Nancy Friedman Atlas
2011
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Pull out the substance of this filing.
What was filed
250
investments
7
positions
1
gifts
0
agreements
0
debts
5
reimbursements
0
income
0
spouse income
Named parties
- VICTORY (Houston American Cancer Society)
- Trust 1
- Trust 2
- Trust 3
- Trust 4
- Trust 5
- American Bar Association Section of Litigation
- (Section V Note 1)
- American Bar Association, Section of Litigation
- New York University
- American Bar Association, SOL
- University of Texas
- American Bar Association, soL
As filed
TRUST?3 — Int/Div
IRA: Intel Corp. (INTC) Option — Sold
IRA: Intel Corp. (INTC — Int/Div — Buy
IRA: John Hancock PFD Income 11-Closed End Fund (HPF) — Int/Div — Buy
IRA: John Hancock PFD Income 11-Closed End Fund (HPF) — Buy (add'l)
IRA: Johnson & Johnson (JNJ) — Int/Div — Buy
IRA: Johnson & Johnson (JNJ) — Buy (add'l)
IRA: Johnson & Johnson (JNJ) Option — Sold
IRA: Johnson Controls Inc. (JCI) — Int/Div — Buy
IRA: Matthews Intl FDS-Asia Dividend FD (MAPIX) — Int/Div — Buy
IFA: MFA Financial Inc. REITS (MFA) — Int/Div — Buy
IFA: MFA Financial Inc. REITS (MFA) — Buy (add'l)
IRA: Microsoft Corp. (MSFT) — Int/Div — Buy
IRA: Microsoft Corp. (MSFT) — Buy (add'l)
IRA: Microsoft Corp. (MSFT) — Buy (add'l)
IRA: Microsoft Corp. (MSFT) Option — Sold
IRA: National Oilwell Varco Inc. (NOV) — Int/Div — Buy
IRA: National Oilwell Varco Inc. (NOV) — Buy
IRA: National Retail Properties Inc. (NNN) — Int/Div — Buy
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: National Retail Properties Inc. (NNN) — Sold (part)
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: National Retail Properties Inc. (NNN) — Sold (part)
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: National Retail Properties Inc. (NNN) — Sold (part)
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: National Retail Properties Inc. (NNN) — Buy (add'l)
IRA: Pepsico Inc. (PEP) — Int/Div — Buy
IRA: Pepsico Inc. (PEP) — Buy
IRA: Pepsico Inc. (PEP) Option — Sold
IRA: Pepsico Inc. (PEP) Option (Y)
IRA: Proctor Gamble Co. (PG) — Int/Div — Buy
IRA: Proctor Gamble Co. (PG) — Buy (add'l)
IRA: Redwood Trust (RWT) — Int/Div — Buy
IRA: Redwood Trust (RWT) — Buy (add'l)
IRA Rollover: Vanguard Treasury Money Market Fund — Interest
IRA: Taiwan Semiconductor (TSM) — Int/Div — Buy
IRA: Taiwan Semiconductor (TSM) — Buy (add'l)
IRA: Taiwan Semiconductor (TSM) — Buy
IRA: TD Ameritrade Money Market Acct. — Interest — Buy
IRA: TD Ameritrade Money Market Acct. — Buy (add'l)
IRA: Thor Industries Inc — None — Buy
IRA: Thor Industries Inc — Buy (add'l)
IRA: Thor Industries Inc — Sold (part)
IRA: Thor Industries Inc — Sold (part)
IRA: Thor Industries Inc — Sold
IRA: United Parcel Service (UPS) — Int/Div — Buy
IRA: United Parcel Service (UPS) — Buy
IRA: United Parcel Service (UPS) — Buy
IRA: United Parcel Service (UPS) Option — Sold
121. IRA: United Parcel Service (UPS) Option (Y)
IRA: Vanguard 500 Index Fund — Int/Div — Buy
IRA: Vanguard Small Cap Index Fund (was IRA: Vanguard Small — Int/Div — Buy
IRA: Vanguard Treasury Money Market Fund — Interest
