Sidney Allen Fitzwater

2008

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Pull out the substance of this filing.

What was filed

  • 67

    investments

  • 2

    positions

  • 1

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Part VIII
  • Trust # 3 (See Part VIII).
  • ed bord
  • The City Club, Dallas, TX
  • N, VA (First Amendment Cent er, Inc., Nashville, TN)
  • Dallas Bar Ass'n, Dallas, TX

As filed

Washington Mutual Investors Fund (1984 IRA-Mutual Fund) — Int/Div

UBS Bank USA Deposit Acct. — Interest

3M Corp. Common Stock — Int/Div

J.P. Morgan Chase & Co. Common Stock — Int/Div

Trust # 2 (Nos. 5-9) (See Part VIII) — Int/Div

UBS Resource Mgmt. Acct (Money Market Portfolio)

Calamos Growth Fund

Lord Abbett Affiliated Fund

UBS Global Allocation Fund

Calamos Growth and Income Fund (See Part VIID — Int/Div

Lord Abbett Affiliated Fund (See Part VIII) — Int/Div

Lord Abbett All Value Fund — None

MFS Research Bond Fund — Int/Div

UBS Global Allocation Fund (See Part VIII) — Int/Div

Jefferson-Pilot Life Ins. Co. Flex. Prem. Sur vivor Life — Interest

Trust # 3 (Nos. 16-67) (See Part VIII) — Int/Div

Dominion Investor Servs., Inc. Prime Fun d(Money Mkt. Acct)

Aberdeen Asia-Pacific Prime Income Fund (See Part VIII)

ADC Telecommunications Inc. Common St ock

Ameren Corporation Common Stock

Consolidated Edison, Inc. Common Stock

Dominion Resources, Inc. Common Stock

Dreytus Strategic Municipals Inc. (Income Trust Fund)

Duke Energy Corp. Common Stock

Entergy Corp. Common Stock

Exelon Corp. Common Stock

ExxonMobil Corp. Common Stock

Firstenergy Corp. Common Stock

FPL Group Inc. Common Stock

Hawaiian Electric Industries Inc. Common Stock

Integrys Energy Group Inc. Common (fna ‘WPS Resources Corp)

Medco Health Solutions Inc. Common St ock

Merck & Co. Inc. Common Stock

Monsanto Co. New Common Stock

Nuveen Dividend Advantage Municipal F und

Nuveen Dividend Advantage Municipal F und 2

Nuveen Dividend Advantage Municipal F und 3

Nuveen Insured Premier Income Municipal Fund 2 Inc.

Nuveen Municipal Advantage Fund Inc

Nuveen Municipal Value Fund Inc

Nuveen Premier Income Municipal Fund Inc.

Nuveen Premier Income Municipal Fund 2 Inc.

Nuveen Premier Insured Municipal Income Fund Inc.

Nuveen Select Matunties Municipal Fund

Nuveen Texas Quality Income Municipal Fund — Sold — Part VIII

Pepco Holdings Inc. Common Stock

Pepsico, Inc. Common Stock

Pfizer Inc. Common Stock

Puget Energy Inc. Common Stock

Spectra Energy Corp. Common Stock

TECO Energy Inc. Common Stock

Van Kampen Trust for Insured Municipals (See Part VIII)

Westar Energy Inc. Common Stock

XcelEnergy Inc. Common Stock

Insured Municipals Income Trust Series 22

Insured Municipals Income Trust Series 2 28

Insured Municipals Income Trust Series 3 14

Insured Municipals Income Trust Series 79

Nuveen Tax Exempt Nat'l Insured 251 (UIT ) — Redeemed — Part VIII

Nuveen Tax Exempt Nat'l Trad. 257 (UIT)

Nuveen Tax Exempt Nat'l Trad. 251 (UIT)

Unit Insured Municipal Inc. Series 77

Insured Municipals Inc. Trust Unit Ser. 290 (See Pt. VIII)

Nuveen Investment Quality Municipal Fund Inc. (XX) — Buy

International Bank of Commerce (money mkt)

First Mark Credit Union (CD)

USAA Tax Exempt Long-Term Bond Fund

Co-Trustee, Trust # 3 (See Part VIII).

