John M. Rogers

Legg Mason Partners Aggressive Growth Fund — None — Sold

DWS Global Thematic Fund — None — Sold

Thomburg Inv Inc Builder Fund — Int/Div — Sold

First Federal Bank CD #1 — Interest

First Federal Bank CD #2 — Interest

EuroPacific Growth Fund R-3 — None

First Federal Bank CD #4 — Intercst — Buy

PIMCO Total Return Fund CI C PTTCX — Int/Div — Buy

AllisnceBemnstein Lg Cap Growth Fd APGYX — None — Buy

PIMCO Foreign Bond Fd cl A PFUAX — Int/Div — Buy

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Agreement — 1.073101 — Publishing agreement with Aspen Publishers and two co-authors (or an administratiyg Taw casghook with 15% royalty for the authors. TE vin

Agreement — is. DE A Eh <a

Reimbursement — University of Texas Law School — March 5-6, 2009 — Austin, TX — Clerkship Information Program — Ttravel hotel meals

Income — 2009 — Aspen Publishing Co , Book Royalties — S2.818.99

Income — 2009 — University of Kentucky College of Law — $4.500.00

Spouse's income — 2009 — Kentucky World Trade Center

Spouse's income — 2009 — Chinese Cultural & Education Center of Lexington