David Brock Hornby

2005

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 143

    investments

  • 5

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 5

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • Relative's Estate Plan (see Part VIII - Additional Information); Resigned 5/25/05
  • Relative's Estate Plan; Resigned 5/25/05
  • ; = Relative's Estate Plan Che a
  • on wk ~No University of Maine Schoo! of Law
  • The American Law Institute [I =
  • American Bar Ass'n Tort Trial & Insurance Practice Section
  • First Amendment Center
  • The American Law Institute
  • American Bar Ass'n Antitrust Section
  • Homby Zeller Associates (management consultants to state gov'ts in human services areas) (See Section VIII-Addendum to Section I1I(B))
  • Dinner Honoring the Federal Judiciary in New York City 3/19/05; paid travel, lodging and meal expenses for self and spouse

As filed

Bank of America (formerly Fleet Bank) accounts — Interest

E*Trade Bank accounts — Interest

GMAC Bank account — Interest

Emigrant Direct — Interest — open

PayPal Money Mkt — Interest — open

U.S. Savings Bonds — None

Maine Health & Higher Edu. Bonds (3 total) — Interest — buy

Puerto Rico Public Finance Corp. — Interest — buy

T. Rowe Price Mutual Funds

Intemational Stock — Int/Div

Tax-free High Yield — None — redeem

American Century Investments (mutual funds)

