnc — Distributed — to Trust #3

Bank of America Corp — Open — from Brokerage #2

Bank of America Corp — Buy (add'l)

Bank of America Corp — Distributed — to Trust #3

Brocade Communs Sys New — Open — from Brokerage #2

Brocade Communs Sys New — Distributed — to Trust #3

Canadian Natural Res — Open — from Brokerage #2

Canadian Natural Res — Distributed — to Trust #3

Cemer Corp — Open — from Brokerage #2

Cemer Corp — Sold

Eaton Vance Tax Managed — Open — from Brokerage #2

Eaton Vance Tax Managed — Buy (add'l)

Eaton Vance Tax Managed — Distributed — to Trust #3

Freeport McMom 6.75% pfd — Open — from Brokerage #2

Freeport McMom 6.75% pfd — Sold (part)

Freeport McMom 6.75% pfd — Buy (add'l)

Freeport McMom 6.75% pfd — Distributed — to Trust #3

lamgold Corp — Open — from Brokerage #2

lamgold Corp — Distributed — to Trust #3

JPMorgan Chase & Co — Open — from Brokerage #2

JPMorgan Chase & Co — Distributed — to Trust #3

Novellus Systems Inc — Open — from Brokerage #2

Novellus Systems Inc — Distributed — to Trust #3

Pimco Municipal Incm Fd — Open — from Brokerage #2

Pimco Municipal Incm Fd — Buy (add'l)

Pimco Municipal Incm Fd — Distributed — to Trust #3

Plum Creek Timber Co — Open — from Brokerage #2

Plum Creek Timber Co — Buy (add'l)

Plum Creek Timber Co — Distributed — to Trust #3

Vale Capital Ltd 5.5% 10F — Open — from Brokerage #2

Vale Capital Ltd 5.5% 10F — Sold (part)

Vale Capital Ltd 5.5% 10F — Distributed — to Trust #3

Baird Intermediate Muni — Open — from Brokerage #2

Baird Intermediate Muni — Buy (add'l)

Baird Intermediate Muni — Distributed — to Trust #3

Pimco High Yield Muni Bd — Open — from Brokerage #2

Pimco High Yield Muni Bd — Buy (add'l)

Pimco High Yield Muni Bd — Distributed — to Trust #3

T Rowe Price Tax Free — Open — from Brokerage #2

T Rowe Price Tax Free — Buy (add'l)

Vanguard Gnma Fund — Open — from Brokerage #2

Vanguard Gnma Fund — Buy (add'l)

Vanguard Gnma Fund — Distributed — to Trust #3

Wells Fargo Advantage — Open — from Brokerage #2

Wells Fargo Advantage — Buy (add'l)

Wells Fargo Advantage — Distributed — to Trust #3

Sun Life Shares — Open — Note 3

Sun Life Shares — Distributed — to Trust #3

Trust #3 — Int/Div

Sch Amt TF MMF — Open — Note

Sch Amt TF MMF — Closed — Closed

Alaska Air Group Inc — Buy

Alaska Air Group Inc — Open — from Trust #2

Alaska Air Group Inc — Closed — Closed

Nordstrom Inc — Buy

Nordstrom Inc — Closed — Closed

Anadarko Petroleum Corp — Open — from Trust #2

Anadarko Petroleum Corp — Closed — Closed

Baird intermediate Muni Bd — Open — from Trust #2

Baird intermediate Muni Bd — Closed — Closed

Bank of America Corp — Open — from Trust #2

Brocade Communs Sys — Open — from Trust #2

Brocade Communs Sys — Closed — Closed

Canadian Natural Res — Open — from Trust #2

Canadian Natural Res — Closed — Closed

Eaton Van Tax Managed — Open — from Trust #2

Eaton Van Tax Managed — Closed — Closed

Freeport McMoran Copper — Open — from Trust #2

Freeport McMoran Copper — Closed — Closed

lamgold Corporation — Open — from Trust #2

lamgold Corporation — Closed — Closed

JPMorgan Chase & Co — Open — from Trust #2

JPMorgan Chase & Co — Closed — Closed

Novellus Systems Inc — Open — from Trust #2

Novellus Systems Inc — Closed — Closed

Pimco High Yield Muni bd — Open — from Trust #2

Pimco High Yield Muni bd — Closed — Closed

Pimco Municipal Income fd — Open — from Trust #2

Pimco Municipal Income fd — Closed — Closed

Plum Creek Timber co — Open — from Trust #2

Plum Creek Timber co — Closed — Closed

Sun Life Financial Inc — Open — from Trust #2

Sun Life Financial Inc — Closed — Closed

T Rowe Price Tax Free Short Intermediate Fund — Open — from Trust #2

T Rowe Price Tax Free Short Intermediate Fund — Closed — Closed

Vale SA ADR — Open — from Trust #2

Vale SA ADR — Closed — Closed

Vanguard GNMA Fund — Open — from Trust #2

Vanguard GNMA Fund — Closed — Closed

Wells Fargo Advantage ST Muni Bond Inv — Open — from Trust #2

Wells Fargo Advantage ST Muni Bond Inv — Closed — Closed

Trust #4 — Int/Div

Fidelity Tax-Free Money Market — Open — from Brokerage #3

AT&T Inc Com — Open — from Brokerage #1

Agnico Eagle Mines Com NPV — Open — from Brokerage #1

Alcoa Inc — Open — from Brokerage #1

Anadarko Pete Corp — Open — from Brokerage #1

Apple Inc — Open — from Brokerage #1

Brocade Communications Sys — Open — from Brokerage #1

Enbridge Energy Partners LP — Open — from Brokerage #1

Govt Pptys Income Tr Com Shs — Open — from Brokerage #1

ITC Hldgs Corp — Open — from Brokerage #1

Pimco Mun Income Fd II — Open — from Brokerage #1

Range Resources Corp — Open — from Brokerage #1

SPDR Ser Tr Morgan Stanley Tech — Open — from Brokerage #1

Tata Motors Limited Adr Ea Rep — Open — from Brokerage #1

Fidelity Canada (FICDX) — Open — from Brokerage #1

Fidelity Canada (FICDX) — Buy (add'l)

