Emmett Ripley Cox

American Funds: Euro Pacific Growth A (Mutual Fund) — Int/Div — 2dd"D)

RBC Centura Bank (Account) — Interest

BankTrust (Accounts) — Interest

The Vanguard Value Index Fund (Mutual Fund) — Int/Div

Harbor Fund Capital Appreciation (Mutual Fund) — Int/Div — Buy (add'l)

TDAM MM Portfolio Investor Class (Account) — Int/Div

Franklin Federal Ala T/F/Incm CL A (Mutual Fund) — Interest — Buy (add'l)

Franklin Federal Ala T/F/Incm CL A (Mutual Fund) — past)

Oppenheimer Developing Markets CL A (Mutual Fund) — Int/Div — Buy (add'l)

Sit New Beginning Tx Fr Inc Com (Mutual Fund) — Interest — Buy (add'l)

Vanguard INFL-Protected Secs Fd (Mutual Fund) — Int/Div — Buy (add'l)

TDAM MM Pontfolio Investor Class (Account) — Int/Div

American Funds Europacific Growth F2 CL (Mutual Fund) — Int/Div — Sold (part)

American Funds Europacific Growth F2 CL (Mutual Fund) — Sold (part)

Brandywine Funds Com (Mutual Fund) — Int/Div — Buy (add'l)

Clipper Fund Inc Com (Mutual Fund) — Int/Div — Sold (part)

Clipper Fund Inc Com (Mutual Fund) — Sold (part)

Janus Invt Fund: Perkins Mid Cp VL Inv (Mutual Fund) — Int/Div — Buy (add'l)

Professionally Mdg Ptf) Osterweis Fund (Mutual Fund) — Int/Div — Buy (add'l)

Sequoia Fund Inc Com (Mutual Fund) — Int/Div — Buy (add'l)

Sequoia Fund Inc Com (Mutual Fund) — Sold (part)

Sequoia Fund Inc Com (Mutual Fund) — Sold (part)

Third Avenue Tr Int1 Value Fund (Mutual Fund) — Int/Div — Buy (add'l)

Ishares: Russell 3000 Index Fund (Mutual fund) — Int/Div

Ishares: GSCI Commodity Indexed Trust (Mutual Fund) — None — Sold (part)

Ishares: DJ US Real Estate (Mutual fund) — Int/Div — Buy (add'l)

Ishares: MSC] EAFE Index Fund (Mutual fund) — Int/Div — Sold

American Funds: Growth Fund of America F (Mutual Fund) — Int/Div — Buy (add'l)

Clipper Fund Inc Com (Mutual Fund) — Int/Div — par)

Clipper Fund Inc Com (Mutual Fund) — Sold (part)

Loomis Sayles Fds I Bd Fd Instl (Mutual Fund) — Int/Div — Buy (add'l)

Loomis Sayles Fds I Bd Fd Instl (Mutual Fund) — Buy (add'l)

Mainstay Funds: ICAP Select Equity Fd CL 1 (Mutual Fund) — Int/Div — Sold (part)

Professionally Mgd Ptfl: Osterweis Fund (Mutual fund) — Int/Div — Buy (add'l)

Sequoia Fund Inc Com (Mutual Fund) — None — Buy (add'l)

Third Avenue Tr Intl Value Fund (Mutual Fund) — None — or

Ishares: GSCI Commodity Indexed Trust (Mutual Fund) — None — Sold

Pimco Funds, Commodity/Real Ret Strat Inst] (Mutual Fund) — None — Buy

Pimco Funds Commidity/Real Ret Strat Inst] (Mutual Fund) — None — Buy

Director and Secretary, 204 Oswalt Condominium Owners Association (sec Section VIII for description)

Secretary-Treasurer, Mobile Bay Compass Rose Fleet of International Yachting Fellowship of Rotarians

5., - ot or fo wa

Liability — Bank of Amenca — Secured promissory note {formally held by NationsBank, N.A ), paid in full in 2009

Reimbursement — FREE — 08/09/09 - 08/13/09 — Gallatin Gateway, MT — Seminar — Lodging, meals, and airfare

Section I. Positions.

204 Oswalt Condominium Owners Association is a not-for-profit association that holds title to and manages the common arcas for three condominium units, one of

which is owned by =

Section VII, Investments and Trusts.

On the 2008 Financial Disclosure Report, Entry 81 - Stratton Multi-Cap Fund, Com was sold in its entirety on 12/22/08 for less than $15,000 for a loss. This sale

was mistakenly left off the 2008 Financial Disclosure Report.