2., ed bord

Gift — The City Club, Dallas, TX — Waiver of initiation fee. (See Part VIII). — $500.00

Reimbursement — N, VA (First Amendment Cent er, Inc., Nashville, TN)

Reimbursement — Dallas Bar Ass'n, Dallas, TX — September 25-28, 2008 — Horseshoe Bay, TX — Panel on professionalism — Part of hotel and registration fee

Part I

I am ethically permitted to serve as Co-Trustee of Trust # 3 because I am doing so under the wil ++ died in 2007.

In my 2007 Financial Disclosure Report, I disclosed that I had served as Co-Executor of Estate # 3. The reportable assets of the Estate were reported as Item Nos.

17-69. Because the estate was probated and the assets were distributed in 2007, I have omitted that position, and the reporting of estate assets, from this report.

The Trust is designated as Trust # 3 to differentiate it from Trust # 1 and Trust # 2, which have been referred to in this and/or prior reports.

See below for additional explanations concerning the reporting of assets for Trust # 3.

Part V

-—

I joined The City Club, Dallas, Texas, in 2008. The City Club waived the initiation fee for "government attomeys," a category of members that includes attomeys

or judges employed by any federal, state, county, or city govemmental entity in the City or County of Dallas, Texas. I am reporting the initiation fee waiver as a

gift.

Additionally, I joined The City Club before Congress enacted legislation prohibiting a judicial officer from accepting a gift of an honorary club membership with a

value of more than $50 in any calendar year. Because members in the "government attorneys" category pay reduced monthly dues, I obtained an opinion letter

from the Judicial Conference Committee on Codes of Conduct concerning whether I could continue as a member. Based on a letter from the Committee Chair, I

have determined that my membership is not an "honorary club membership" that is prohibited by this legislation.

Part VII, Item Nos. 5-9 (Trust # 2)

-

-

The type of income disclosed for Trust # 2 is "Dividend." The form does not allow the filer to report anltighe types of income except for the combination of

interest and dividends. The Trust income includes dividends and capital gains eamed by funds and distributed to fund owners. All income has been reported in

column B(1).

Part VII, Item Nos. 10, 11, and 14

The type of income disclosed for these assets is "Dividend." These funds include income in the form o f dividends and/or capital gains eamed by the funds and

distributed to fund owners. All such income has been reported in column B(1).

Part VII, Item No. 16 (Trust#3)

The type of income disclosed for Trust # 3 is "Int./Div." The form does not allow the filer to report multiple types of income except for the combination of interest

and dividends. The Trust income includes other income, such as capital gains eamed by funds and distributed to fund owners. All income has been reported in

column B(1).

Part VII, Item No. 18

"Aberdeen Asia-Pacific Prime Income Fund" is the same as "Aberdeen Asia-Pacific Income Fund, Inc.,"” which was disclosed in my 2007 report at Part VII, Item

No. 72. The name of the asset changed slightly.

Part VII, Item No. 45

No gain code is reported in Column D(4) for this asset because it was sold at a loss.

Part VII, Item No. 52

"Van Kampen Trust for Insured Municipals" is the same as "Van Kampen Merrit Trust for Insured Municipals,” which was disclosed in my 2007 report at Part VII,

Item No. 106. The name of the asset changed slightly sometime in 2007, and I was unaware of the change until I prepared my 2008 report.

Part VII, Item No. 59

No gain code is reported in Column D(4) for this asset because, when the asset was redeemed, a return on principal (i.e., principal only, not income) was paid.

Part VII, Item No. 63

"Insured Municipals Inc. Trust Unit Ser. 290" is the same as "Van Kampen Merritt Insured Mun. Inc. Trust Series 290," which was disclosed in my 2007 report at

Part VII, Item No. 118. The name of the asset changed slightly.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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