Nancy Friedman Atlas

2011

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 250

    investments

  • 7

    positions

  • 1

    gifts

  • 0

    agreements

  • 0

    debts

  • 5

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • VICTORY (Houston American Cancer Society)
  • Trust 1
  • Trust 2
  • Trust 3
  • Trust 4
  • Trust 5
  • American Bar Association Section of Litigation
  • (Section V Note 1)
  • American Bar Association, Section of Litigation
  • New York University
  • American Bar Association, SOL
  • University of Texas
  • American Bar Association, soL

As filed

TRUST?3 — Int/Div

IRA: Intel Corp. (INTC) Option — Sold

IRA: Intel Corp. (INTC — Int/Div — Buy

IRA: John Hancock PFD Income 11-Closed End Fund (HPF) — Int/Div — Buy

IRA: John Hancock PFD Income 11-Closed End Fund (HPF) — Buy (add'l)

IRA: Johnson & Johnson (JNJ) — Int/Div — Buy

IRA: Johnson & Johnson (JNJ) — Buy (add'l)

IRA: Johnson & Johnson (JNJ) Option — Sold

IRA: Johnson Controls Inc. (JCI) — Int/Div — Buy

IRA: Matthews Intl FDS-Asia Dividend FD (MAPIX) — Int/Div — Buy

IFA: MFA Financial Inc. REITS (MFA) — Int/Div — Buy

IFA: MFA Financial Inc. REITS (MFA) — Buy (add'l)

IRA: Microsoft Corp. (MSFT) — Int/Div — Buy

IRA: Microsoft Corp. (MSFT) — Buy (add'l)

IRA: Microsoft Corp. (MSFT) — Buy (add'l)

IRA: Microsoft Corp. (MSFT) Option — Sold

IRA: National Oilwell Varco Inc. (NOV) — Int/Div — Buy

IRA: National Oilwell Varco Inc. (NOV) — Buy

IRA: National Retail Properties Inc. (NNN) — Int/Div — Buy

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Sold (part)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Sold (part)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Sold (part)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: Pepsico Inc. (PEP) — Int/Div — Buy

IRA: Pepsico Inc. (PEP) — Buy

IRA: Pepsico Inc. (PEP) Option — Sold

IRA: Pepsico Inc. (PEP) Option (Y)

IRA: Proctor Gamble Co. (PG) — Int/Div — Buy

IRA: Proctor Gamble Co. (PG) — Buy (add'l)

IRA: Redwood Trust (RWT) — Int/Div — Buy

IRA: Redwood Trust (RWT) — Buy (add'l)

IRA Rollover: Vanguard Treasury Money Market Fund — Interest

IRA: Taiwan Semiconductor (TSM) — Int/Div — Buy

IRA: Taiwan Semiconductor (TSM) — Buy (add'l)

IRA: Taiwan Semiconductor (TSM) — Buy

IRA: TD Ameritrade Money Market Acct. — Interest — Buy

IRA: TD Ameritrade Money Market Acct. — Buy (add'l)

IRA: Thor Industries Inc — None — Buy

IRA: Thor Industries Inc — Buy (add'l)

IRA: Thor Industries Inc — Sold (part)

IRA: Thor Industries Inc — Sold (part)

IRA: Thor Industries Inc — Sold

IRA: United Parcel Service (UPS) — Int/Div — Buy

IRA: United Parcel Service (UPS) — Buy

IRA: United Parcel Service (UPS) — Buy

IRA: United Parcel Service (UPS) Option — Sold

121. IRA: United Parcel Service (UPS) Option (Y)

IRA: Vanguard 500 Index Fund — Int/Div — Buy

IRA: Vanguard Small Cap Index Fund (was IRA: Vanguard Small — Int/Div — Buy

IRA: Vanguard Treasury Money Market Fund — Interest

IRA: Vodaphone Group PLC ADR (VOD) — Int/Div — Buy

IRA: Vodaphone Group PLC ADR (VOD) — Sold (part)

IRA: Vodaphone Group PLC ADR (VOD) Option — Sold

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Int/Div — Buy

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Buy (add'l)

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Buy (add'l)

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Sold (part)

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Sold (part)

IRA: XILINX Inc. (XLNX) — Int/Div — Buy

IRA: XILINX Inc. (XLNX) Option — Sold

Ishares MSCI Singapore (EWS) — Int/Div — Buy

Ishares MSCI Singapore (EWS) — Buy (add'l)

ITT Hartford Annuity — None

Johnson Controls Inc. (JCD — Int/Div — Buy

Kindcr Morgan Inc — Int/Div — Buy

Magellan Midstream Partners (MMP) — Int/Div — Buy

Magellan Midstream Partners (MMP) — Buy (add'l)

Magellan Midstream Partners (MMP) — Buy (add'l)

