Carlos F. Lucero

fi) COMMERCIAL BUILDING A .,.MOSA COUNTY. CO — Rent

APARTMENTS; ALAMOSA COUNTY. CO — Rent

AA SECTION FARM LAND; CONEJOS COUNTY. CO — Rent

RENTAL. ALAMOSA COUNTY. CO — None — 4

RENTAL. ALAMOSA COUNTY. CO — None — 5

LOS HERMANOS LUCEROS, LTD PARTNERSHIP (14% INTEREST) — Int/Div — 1

CARLOS F, LUCERO, P.C. (100% STOCK) — Int/Div — 2

CM, INC. (100% MUTUAL FU \ DS) — Int/Div — 3

TD WATERHOUSE, IRA BROKERAGE ACCOUNT

DWS A FLAG INVESTORS COMMUN. — BUY

A FLAG INVESTORS COMMUN. — SELL

A MICRO CAP — SELL

EMERALD BANKING & FINANCE — SELL

ICON HEALTHCARE FUND — Int/Div — BUY

ICON HEALTHCARE FUND — BUY

SHARES MSCI EMERGING MARKET INDEX — SELL

ISHARES MSCI JAPAN FUND — BUY

ISHARES RUSSELL 1000 GROWTH INDEX — Int/Div — BUY

ISHARES S&P LATIN AMERICA 40 INDEX — SELL

ISHARES S&P LATIN AMERICA 40 INDEX — SELL

RYDEX 1 INVERSE RUSSELL 2000 — BUY

RYDEX 1 INVERSE RUSSELL 2000 — SELL

RYDEX 1 INVERSE RUSSELL 2000 — BUY

RYDEX 1 INVERSE RUSSELL 2000 — SELL

RYDEX 1 SMALL CAP GROWTH — BUY

RYDEX 1 SMALL CAP GROWTH — SELL

RYDEX 1 SMALL CAP GROWTH — BUY

RYDEX 1 SMALL CAP FUND — BUY

RYDEX 1 SMALL CAP VALUE — SELL

SUN AMEREICA A FOCUS MULTICAP VALUE FUND — BUY

SUN AMERICA A FOCUS MULTICAP VALUE FUND — SELL

SUN AMERICA A FOCUS TECHNET — SELL

TD WATERHIOUSE BROKERAGE ACCOUNT

BRAZOS MUT FDS MICRO CAP PORTFOLIOCLY — Int/Div — SELL

DIAMOND HILL FOCUS LONG SHORTFUND CL A — Int/Div — BUY

HARRIS ASSOC INVT TR-OAKMARK SELECT FUND — Int/Div — SELL

HUSSMAN INVT TR-STRATEGIC GROWTH FUND — Int/Div

ICON FUND-LONG/SHORT FUND CLI — Int/Div — SELL

ICON FUND-HEALTHCARE FUND — Int/Div

LEUTHOLD GRIZZLEY SHORT FUND — BUY

LEUTHHOLD GRIZZLEY SHORT FUND — SELL

LEUTHHOLD CORE INV FUND — Int/Div — BUY

PIMCO A ALL ASSET FUND — Int/Div — BUY

PIMCO A ALL ASSET FUND — SELL

RYDEX SER FD-INVERSE SMALLCAP FUND CL H — Int/Div — BUY

CHARLES SCHWAB & CO, INC BRO {ERAGE ACCOUNT

FIRST DATA CORPORATION — Int/Div — SELL

SCHWARB 1000 INDEX FUND — None — SELL

EQUITABLE LIFE ASSURANCE SOCIETY - ANNUITY — Int/Div — 2

COLORADO BONDSHARES — Int/Div

LCM 3, LLC (SEE * 6) — None — BUY

Reimbursement — Comell University Law School — Moot Court Competition

Reimbursement — American Bar Association — Participation with Justice Breyer, et al., on the ABA Commission program to Commemmorate the Sth Anniversary of Brown v Board of Ed.

Reimbursement — University of California at Los Angeles — Moot Court Competition

Reimbursement — George Washington University Law School — Participation in Symposium on the Legacy of the Rehnquist Court

Reimbursement — Yale University Law School — Moot Court Competition

Reimbursement — Comell University Law School — Moot Court Competition

Reimbursement — University of Pennsylvania Law School — Participation in Latin American Law School Association Program

Reimbursement — Duke University Law School — Moot Court Competition

Spouse's income — 3. — Ti Prd ~~ ue - heal

*1. Assets over $ 10,000 value consist of rch, land, water rights, equipment, livestock, and related propety.

*2. Assets over $ 10,000 value consist of law partnership income earned prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C.

*3, Assets over $ 10,000 value consists of mutual funds.

*4, House was destroyed by fire on JUly 25, 2004. Insurance company paid $ 95,206 for damages in 2004 and $ 5,823 in 2005.

*5. Land was purchased on January 1, 2003 for $ 50, 174 from the estate of Maria Medina. Property subject to mortgage (Part VI, Line 1).

*6 Assets of LCM 3 llc consist of oil/gas investments in Avanti Exploration, LLC.