American Century Tax Free Bond (TWTLX) — Open — from Brokerage #1

American Century Tax Free Bond (TWTLX) — Buy (add'l)

Baird Intermediate Muni Bond Invs CI (BMBSX) — Open — from Brokerage #1

Baird Intermediate Muni Bond Invs CI (BMBSX) — Buy (add'l)

Marshall Intermed Tax Free Cl Y (MITFX) — Open — from Brokerage #1

Marshall Intermed Tax Free Cl Y (MITFX) — Buy (add'l)

Pimco Total Return Class D (PTTDX) — Open — from Brokerage #1

Pimco Total Return Class D (PTTDX) — Buy (add'l)

T Rowe Price Tax Free Short Inter (PRFSX) — Open — from Brokerage #1

T Rowe Price Tax Free Short Inter (PRFSX) — Buy (add'l)

Thomnburg Ltd Term Municipal Fund Cl'-A (LTMFX) — Open — from Brokerage #1

Thomnburg Ltd Term Municipal Fund Cl'-A (LTMFX) — Buy (add'l)

Thornburg Strategic Municipal Income C (TSSCX) — Open — from Brokerage #1

Thornburg Strategic Municipal Income C (TSSCX) — Buy (add'l)

Vanguard GNMA (VFIIX) — Open — from Brokerage #1

Vanguard GNMA (VFIIX) — Buy (add'l)

Wells Fargo Ultra Shrt Tm Muni Inc-Adv (SMUAX) — Open — from Brokerage #1

Wells Fargo Ultra Shrt Tm Muni Inc-Adv (SMUAX) — Buy (add'l)

Wells Fargo Short Tern Muni Bd-Invest (STSMX) — Open — from Brokerage #1

Wells Fargo Short Tern Muni Bd-Invest (STSMX) — Buy (add'l)

Hatteras Finl Corp Com (HTS) — Open — from Brokerage #1

Sun Life Assurance Company — None — Closed — from Life Ins.

Income — 10/16/10 — Rainbow Hospice — $2.500.00

NOTE 1: In regard to Transamerica L

ny, Trust #3 received the face amount of the policy in 2010 after h

passed away on 11/27/09

Trust # 3 was then transferred to]

.

ife Juturance Compa

on 12/22/10

NOTE 2: Name change occurred within the year from Old Mutual Claymore to Guggenheim Enhanced Equity Income Fund on 6/22/10 in the IRA #8 account.

NOTE 3: Name changed occurred from VSP Energy to Vangaurd Engergy. This flows through with each transfer from IRA Account #6 to IRA Account #4 to

IRA #8 and remains in IRA #8.

NOTE 4: Name changed occurred when the transfer from Retirement Account #2 to IRA Acct #5 on 3/16/10. The name changed from Fidelity Cash Reserve to

Fidelity Government Money Mkt.

NOTE 5: As mentioned in several notes above and in Part VII. Investment and Trust, there were several accounts transferred and closed during the year. The

following will discuss the transfers and which accounts are now closed:

NOTE 5A: Brokerage #1 transferred to Trust #4 on 2/23/10 and closed on 3/2/10.

NOTE 5B: IRA #I recieved IRA #2 on 2/26/10 and transferred to IRA # 8 on 4/23/10 and closed on 4/23/10.

NOTE 5C: IRA #2 transferred to IRA #1 on 2/26/10 and closed on 2/26/10.

NOTE 5D: IRA #3 transferred to IRA #5 on 2/22/10 and closed on 2/22/10.

NOTE SE: IRA #4 received IRA # 6 on 2/23/10 and transferred to IRA #8 on 8/13/10 and closed on 8/13/10.

NOTE SF: IRA #5 received IRA #3 on 2/22/10 and received Retirement #2 on 3/16/10.

NOTE 5G:IRA #6 transferred to IRA #4 on 2/23/10 and closed on 2/23/10.

NOTE 5H: Retirement #1 transferred to IRA #8 on 4/27/10 and closed on 4/27/10.

NOTE SI: IRA #7 transferred to IRA #8 on 2/22/10 and closed on 2/22/10.

NOTE 51: Brokerage #2 transferred to Trust #2 on 2/22/10 and closed on 2/22/10.

NOTE 5K: Retirement #2 transferred to IRA #5 on 3/16/10 and closed on 3/16/10.

NOTE 5L: Brokerage #3 transferred to Trust #4 on 2/23/10 and closed on 2/23/10.

NOTE 5M: Brokerage #4 transferred to Trust #1 on 4/26/10 and closed on 4/26/10.

NOTE 5N: Trust #1 received Brokerage #4 on 4/26/10.

NOTE 50: IRA #8 received IRA #7 on 2/22/10, received IRA #1 on 4/23/10, received Retirement #1 on 4/27/10, and received IRA #4 on 8/13/10.

NOTE SP: Trust #2 received Brokerage #2 on 2/22/10, transferred most to Trust #3 on 12/21/10.

NOTE 5Q: Trust #3 received most of Trust #2 on 12/21/10 and closed on 12/22/10 (see NOTE 1).

NOTE 5R: Trust #4 received Brokerage #1 on 2/23/10 and Brokerage #3 on 2/23/10.

NOTE 6: There was an error in the 2009 Financial Disclosure Report by not showing the sale of Fidelity AMT Tax-Free Money Market (FIMXX) in September of

2009. The value code is N with no gain or loss.