Sidney Allen Fitzwater
2008
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What was filed
67
investments
2
positions
1
gifts
0
agreements
0
debts
2
reimbursements
0
income
0
spouse income
Named parties
- Part VIII
- Trust # 3 (See Part VIII).
- ed bord
- The City Club, Dallas, TX
- N, VA (First Amendment Cent er, Inc., Nashville, TN)
- Dallas Bar Ass'n, Dallas, TX
As filed
Washington Mutual Investors Fund (1984 IRA-Mutual Fund) — Int/Div
UBS Bank USA Deposit Acct. — Interest
3M Corp. Common Stock — Int/Div
J.P. Morgan Chase & Co. Common Stock — Int/Div
Trust # 2 (Nos. 5-9) (See Part VIII) — Int/Div
UBS Resource Mgmt. Acct (Money Market Portfolio)
Calamos Growth Fund
Lord Abbett Affiliated Fund
UBS Global Allocation Fund
Calamos Growth and Income Fund (See Part VIID — Int/Div
Lord Abbett Affiliated Fund (See Part VIII) — Int/Div
Lord Abbett All Value Fund — None
MFS Research Bond Fund — Int/Div
UBS Global Allocation Fund (See Part VIII) — Int/Div
Jefferson-Pilot Life Ins. Co. Flex. Prem. Sur vivor Life — Interest
Trust # 3 (Nos. 16-67) (See Part VIII) — Int/Div
Dominion Investor Servs., Inc. Prime Fun d(Money Mkt. Acct)
Aberdeen Asia-Pacific Prime Income Fund (See Part VIII)
ADC Telecommunications Inc. Common St ock
Ameren Corporation Common Stock
Consolidated Edison, Inc. Common Stock
Dominion Resources, Inc. Common Stock
Dreytus Strategic Municipals Inc. (Income Trust Fund)
Duke Energy Corp. Common Stock
Entergy Corp. Common Stock
Exelon Corp. Common Stock
ExxonMobil Corp. Common Stock
Firstenergy Corp. Common Stock
FPL Group Inc. Common Stock
Hawaiian Electric Industries Inc. Common Stock
Integrys Energy Group Inc. Common (fna ‘WPS Resources Corp)
Medco Health Solutions Inc. Common St ock
Merck & Co. Inc. Common Stock
Monsanto Co. New Common Stock
Nuveen Dividend Advantage Municipal F und
Nuveen Dividend Advantage Municipal F und 2
Nuveen Dividend Advantage Municipal F und 3
Nuveen Insured Premier Income Municipal Fund 2 Inc.
Nuveen Municipal Advantage Fund Inc
Nuveen Municipal Value Fund Inc
Nuveen Premier Income Municipal Fund Inc.
Nuveen Premier Income Municipal Fund 2 Inc.
Nuveen Premier Insured Municipal Income Fund Inc.
Nuveen Select Matunties Municipal Fund
Nuveen Texas Quality Income Municipal Fund — Sold — Part VIII
Pepco Holdings Inc. Common Stock
Pepsico, Inc. Common Stock
Pfizer Inc. Common Stock
Puget Energy Inc. Common Stock
Spectra Energy Corp. Common Stock
TECO Energy Inc. Common Stock
Van Kampen Trust for Insured Municipals (See Part VIII)
Westar Energy Inc. Common Stock
XcelEnergy Inc. Common Stock
Insured Municipals Income Trust Series 22
Insured Municipals Income Trust Series 2 28
Insured Municipals Income Trust Series 3 14
Insured Municipals Income Trust Series 79
Nuveen Tax Exempt Nat'l Insured 251 (UIT ) — Redeemed — Part VIII
Nuveen Tax Exempt Nat'l Trad. 257 (UIT)
Nuveen Tax Exempt Nat'l Trad. 251 (UIT)
Unit Insured Municipal Inc. Series 77
Insured Municipals Inc. Trust Unit Ser. 290 (See Pt. VIII)
Nuveen Investment Quality Municipal Fund Inc. (XX) — Buy
International Bank of Commerce (money mkt)
First Mark Credit Union (CD)
USAA Tax Exempt Long-Term Bond Fund
Co-Trustee, Trust # 3 (See Part VIII).
