Gray Hampton Miller

Brokerage Account #1 16. - Fidelity Core Cash Account — Interest

Sterling Res Ltd — None — Sold (part)

Pacific Energy Res — None — Sold

Pacific Energy Res — Buy

California Pizza Kitchen 56. — None — Buy — note in part VII

Ruby Tuesday Inc Common Stock — None — Buy

Clorox Company Common Stock — Int/Div — Buy

CVS Caremark Corporation Common — Int/Div — Buy

CVS Caremark Corporation Common — Buy (add'l)

Jack in the Box Inc Common — None — Buy

Gamestop Corp Cl-A Common — None — Duy

Brokerage Account #3

Powershares QQQ Trust Series ETF — None — Buy

Powershares QQQ Trust Series ETF — Sold

Powershares QQQ Trust Series ETF — Sold

IRA #1 (formerly IRA #2)

Sprott Capital 1.P. (IRA Investment) ] — Int/Div — Redeemed

Triumph Offshore Fund Ltd. (IRA Investment) — Int/Div — Redeemed

Chase Bank Account (IRA) (Y)

Chase Bank Account #2 (IRA) (Y) 91. Perfonnex Multi Manager Fund 3c] LP (IRA Investment) 92. 93 — Int/Div — Buy (add'l)

Duke Energy Corp New Common — Int/Div — Sold

General Electric Co Common Stock — Int/Div — Sold

Apple Inc Common Stock — None — Sold

Ford Mtr Co Del Com — None — Sold

Short Dow30 ProShares ETF — None — Buy

Member of the Advisory Board, USS Cavalla Historical Foundation

Liability — Trapeze Capital Corp. — Margin Account

Note; ETF stands for Exchange Traded Fund.

Part VIT, page 6 , linc 45 - This asset was formerly known as Canadian Phoenix Res Corp Common.

Part VII, page 7, line 53 - BJS Restaurants Inc was sold short on 06/17/09 and covered on 07/22/09. Column C has been left blank since this stock was no longer

held at the end of the reporting period.

7:2

782

a

Part VII, page 7, line 55 - California Pizza Kitchen was sold short on 04/27/09 and covered on 0

3/09. Column C has been left blank since this stock was no

longer held at the end of the reporting period. Column 1D(4) on page 7, line 56 shows a gain because when the stock was bought (covered the short sell) a gain was

generated.

Part VII, page 7, fine 57 - Palm Inc was sold short on 09/15/09 and covered on 09/17/09 and then sold short again on 09/22/09 and covered on 10/30/09, Colunin C

has been left blank since this stock was no longer held at the end of the reporting period. Column D(4) on page 7. line 60 shows a gain because when the stock was

bought (covered the short sell) a gain was generated.

Part Vil, page 9, line 89 - The Chase Bank Account (IRA) is still open but some of the money was rolled over into the Performex Multi Manager Fund 3c} LP

(IRA Investment) which is on Part VI, page 9, line 91. The proceeds from the redeemed assets in JRA #1 were deposited into the Chase Bank Account (IRA) and

then used to purchase the interest in the Performex Multi Manager Fund 3c! LP (IRA Investment) which is on Part VII, page 9, line 91.