Magellan Midstream Partners (MMP) — Buy (add'l)

Matthews Intl FDS-Asia Dividend FD (MAPIX) — Int/Div — Buy

MetLife Investors Group Inc — None

Mylan Inc. (MYL) — None — Buy

National Retail Properties Inc. (NNN) — None — Buy

National Retail Properties Inc. (NNN) — Sold

Nexus Resources LLC-Preferred — Royalty

Nuveen Municipal Value Fund Inc. (NUV) — Int/Div — Buy

Nuveen Municipal Value Fund Inc. (NUV) — Sold

Real Property, Travis County, TX — Rent

Redwood Trust (RWT) — Int/Div — Buy

Redwood Trust (RWT) — Buy (add'l)

Redwood Trust (RWT) — Buy (add'l)

Redwood Trust (RWT) — Buy (add'l)

Roth IRA (was IRA): Vanguard Treasury Money Market Fund — None

Roth IRA (was IRA): Vanguard Small Cap Index Fund — Int/Div

Roth IRA Rollover: Vanguard 500 Index Fund — Int/Div

St. Clair, Patricia & Kellee — Interest

Taiwan Semiconductor (TSM) — Int/Div — Buy

TD Ameritrade Money Market Acct. — Interest — Buy

TPG Partners V, L.P. (FN 2) — Int/Div

V&E 401(K): General Investments Fund (FN3) — None — Sold (part)

V&E 401(K): General Investments Fund (FN3) — Buy

V&E 401(K): General Investments Fund (FN3) — Sold (part)

V&E 401(K): General Investments Fund (FN3) — Sold (part)

V&E 401(K): General Investments Fund (FN3) — Sold (part)

V&E 401(K): General Investments Fund (FN3) — Sold (part)

V&E 401(K): General Investments Fund (FN3) — Sold

V&E 401(K) PIMCO Total Ret-Inst — None — Buy

V&E 401(K) PIMCO Total Ret-Inst — Buy (add'l)

V&E 401(K) Vanguard Infl-Prot Secs — None — Buy

V&E 401(K) Vanguard Infl-Prot Secs — Buy (add'l)

V&E 401(K) Vanguard Infl-Prot Secs — Buy (add'l)

V&E 401(K) Vanguard Institutional Index — None — Buy

V&E 401(K) Vanguard Institutional Index — Buy (add'l)

V&E 401(K) Vanguard Institutional Index — Buy (add'l)

V&E 401(K) Vanguard Institutional Index — Buy (add'l)

V&E 401(K) Vanguard Total International Stock Index — None — Buy

V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)

V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)

V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)

V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)

V&E 401(K): JPM Prime Money Market — None — Closed

Vinson & Elkins Capital Account — Interest — Distributed

Vinson & Elkins Pension Plan (FN 4) — None

V&E 401(K) Vanguard Mid Cap Index — None — Buy

V&E 401(K) Vanguard Mid Cap Index — Buy (add'l)

Vanguard 500 Index Fund — Int/Div — Buy

Vanguard 500 Index Fund — Sold

Vanguard Emerging Markets Stock Index Fund — None — Buy

Vanguard Emerging Markets Stock Index Fund — Sold

Vanguard European Stock Index Fund — None — Sold

Vanguard Extended Market Index Fund — Int/Div — Sold

Vanguard Federal Money Market Fund — Interest

Vanguard Pacific Stock Index Fund — None — Sold

Vanguard Prime Money Market Fund — Interest — Buy

Vanguard Small Cap Index Fund — None — Buy

Vanguard Small Cap Index Fund — Sold

Vanguard Treasury Money Market Fund — Interest

Wegoma Berkshire VII, L.P. (FN 5) — Int/Div

WG&M Capital Account — Interest — Distributed

WG&M Capital Account — Distributed

WG&M Partners’ Target Pension Plan (FN Nn — None — Sold

TRUST — Int/Div

Dreyfus Appreciation Fund (FN 8)

TRUST2 — Int/Div

BBVA Compass Bank, Houston, TX Acct. #4 — Interest

MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares Tr IBOXX 5 yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares TR Morningstar Global Upstream Nat. Res. Ind — Int/Div — Buy

MFB Norther Funds Fixed Income Fund — Interest — Buy

MFB Norther Funds Fixed Income Fund — Sold

MFB Northern Funds High Yield Municipal Fund — Interest — Buy

MFB Northern Funds High Yield Municipal Fund — Sold (part)

MFB Northern Funds High Yield Municipal Fund — Sold (part)

MFB Northern Funds Inter Tax Exempt Fund — Interest — Buy

MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)

MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)

MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Sold (part)

MFB Northern Funds Multi-Manager Global Real Estate Fund — Int/Div — Buy

MFB Northen Funds Multi-Manager Large Cap Fund — Int/Div — Buy

MFB Northen Funds Multi-Manager Large Cap Fund — Buy (add'l)