2., ed bord
Gift — The City Club, Dallas, TX — Waiver of initiation fee. (See Part VIII). — $500.00
Reimbursement — N, VA (First Amendment Cent er, Inc., Nashville, TN)
Reimbursement — Dallas Bar Ass'n, Dallas, TX — September 25-28, 2008 — Horseshoe Bay, TX — Panel on professionalism — Part of hotel and registration fee
Part I
I am ethically permitted to serve as Co-Trustee of Trust # 3 because I am doing so under the wil ++ died in 2007.
In my 2007 Financial Disclosure Report, I disclosed that I had served as Co-Executor of Estate # 3. The reportable assets of the Estate were reported as Item Nos.
17-69. Because the estate was probated and the assets were distributed in 2007, I have omitted that position, and the reporting of estate assets, from this report.
The Trust is designated as Trust # 3 to differentiate it from Trust # 1 and Trust # 2, which have been referred to in this and/or prior reports.
See below for additional explanations concerning the reporting of assets for Trust # 3.
Part V
-—
I joined The City Club, Dallas, Texas, in 2008. The City Club waived the initiation fee for "government attomeys," a category of members that includes attomeys
or judges employed by any federal, state, county, or city govemmental entity in the City or County of Dallas, Texas. I am reporting the initiation fee waiver as a
gift.
Additionally, I joined The City Club before Congress enacted legislation prohibiting a judicial officer from accepting a gift of an honorary club membership with a
value of more than $50 in any calendar year. Because members in the "government attorneys" category pay reduced monthly dues, I obtained an opinion letter
from the Judicial Conference Committee on Codes of Conduct concerning whether I could continue as a member. Based on a letter from the Committee Chair, I
have determined that my membership is not an "honorary club membership" that is prohibited by this legislation.
Part VII, Item Nos. 5-9 (Trust # 2)
-
-
The type of income disclosed for Trust # 2 is "Dividend." The form does not allow the filer to report anltighe types of income except for the combination of
interest and dividends. The Trust income includes dividends and capital gains eamed by funds and distributed to fund owners. All income has been reported in
column B(1).
Part VII, Item Nos. 10, 11, and 14
The type of income disclosed for these assets is "Dividend." These funds include income in the form o f dividends and/or capital gains eamed by the funds and
distributed to fund owners. All such income has been reported in column B(1).
Part VII, Item No. 16 (Trust#3)
The type of income disclosed for Trust # 3 is "Int./Div." The form does not allow the filer to report multiple types of income except for the combination of interest
and dividends. The Trust income includes other income, such as capital gains eamed by funds and distributed to fund owners. All income has been reported in
column B(1).
Part VII, Item No. 18
"Aberdeen Asia-Pacific Prime Income Fund" is the same as "Aberdeen Asia-Pacific Income Fund, Inc.,"” which was disclosed in my 2007 report at Part VII, Item
No. 72. The name of the asset changed slightly.
Part VII, Item No. 45
No gain code is reported in Column D(4) for this asset because it was sold at a loss.
Part VII, Item No. 52
"Van Kampen Trust for Insured Municipals" is the same as "Van Kampen Merrit Trust for Insured Municipals,” which was disclosed in my 2007 report at Part VII,
Item No. 106. The name of the asset changed slightly sometime in 2007, and I was unaware of the change until I prepared my 2008 report.
Part VII, Item No. 59
No gain code is reported in Column D(4) for this asset because, when the asset was redeemed, a return on principal (i.e., principal only, not income) was paid.
Part VII, Item No. 63
"Insured Municipals Inc. Trust Unit Ser. 290" is the same as "Van Kampen Merritt Insured Mun. Inc. Trust Series 290," which was disclosed in my 2007 report at
Part VII, Item No. 118. The name of the asset changed slightly.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.