Richard M. Berman

Apartment (NY City) — Rent

Property Sufffolk County, NY (House & Cottage) — Rent

Property, Suffolk County,NY — Rent

Vanguard Windsor — Int/Div — Sale

Vanguard Strategic Equity — Int/Div — Sale

Vanguard Total Int'l Index — None — Buy

NYC GO Municipal Bond (Water) — Interest

Blackrock Municipal Bond Fund — Distribution — Sale

NYC Municipal Bond (Series D) — Interest — Sale

Comcast Common Stock (A & K) — Int/Div — Buy

Comcast Common Stock (A & K) — Int/Div — Sale

Cablevision Systems Common Stock — None — Sale

GE Common Stock — Int/Div — Buy

Liberty Media Global (A & C) — None — Sale

Liberty Media Global (A & C) — None — Buy

Liberty Media Interactive (A & B) — None — Sale

John Nuveen Common Stock Fund (Class A) — Int/Div — Sale

Scarsdale, NY Sch. Dist. Municipal Bond — Interest

Westchester County, NY GO Municipal Bond — Interest

Rye City, NY Pub Impt Muncipal Bond — Interest

NYS Mort Agency — Interest — Sale

NYS Power Authority — Interest — Sale

Providian Nat'l Bk - CD — Interest — Sale

NYS Env Fac Corp St Clean Wtr & Drkg ‘Witr Rev 3.9% — Interest

NYS Env Fac Corp St Clean Wtr & Drkg Wir Rev 3.75% — Interest

NYGO — Interest — Sale

Schwab MM/NY Muni Fund — Int/Div — Sale

Schwab Value Advantage Fund — Int/Div — Sale

Schwab Value Advantage Fund — Int/Div — Buy

Icon Energy Fund — Int/Div — Sale

Icon Healthcare Fund — Int/Div — Sale

American Fund New Perspective Class F — Int/Div — Sale

Qakmark Global Fund — Int/Div — sale

TCW Galileo Value Oppty — Int/Div — Buy

TCW Galileo Value Oppty — Int/Div — Sale

L-3 Communications Hldgs — Sale

Abbott Laboratories — Int/Div — Sale

Caterpillar — Int/Div — Sale

Caterpillar — Int/Div — Buy

Chevrontexaco Corp — Int/Div — Sale

Conocophillips — Int/Div — Sale

Danaher Corp. — Int/Div — Sale

Discovery Hldgs Ser B — Int/Div — Sale

Discovery Hldgs Ser A — Int/Div — Sale

Fed Ex Corporation — Int/Div

Google Inc. Class A — None — Buy

Lockheed Martin — Int/Div — Sale

Medtronic Inc — Int/Div — Sale

Pfizer Incoroporated — Int/Div — Sale

Proctor & Gamble, Co. — Int/Div — Sale

Proctor & Gamble, Co. — Int/Div — Buy

Alpine US Real Estate Fund — Int/Div — Sale

Amer. Funds Fundamental (F) — Int/Div — Sale

Artisan Mid Cap Value Fund — Int/Div — Sale

Artisan Int'l Value — Int/Div — Buy

Artisan Int'l Value — Int/Div — Sale

Dodge & Cox Int'l Stock Fund — Int/Div — Sale

American Growth Fund — Int/Div — Buy

3M Company — None — Buy

3M Company — None — Sale

Johnson & Johnson — Int/Div — Buy

Johnson & Johnson — Int/Div — Sale

Lockheed Martin — Int/Div — Sale

Publicis N.A — Int/Div — Sale

Sunrise Senior Living — Int/Div — Sale

Sunrise Senior Living — Int/Div — Buy

Amer Funds New Economy — Int/Div — Sale

Amer Funds New Economy — Int/Div — Buy

Calamos Growth Fund — Int/Div — Sale

Chesapeake Core Growth Fund — Int/Div — Sale

Dodge & Cox Stock Fund — Int/Div

Wasatch Heritage Growth — Int/Div — Sale

Publicis Group ORAs — None

Publicis Group Warrants — None

Sony — None — Buy

Sony — None — Sale

Oppenheimer Main Street Small Cap Fund Class A — Int/Div — Buy

Oppenheimer Main Street Small Cap Fund Class A — Int/Div — Sale

RS Info. Fund — None — Buy

RS Info. Fund — None — Sale

Waste Management Inc — Int/Div — Buy

United Technologies — Int/Div — Buy

Raytheon — None — Buy

PPG Industries — Int/Div — Buy

Kimberly Clark — None — Buy

Forest City Ent. (A) — Int/Div — Buy

Duke Energy — Int/Div — Buy

E.IL Dupont — Int/Div — Buy

Cisco — None — Buy

Cisco — Int/Div — Buy

American Express — None — Buy

Rogers Communications — None — Buy

ITT Industries — None — Buy

ITT Industries — None — Sell

Ingersoll Rand — None — Buy

Ingersoll Rand — None — Sell

Lowes Corp — None — Buy

Lowes Corp — None — Sell

Teva Pharmaceuticals — None — Buy

Teva Pharmaceuticals — None — Sold

Encana Corp. — Int/Div — Buy

NYS Twy Auth. Muni Bond — Interest — Buy

MTA Muni Bond — Interest — Buy

Triborough B & T Auth. Muni Bond — Interest — Buy

American Funds Capital Income Builder — Int/Div

American Funds Washington Mutual Investments — Int/Div

Merill Lynch MM Fund — Int/Div

Tumer Strategic Growth Fund — None — Buy

Turner Strategic Growth Fund — None — Sale

U.S. Global Resources Fund — None — Buy

U.S. Global Resources Fund — None — Sale

Liability — Greenpoint Bank — Mortgage On Apartment (Investment)

Reimbursement — Federal Bar Council — Oct. 27-29 - 2006 Fall Bench & Bar Retreat, Lennox, Mass (Lodging)

Spouse's income — 2006 — Brand Consulting Firm / Partnership Income; College Administration / Salary

Most transactions in 2006 resulted from a change in financial advisors.