Growth — None — redeem

Ultra — None — redeem

TIAA-CREF Mutual Funds

Growth & Income — None — redeem

Growth Equity — None — redeem

Vanguard Group Mutual Funds

Value Index Fund — Int/Div

High Yield Corporate Fund — Int/Div — sell

Inflation Protected Security Inv — Int/Div

Strategic Equity Fund — Int/Div — buy

The MP63 Fund, Inc. (mutual fund) — Int/Div

Alpine Funds

Dynamic Dividend — Int/Div — buy

Intemational Real Estate — Int/Div — buy

Dynamic Balance — Int/Div — buy

Bridgeway Funds

Ultra-Small Company Mkt Fund — Int/Div — buy

Matthews Asian Funds

Asia Pacific — Int/Div — buy

India — None — buy

com stk Prudential Financial — Int/Div

com stk Avon Products — Int/Div — buy

com stk H.J. Heinz Co. — Int/Div — buy

com stk Illinois Tool Works — None — buy

Brokerage Acct T. Rowe Price

Cash Management Account — Interest

com stk UNUM Provident Corp — Int/Div

com stk Fairchild Semiconductor Int'l Inc. — None

com stk Tupperware Corp. — Int/Div

com stk J P Morgan Chase & Co. — Int/Div — buy

com stk General Electric Co. — Int/Div

com stk AT&T f/k/a SBC Communications, Inc. — Int/Div

com stk Wrigley, Wm. Jr. Co — Int/Div

com stk Dell Inc — None

com stk Anheuser Busch Cos Inc — Int/Div

com stk Diageo PLC new (ADR) — Int/Div

com stk Avon Products — Int/Div — buy

com stk FNMA — Int/Div — buy

ETF I Shares MSCI Mexico — Int/Div — buy

com stk Amazon.com — None — buy

com stk First Service Corp. — None — buy

com stk Sirius Satellite Radio — None — buy

IRA Brokerage Acct T. Rowe Price #1

com stk Tel-Instrument Electronics Corp. — None

Cash Management Acct — Interest

62. -U.S. Treasury Security, stripped int pay't — None — redeem

com stk LandAmerica Financial Group, Inc. — Int/Div

com stk U.S. Bancorp — Int/Div

com stk Intel Corp — Int/Div — part

com stk Emerson Radio — None

com stk Motorola, Inc — Int/Div

com stk Freescale Semiconductor, Inc — None — sell

com stk Oakley, Inc. — Int/Div

com stk LA-Z-BOY, Inc. — Int/Div

71. -com stk Starbucks Corp. — None

com stk Campbell Soup Co — Int/Div

com stk Fairchild Semiconductor Int'l, Inc. — None — sell

com stk [AC/Interactive Corp. (f/k/a Inter Active Corp.) — None

spin off Expedia, Inc — None — off

com stk Sun Microsystems, Inc — None

com stk Popular, Inc — Int/Div — buy

78. -Washington REIT — Int/Div — buy

com stk Pioneer Natural Resources — Int/Div

com stk Burlington Resources, Inc — Int/Div — sell

ETF I Shares MSCI Japan — None — buy

Blackrock Int'l Bond Portfolio — Int/Div — buy

American Campus Communities REIT — Int/Div — buy

com stk Grupo Televisa — None — buy

Turkisa Investment Fund — None — buy

IRA Brokerage Acct T. Rowe Price #2

Cash Management Acct — Interest

com stk DWS Europe Equity Fund formerly — Int/Div

Scudder New Europe Fund

com stk LandAmerica Financial Group — Int/Div

com stk Verizon Communications Co. — Int/Div

com stk Nasdaq 100 — Int/Div

com stk Sun Microsystems, Inc — None

com stk American Woodmark Inc — Int/Div

com stk Immunogen Inc — None

com stk Abgenix — None

com stk Fairchild Semiconductor, Inc. — None

U.S. Global Investors Eastern Europe (mutual) — Int/Div

Vanguard REIT Vipers — Int/Div

Vanguard REIT Vipers — IRA Brox

com stk Coca Cola — Int/Div

com stk Abercrombie & Fitch — Int/Div — sell

Vanguard Strategic Equity — Int/Div

com stk Medtronic Inc. — Int/Div

adr Nokia Corp. — Int/Div

com stk Tandy Leather Factory f/k/a Leather Factory Inc — None

Developers Diversified Realty REIT preferred Class H — Int/Div

com stk Cisco Systems Inc — None

adr Vodafone Group PLC — Int/Div

com stk Nautilus Group Inc — Int/Div

com stk Developers Diversified Realty REIT — Int/Div

com stk AT&T f/k/a SBC Communications Inc. — Int/Div

Pension Plan Acct. TIAA-CREF — Interest

Keogh Brokerage Account Value Line:

Value Line Cash Fund, Inc — Int/Div — redeem

Value Line Fund, Inc — Gain — to RA Bro

Value Line Fund, Inc — T. rice #:

401K Plan CMC Interactive LLC

First Eagle Over A* — None

Royce Total Return* — Int/Div

Oakmark Equity & Income J* — Int/Div

Selected American* — Int/Div

Columbia Acorn Fund* — Int/Div

Buffalo High Yield* — None

Calvert Income A* — Int/Div — sell

Pimco Total Return — Int/Div — buy

Schwab Int'l Index — Int/Div — buy

nonvoting stk Mandel Investment Corp. — Int/Div

1/2 unit td. partnership int. in Falls Development Assoc.,

Itd. real estate partnership purchased 12/30/85: total

Itd. Partnership int. in Miraculous, LLC, ltd. real estate — Int/Div

partnership purchased 2/11/02 $50,000

Minnesota Life:endowment life — Int/Div

Trustee of Trust #2 funded w/policies from MONY Life — as trustee

of America on a flexible premium where excess

Growth & Income — None

Small Company Growth — None

Growth — None

Trustee of Trust #3: assests are fixed total amount of life

insurance policy w/previously accumulated dividends, a term

insurance policy and a paid-up insurance rider and

JP Morgan/Chase bank account — Interest

Homby Zeller Properties LLC** — None

BACHZA, Inc. ** — None

amounts contributed automatically on recurrent

basis by employer and employee

added by letter amendment dated 4/21/05 (attached)

Trustee, Irrevocable Life Insurance Trust #1, Relative's Estate Plan (see Part VIII - Additional Information); Resigned 5/25/05

Trustee, Irrevocable Life Insurance Trust #2, Relative's Estate Plan; Resigned 5/25/05

Trustee, Irrevocable Life Insurance Trust #3, ; = Relative's Estate Plan Che a

Member, Board of Visitors, on wk ~No University of Maine Schoo! of Law

Council Member, The American Law Institute [I =

Reimbursement — American Bar Ass'n Tort Trial & Insurance Practice Section — Panelist at CLE Program in Washington, DC 11/10-11/05; paid travel, lodging and meal expenses

Reimbursement — First Amendment Center — Conference on Justice and Joumalism in Nashville, TN 11/14-15/05; paid travel, lodging and meal expenses

Reimbursement — The American Law Institute — Council Meeting in New York City 10/19-22/06; paid travel, lodging and meal expenses

Reimbursement — The American Law Institute — Restitution Advisers Meeting in Philadelphia 9/23-24/06; paid travel, lodging and meal expenses

Reimbursement — American Bar Ass'n Antitrust Section — Mock Trial Judge at Antitrust Section Annual Spring Meeting in Washington, DC 3/30-3 1/05; paid travel, lodging and meal expenses

Spouse's income — Homby Zeller Associates (management consultants to state gov'ts in human services areas) (See Section VIII-Addendum to Section I1I(B))

Spouse's income — New York Intellectual Property Law Ass'n — Dinner Honoring the Federal Judiciary in New York City 3/19/05; paid travel, lodging and meal expenses for self and spouse

DISTRICT OF MAINE

D. BROCK HORNBY

156 FEDERAL STREET

DISTRICT JUDGE

PORTLAND, MAINE 04101

(207) 780-3280

April 21, 2005

Commitee a on nF inantial Disclosure |

Administrative Office of the United States Courts

One Columbus Circle, N.E., Suite 2-301

Washington, D.C. 20544

Re

Amendment to Financial Disclosure Reports

Dear Committee on Financial Disclosure

I hereby amend my Financial Disclosure Report for Calendar Year 2004, by adding

an additional entry to Part VII, as follows

Entry to Part VII

A

Hornby Zeller Properties LLC

B

(1) none

(2) none

C

1) L

2) U

D

(1) smmbecame partner when partnership was created

(2) May 14, 2004

3]

Part VIII Explanation

This partnership (filer is not a partner; filer’s qm

holds a 50% partnership interest) owns real estate in the filer’s

SEE} siness and rents the real estate to the business

I hereby amend my Financial Disclosure Report for Calendar Years 2002, 2003 and

2004, by adding an additional entry to Part VII, as follows

Entry to Part VII

A

BACHZA, Inc

B

(1) none since creation

(2) none since creation

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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