James Knoll Gardner

Rental Property #1, Torrence, California (1997 $533,333) — Rent

Time Share #1, Williamsburg, Virginia (1999 $18,700) — Rent

Sovereign Bank Accounts — Interest

Brokerage Account #l.

CITIBANK NA South Dakota- Bank Deposit Program — Interest

LM Clearbridge Apprec. Fd. Cl. A - Mut. Fd. (See Part VIII) — Int/Div

Calamos Convertible & High Income Fund Closed End Fund — Int/Div

Wells Fargo & Company - Common Stock — Int/Div

Wells Fargo Company - Corporate Bond — Interest

Calamos Strategic Total Return Fund Closed End Fund — Int/Div

Eaton Vance Tax Eqty. Inc. Fd.- Closed End Fund — Int/Div

NuStarEnergy L.P. - Common Stock — Int/Div

BT Group PLC ADR - USD - Common Stock — Int/Div

BlackRock Global Alloc. Fd - Mut. Fd. (See Part VIII) — Int/Div

BlackRock Global Alloc. Fd. - Mut. Fd. (See Part VIII) — None — Buy — N/A

CITIBANK NA-NV *C* - Cert. of Deposit (Y) (See Part VIII) — Matured — N/A

Intel Corporation - Common Stock — Int/Div

McDonalds Corporation - Common Stock — Int/Div

Merck & Company, Inc. - Common Stock (Y) (See Part VIII) — Int/Div — Sold — N/A

Teva Pharmaceutical Industries - Common Stock — Int/Div

Baron Growth Fund-Mutual Fund — None

Eaton Vance Large-Cap Value Fund Class A - Mutual Fund — Int/Div

Janus Forty Class S - Mutual Fund — None

Lazard Emerging Markets Port Fund Mutual Fund — Int/Div

Pimco Total Return Fund Class D - Mutual Fund — Int/Div

Pimco Commodity Real Return Fund Class D - Mutual Fund — Int/Div

T Rowe Int'l Bond Fund - Mutual Fund — Int/Div

Royce Premier Fund - Mutual Fund — Int/Div

West Perry Schl. Dist. Bond - Municipal Bond — Interest

New York Commun. Bank-NY - Cert. of Dep. (Y) (See Pt. VIII) — Interest — Matured — N/A

Branch Banking & Trust Co.- Cert. of Dep. (Y) (See Pt. VIII) — Interest — Matured — N/A

Midfirst Bank-OK - Cert. of Dep. (Y) (See Part VIII)

Johnson & Johnson - Common Stock — Int/Div

Magellan Midstream Partners LP - Common Stock — Int/Div

Microsoft Corp. - Common Stock — Int/Div

DWS Floating Rate Fund Class C - Mutual Fund — Int/Div

DWS Municipal Bond Fund Class C Mutual Fund — Interest — Buy — N/A

Mainstay Corporate Bond Fund Class A Mutual Fund — Int/Div

End of Brokerage Account #1

Brokerage Account #2 (Custodial Account #1) redeemed 5/20/04

Brokerage Account #3 (Custodial Account #2) redeemed 8/28/07

Brokerage Account #4:

Johnson & Johnson - Common Stock — Int/Div

LM Clearbridge Apprec. Fd. Cl. A-Mut Fund (See Part VII) — Int/Div

LM CBA Equity Inc. Fd. CI. B - Mutual Fund (See Part VIII) — Int/Div — Sold — N/A

Eaton Vance Global Return Fund - Mutual Fund — Int/Div — Buy — N/A

End of Brokerage Account #4

Time Share #2, Williamsburg, Virginia (2002 $19,900) — Rent

RA #2

Royce Total Return Fund Consultant Mutual Fund — Int/Div

Invesco Van Kampen Eq.& Inc. Fd. CI. C Mut. Fd. (See VIII) — Int/Div

American Funds-Growth Fund of America Class C - Mutual Fund — Int/Div

Oppenheimer Developing Markets Fund Class C - Mutual Fund — None

Lincoln National Life Insurance Co Annuity — None

Lord Abbett Cap. Str. Fd. Cl. C - Mut. Fd. (See Part VIII)

Government National Mortgage Association Class JB - Bond — Interest — Redeemed — N/A