MFB Northern Funds Mun Money Mkt Fund — Interest — Buy

MFB Northern Funds Short Inter Tax Exempt Fund — Interest — Buy

MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)

MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)

MFB Northern Funds Short Inter Tax Exempt Fund — Sold

MFB Northern Funds Small Cap Core Fund — Int/Div — Buy

MFB Northern High Yield Fixed Income Fund — Interest — Buy

MFB Northern High Yield Fixed Income Fund — Sold

MFB Northern High Yield Fixed Income Fund — Buy (add'l)

MFB Northem Multi-Manager Intl Equity Fund — Int/Div — Buy

MFB Northem Multi-Manager Intl Equity Fund — Buy (add'l)

MFB Northem Multi-Manager Intl Equity Fund — Sold (part)

MFB Northern Multi-Manager Small Cap Fund — Int/Div — Buy

MFB Northem Multi-Manager Mid Cap Fund — Int/Div — Buy

MFB Northem Short Intermediate US Govt — Interest — Buy

MFB Northem Short Intermediate US Govt — Sold

MFC Ishares Tr Barclays TIPS BD Fund — Interest — Buy

MFC Ishares Tr Barclays TIPS BD Fund — Sold

MFC Spdr Gold Tr Gold Shs — Int/Div — Buy

MFC Spdr Gold Tr Gold Shs — Buy (add'l)

MFC Spdr Gold Tr Gold Shs — Sold (part)

MFO Pimco FDS PAC InvtM gmt Ser Commodity Real Return Strat — Int/Div — Buy

MFO Pimco FDS PAC InvtM gmt Ser Commodity Real Return Strat — Sold (part)

Vanguard Emerging Markets Stock Index Fund — Int/Div — Buy

Vanguard Emerging Markets Stock Index Fund — Sold

Vanguard European Stock Index Fund — Int/Div — Sold

Vanguard Extended Market Index Fund — Int/Div — Sold

Vanguard Federal Money Market Fund — Interest — Closed

Vanguard Mid-Cap Index Fund — Int/Div — Sold

Vanguard Small-Cap Index Fund — Int/Div — Buy

Vanguard Small-Cap Index Fund — Sold (part)

Vanguard 500 Index Fund:Vanguard Index Trust 500 Portfolio — Int/Div — Buy

Vanguard 500 Index Fund:Vanguard Index Trust 500 Portfolio — Sold

BBVA Compass Bank, Houston, TX Acct. FY — None

MFB Northern Funds Fixed Income Fund — Interest — Buy

MFB Northern Funds Fixed Income Fund — Sold

MFB Northern Funds High Yield Municipal Fund — Interest — Buy

MFB Northern Funds High Yield Municipal Fund — Sold (part)

MFB Northern Funds High Yield Municipal Fund — Sold (part)

MFB Northem Funds Inter Tax Exempt Fund — Interest — Buy

MFB Northem Funds Inter Tax Exempt Fund — Buy (add'l)

MFB Northem Funds Inter Tax Exempt Fund — Buy (add'l)

MFB Northem Funds Inter Tax Exempt Fund — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Sold (part)

MFB Northern Funds Multi-Manager Global Real Estate Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Large CAP Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Large CAP Fund — Buy (add'l)

MFB Northern Funds Short Inter Tax Exempt Fund — Interest — Buy

MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)

MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)

MFB Northern Funds Short Inter Tax Exempt Fund — Sold

MFB Northern Funds Small Cap Core Fund — Int/Div — Buy

MFB Northern High Yield Fixed Income Fund — Interest — Buy

MFB Northern High Yield Fixed Income Fund — Sold

MFB Northern High Yield Fixed Income Fund — Buy (add'l)

MFB Northern Multi-Manager Intl Equity Fund — Int/Div — Buy

MFB Northern Multi-Manager Intl Equity Fund — Buy (add'l)

MFB Northern Multi-Manager Intl Equity Fund — Sold (part)

MFB Northern Multi-Manager Mid Cap Fund — Int/Div — Buy

MFB Northern Multi-Manager Small Cap Fund — Int/Div — Buy

MFB Northern Short Intermediate US Govt — Interest — Buy

MFB Northern Short Intermediate US Govt — Sold

MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares Tr IBOXX 5 yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares TR Morningstar Global Upstream Nat. Res. Ind — Int/Div — Buy

MFC Ishares Tr Barclays TIPS BD Fund — Interest — Buy

MFC Ishares Tr Barclays TIPS BD Fund — Sold

MFC Spdr Gold Tr Gold Shs — Int/Div — Buy

MFC Spdr Gold Tr Gold Shs — Sold (part)

