Kenneth Francis Ripple

Key Bank. So. Bend. IN IRA - CD — Interest

Notre Dame FCU - Notre Dame, IN savings & checking account — Interest

Fidelity Contra Fund #022

Units in Intenmediate Tax Exempt Fund of 1st Source Bank

Umts in Tax Exempt Fund of 1st Source Bank

Goldman Sachs Fsq Tax Free Money — Buy (add'l)

Goldman Sachs Fsq Tax Free Moncey — Sold (part)

Goldman Sachs Fsq Tax Free Money — Buy (add'l)

Wasauch - Ist Source Income Eq Fd — Buy (add'l)

Morgan Stanley Instl Intl Eq-1 (X) — Buy

Morgan Stanley Instl Intl Eq-1 — Buy (add'l)

Goldman Sachs Fsq Tax Free Money — Sold (part)

Dodge & Cox Internauonal Stock Fund — Buy (add'l)

Trust #6 — Int/Div

Goldman Sachs Fsq Tax Frce Money

Goldman Sachs Fsq Tax Frec Money — pant)

Goldman Sachs Fsq Tax Free Money — Buy (add'l)

Goldman Sachs Fsq Tax Free Money — Sold (part)

Goldman Sachs Fsq Tax Free Money — Buy (add'l)

Goldman Sachs Fsq Tax Free Money — Sold (part)

Goldman Sachs Fsq Tax Fres Money — Buy (add'l)

Wasatch - 1st Source Income Ey Fd — Buy (add'l)

Dodge & Cox Stock Fund — Sold

Goldman Sachs Fsq Tax Frec Money — Buy (add'l)

Goldman Sachs Fsq Tax Free Money — Buy (add'l)

Goldman Sachs Fsq Tax Free Money — Sold (part)

Goldman Sachs Fsq Tax Free Money — Buy (add'l)

Van Kampen Small Cap Growth - — Sold

Goldman Sachs Fsq Tax Free Money — Buy (add'l)

See Section VIII, Part 1

See Section VIII, Part

Gift — See Section VIII. Pan V

Agreement — 2009 — See Secuon VIII Pant 11

Income — 2009 — See Secuon VIII Pant 11

Spouse's income — 2009 — Part-time teaching - University of Notre Dame

1

Positions

Item No. 1. Part-time Professor of Law, University of Notre Dame (joined faculty in 1977; pan-time since appointment to the Judiciary).

As a faculty member, Judge Ripple is entitled to purchase tickets at a discount for athletic events. He receives, on the same basis as other faculty members, a

discount on some items at thc University bookstore. He also may use other University facilities such as the library and athletic facilities. Notre Dame provides

Judge Ripple with Westiaw and Lexis services for his academic needs. Judge Ripple had the approval of the Chief Circuit Judge for his teaching activities.

Item No. 2.

During the reporting period. Judge Ripple was a member of the visiting committee of the Divinity School of the University of Chicago. Members

of the Visiting Committee simply give advice to the administration and faculty of the University. They have no authority in matters of university governance.

11.

Agreement

hem No. 1. TIAA/CREF Pension Fund - Prior to his appointment, Judge Ripple was a full-time employee of the University of Notre Dame. During those years

(1977-1985). both he and the University contributed on his behalf to this nation-wide pension fund for University professors. The fund is administered by a board

of trustees. Although Judge Ripple continues to teach at the University, neither he nor the University contributes to the fund as a part of this arrangement.

Item No. 2. Part-time professor, University of Notre Dame - Details are set forth above in Section VIII. I.

Vv

Gifts

Copies of textbooks from author. Professor Vincent Johnson: $132.00

The American Judicature Society gives all federal judges a complimentary membership. Judge Ripple receives the Society's publication. Regular annual dues

are $75.00

The Federal Bar Association gives all federal judges an honorary membership. There are no dues for honorary members. Judge Ripple receives the

Association's publication Regular ducs for a member in the public sector who is retired are $75.00.

Various bar associations and similar legal organizations have extended honorary memberships to Judge Ripple. He did not use these memberships during the

reporting period. Details are therefore omitted in accordance with the instructions.

West Publishing Company supplies Judge Ripple with a sample set of the Federal Reporter and miscellaneous legal material for use in his chambers. The

Company makes these books available to all federal judges. The estimated value of these materials is $2,494.81. This material is used for the performance of

official duties.

Judge Ripple received sample text books for the courses that he teaches at the University of Notre Dame. These books were received under established

programs through which publishers send such books to all professors and ask that the professors consider the books for classroom use. Judge Ripple receives these

books under the same conditions as all other professors. Books were received from the following publishers (the value shown is estimated on the published retail

price of the books):

Foundation Press - $198.00

LexisNexis/Marthew Bender - $50.00

VIL Investments and Trusts

Item Nos

. 9.10 & 11. No dividends or interest are attributable 10 any individual policy of this type. Each policy does have a cash value: that value is noted.

Item Nos

13 - 57. Thesc are all of the holdings, purchase. and sale transactions within Trust No. 5 (tem 12).

Item Nos

59 - 103. These are all of the holdings, purchase. and sale transactions within Trust No. 6 (Item 58)

Item Nos

19.34, 65 & 80. Both Trust #5 and Trust #6 acquired interests in Morgan Stanley Instl Intl Eq - 1

Item Nos

35 & 81. Both Trust #5 and Trust #6 sold their entire interest in the Dodge & Cox Stock Fund.

Item Nos

36 & 82. Both Trust #5 and Trust #6 acquired interest in Van Kampen Small Cap Growth - I. The trusts later sold their entire interest in this fund (Nos.

48 & 04)

Item Nos

47 & 93. Both Trust #5 and Trust #6 acquired interest in New World Fd - F2,