CITIBANK NA South Dakota - Bank Deposit Program — Interest

Cisco Systems Inc. - Common Stock — None

BlackRock Global Allocation Fund Inc Mutual Fund — Int/Div

Putnam Asset Allocation Balanced Class C Mutual Fund — Int/Div

Consolidated Edison Inc. - Common Stock — Int/Div — Buy — N/A

GNMA REMIC-Series 2004-75 Class 75- NG-Asset Backed Security — Interest

Ginnie Mac Series 2009-88 Class KD-Asset Backed Security — Interest

Bond Fund of America Class C - Mutual Fund — Int/Div

GNMA REMIC-Series 2010-59 Class CA. Asset Backed Security — Interest — Buy — N/A

End of IRA #2

New York Life Whole Life — Int/Div

Brokerage Account #5

AB Intermed. Bond Fund Class A - Mut. Fd. (See Part VIII) — Int/Div — Sold — N/A

AB Growth & Income Fund Class A Mutual Fund — None — Sold — N/A

AB Small and Mid Cap Value Fund - Class A - Mutual Fund — None — Sold — N/A

AB Int'l Growth Fund Class A - Mutual Fund — None — Sold — N/A

AB Growth Fund Class A - Mutual Fund — None — Sold — N/A

AB Small Cap Growth Fund Class A Mutual Fund — None — Sold — N/A

End of Brokerage Account #5

KNBT Bank Accounts — Interest

Rental Property #2, Lehigh County, PA (2006 $250.000) — Rent

Fun $ Investment Club - Partnership — Int/Div

U.S. Savings Bonds — Interest

Fidelity Mutual Life Insurance Co. - whole life — Int/Div

Officer, Director, Allentown Symphony Association

Director, Boys and Girls Club of Allentown, Inc

Director, Police Athetic League, Inc

General Partner (passive investment in Subchapter "S" Corporation), 1/6 share of Rental Property #1

Agreement — 2002 — State Employees Pension Fund; retirement pension for former judicial position, includes medical insurance and long- term care benefits. no control

Liability — Prudential Asset Resources, Inc. (See Part VIII) — 1/6 share Mortgage on Rental Property #1, Torrence, California (Part VII, line 1)

Liability — Chase Card Services — Credit Card (Visa)

Reimbursement — Property Law Association (NYIPLA) — Se WY FET Nar Dy TER — pial sala ati Ll Part VIII)

Income — 2010 — State Employees Pension Fund reported in Part II (fixed benefits from a vested pension plan) — $67,455.60

Spouse's income — 2010 — self-employed piano teacher

12. Re Part VII, Line 51: In Part VII, Line 60 of the 2009 Financial Disclosure Report (Page 7 of 11), this Mutual Fund was designated "Van Kampen Equity &

Income Class C". On May 28, 2010, the fund changed its name to "Invesco Van Kampen Equity & Income Fund Class C" and is reported in its new name in the

within 2010 Financial Disclosure Report in Part VII, Line 51 (Page 6 of 11).

13. Re Part VII, Line 55: In Part VII, Line 66 of the 2009 Financial Disclosure Report (Page 7 of 11), this Mutual Fund was designated "Lord Abbett America's

Value Fund Class C". On July 1, 2009, the fund changed its name to "Lord Abbett Capital Structure Fund Class C" and is reported in its new name in the within

2010 Financial Disclosure Report in Part VII, Line 55 (Page 7 of 11). On October 9, 2009 Lord Abbett Capital Structure Fund Class C was sold, but the 2009

Financial Disclosure Report inadvertently failed to reflect either the name change or the sale. Part VII, Line 66 of the 2009 Financial Disclosure Report should

have read as follows: Column A. (Description of Assets): Lord Abbett Capital Structure Fund Class C - Mutual Fund; Column B.(2) (Type of Income during

reporting period): None; Column D.(I) (Type of transaction): Sold; Column D.(2) (Date): 10/09/09; Column D.(3) (Value Code): J; and Column D.(5) (Identity

of buyer/seller (if private transaction)): N/A.

14. Re Part VII, Lines 69, 70, 71, 72, 73 and 74: The abbreviation "AB" means Alliance Bernstein.