MFO Pimco Funds PAC Invt Mgmt Ser Commodity Real Return Str — Int/Div — Buy

MFO Pimco Funds PAC Invt Mgmt Ser Commodity Real Return Str — Sold (part)

MFB Northern Funds Mun Money Mkt Fund — Interest — Buy

Vanguard 500 Index Fund — Int/Div — Buy

Vanguard 500 Index Fund — Sold

Vanguard Emerging Markets Stock Index Fund — Int/Div — Buy

Vanguard Emerging Markets Stock Index Fund — Sold

Vanguard European Stock Index Fund — Int/Div — Sold

Vanguard Federal Money Market Fund — Interest — Closed

Vanguard Mid-Cap Index Fund — Int/Div — Sold

Vanguard Small-Cap Index Fund — Int/Div — Buy

Vanguard Small-Cap Index Fund — Sold (part)

TRUST 4 (FN 6) — None

BBVA Compass Bank, Houston, TX Acct. #6 — None

Pacific Life Ins. Co. (was "Mercury Equity Index Fund") — None

TRUSTS — Int/Div

American General Life Ins. Co. (Universal Life Ins.) — None

Lincoln National (formerly Jefferson Pilot Life Ins. Co.) — None

Vanguard Index Trust 500 Portfolio — Int/Div

Associate Member, VICTORY (Houston American Cancer Society)

Co-Trustee, Trust 1

Co-Trustee, Trust 2

Co-Trustee, Trust 3

Co-Trustce, Trust 4

Co-Trustee, Trust 5

Task Force Co-Chair, American Bar Association Section of Litigation

Gift — (Section V Note 1) — See Section VIII — $0.00

Reimbursement — American Bar Association, Section of Litigation — 01/13-01/15/11 — Vail, CO — Winter Leadership Meeting — transportation, lodging, and meals

Reimbursement — New York University — 03/31-04/01/11 — New York, NY — Admitted Students Program — transportation, lodging, meals

Reimbursement — American Bar Association, SOL — 09/22-09/24/2011 — Philadelphia, PA — Fall Leadership Meeting — transportation, lodging

Reimbursement — University of Texas — 09/26/2011 — Austin, TX — Society Program — transportation

Reimbursement — American Bar Association, soL — 10/13-10/14/11 — New York, NY — Class Action Institute Meeting — transportation, lodging

Section V Notes:

(1) A few times each year, friends invite JE me to sit with them at tables they have purchased at charity events. [Jj occasionally invite friends to do

the same, i.e., join us at tables we have purchased for charity events. Since my confimmation, each time a friend has invited us to sit at his/her table [|| | EN

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which [Jj sat at their table.

Section VII Notes:

(1) Diamond Castle Partner 1V, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, JJ] invested an amount within category J

on 9/29/11.

(2) TPG Partners V, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls JJ] invested an amount within category J on 2/4,

2/22, and 5/9/11.

(3) Although Jl] eft the employ of Vinson & Elkins, L.L.P. in 2006, J] continues to participate in the Vinson & Elkins, L.L.P. Retirement Plans A and

B. These are individual account defined contribution plans qualified under 1.R.C. Section 401 (a). The contributions by the firm were fixed durin, {|

employment by the fim. Retirement Plan A has a salary reduction 1.R.C. Section 401(k) feature. The Trustee of the Plan is JPMorgan Chase Bank, N.A_,

Houston, Texas

has no investment discretion with respect to the investments of this defined contribution plan, except for the after-tax contribution

component as to which [J] has the liminted discretion to choose any of a number of funds that arc available. These funds arc managed by outside investment

advisors. | cannot determine how much of the change in total market value since last year was due to interest and/or dividends or the amount of capital gains on

sale of shares in the fund. JP Morgan Chase informed Jif that they cannot provide me with this information.

(4) Annual payment (beginning 1/15/15) of a fixed amount times years of service starting 1/1/95. Present value was provided by| J J former law fim.

(5) Wegoma Berkshire VII, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, [JJ] invested an amount within category K on

2/23 and category J on 6/13, 8/22, 10/7, and 12/14/11.

(6) For the item in line 55, Pacific Life Insurance Co. says that it cannot provide the income for any year. Company representatives state that because | hold

an interest in an index fund in which the cash value of an insurance policy has been invested, and not an individual taxable investment, there are no individual

dividends or realized gains to report; all that is reported are gains or losses to the policy cash value. In addition, the company states, under applicable government

regulations, an insurance policy is considered an asset, not an investment.

(7) The WG&M Partners’ Target Pension Plan was inadvertently omitted from the F.D.R. for 2009 and 2010.

(8) Every year in late March and late December, the income from the Dreyfus Appreciation Fund in Trust 1 is automatically swept into and invested in the Dreyfus

Appreciation Fund held in my personal account.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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