David G. Trager

Pension Funds - TIAA/CREF - Retirement Annuity — Int/Div

Salomon Smith Barney IRA & Keogh Cash Equivalent — Interest

Yeshiva University Retirement Income Plan (Prudential) — None

U.S. Savings Bonds Series EE (face value) — None

Thrift Savings Plan — Int/Div

U.S. Bonds Series HH (face value) — None

Listed Securities (all common shares):

American International Group — Int/Div — Sale

Bank of America (formerly Nationsbank) — Int/Div

Bank of New York — Int/Div

H.J. Heinz — Int/Div — Sale

Keyspan (formerly Brooklyn Union Gas) — Int/Div

Lazard Ltd. — Int/Div

Alcatel/Lucent Technologies — None

Pepsico — Int/Div

Proctor & Gamble — Int/Div — Sale

ExxonMobil — Int/Div

Verizon (Formerly Bell Atlantic) — Int/Div — Sale

Lincoln National Corp. — Int/Div — Sale

Johnson & Johnson — Int/Div

National City Corp — Int/Div — Sale

First Data Corp — Int/Div — Buy

First Data Corp — Int/Div — Buy

Vanguard Growth ETF — Int/Div — Buy

Vanguard International European — Int/Div — Buy

Trustee, Brooklyn Law School

Trustee, Brooklyn Hospital Center

Liability — Chase Equity — Credit Line

Liability — Tiaa/Cref — Loan

Reimbursement — Emergency Care Research Institute (ECRI Institute) - a non-profit agency — PartiaReimbursement of travel, lodging and food expenses to attend 14th Annual Conference on Dilemmas of Risk in Philadelphia, PA, 11/14-16.

Reimbursement — Brooklyn Law School — Partial reimbursement of travel, lodging and food expenses to attend annual meeting of American Law Institute in Washington, D.C., 5/15-17.

Reimbursement — Federal Bar Council Winter Bench & Bar Conference — Partial reimbursement of travel, lodging and food expenses to attend annual conference in St. Thomas, 2/3-10.

Income — 2006 — Brooklyn Law School - Adjunct Professor — $ 112605.00

Income — Retirement Equity Fund) - Pension - Brooklyn Law School; supplemental retirement annuity

Spouse's income — 2006 — Self-Employed, Consultant

Spouse's income — 2006 — IRA & Keogh distributions

Spouse's income — 2006 — NYS & Local Employees Retirement System

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owns a cooperative apartment in which he resides. I am a registered co-owner with right of survivorship, but have no equitable interest in the

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3. Section VII, Line 6: The name of the mutual fund is "SB Concert Allocation Series Inc. High Growth Portfolio CL B."

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