IRA: Vodaphone Group PLC ADR (VOD) — Int/Div — Buy
IRA: Vodaphone Group PLC ADR (VOD) — Sold (part)
IRA: Vodaphone Group PLC ADR (VOD) Option — Sold
IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Int/Div — Buy
IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Buy (add'l)
IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Buy (add'l)
IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Sold (part)
IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Sold (part)
IRA: XILINX Inc. (XLNX) — Int/Div — Buy
IRA: XILINX Inc. (XLNX) Option — Sold
Ishares MSCI Singapore (EWS) — Int/Div — Buy
Ishares MSCI Singapore (EWS) — Buy (add'l)
ITT Hartford Annuity — None
Johnson Controls Inc. (JCD — Int/Div — Buy
Kindcr Morgan Inc — Int/Div — Buy
Magellan Midstream Partners (MMP) — Int/Div — Buy
Magellan Midstream Partners (MMP) — Buy (add'l)
Magellan Midstream Partners (MMP) — Buy (add'l)
Magellan Midstream Partners (MMP) — Buy (add'l)
Matthews Intl FDS-Asia Dividend FD (MAPIX) — Int/Div — Buy
MetLife Investors Group Inc — None
Mylan Inc. (MYL) — None — Buy
National Retail Properties Inc. (NNN) — None — Buy
National Retail Properties Inc. (NNN) — Sold
Nexus Resources LLC-Preferred — Royalty
Nuveen Municipal Value Fund Inc. (NUV) — Int/Div — Buy
Nuveen Municipal Value Fund Inc. (NUV) — Sold
Real Property, Travis County, TX — Rent
Redwood Trust (RWT) — Int/Div — Buy
Redwood Trust (RWT) — Buy (add'l)
Redwood Trust (RWT) — Buy (add'l)
Redwood Trust (RWT) — Buy (add'l)
Roth IRA (was IRA): Vanguard Treasury Money Market Fund — None
Roth IRA (was IRA): Vanguard Small Cap Index Fund — Int/Div
Roth IRA Rollover: Vanguard 500 Index Fund — Int/Div
St. Clair, Patricia & Kellee — Interest
Taiwan Semiconductor (TSM) — Int/Div — Buy
TD Ameritrade Money Market Acct. — Interest — Buy
TPG Partners V, L.P. (FN 2) — Int/Div
V&E 401(K): General Investments Fund (FN3) — None — Sold (part)
V&E 401(K): General Investments Fund (FN3) — Buy
V&E 401(K): General Investments Fund (FN3) — Sold (part)
V&E 401(K): General Investments Fund (FN3) — Sold (part)
V&E 401(K): General Investments Fund (FN3) — Sold (part)
V&E 401(K): General Investments Fund (FN3) — Sold (part)
V&E 401(K): General Investments Fund (FN3) — Sold
V&E 401(K) PIMCO Total Ret-Inst — None — Buy
V&E 401(K) PIMCO Total Ret-Inst — Buy (add'l)
V&E 401(K) Vanguard Infl-Prot Secs — None — Buy
V&E 401(K) Vanguard Infl-Prot Secs — Buy (add'l)
V&E 401(K) Vanguard Infl-Prot Secs — Buy (add'l)
V&E 401(K) Vanguard Institutional Index — None — Buy
V&E 401(K) Vanguard Institutional Index — Buy (add'l)
V&E 401(K) Vanguard Institutional Index — Buy (add'l)
V&E 401(K) Vanguard Institutional Index — Buy (add'l)
V&E 401(K) Vanguard Total International Stock Index — None — Buy
V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)
V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)
V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)
V&E 401(K) Vanguard Total International Stock Index — Buy (add'l)
V&E 401(K): JPM Prime Money Market — None — Closed
Vinson & Elkins Capital Account — Interest — Distributed
Vinson & Elkins Pension Plan (FN 4) — None
V&E 401(K) Vanguard Mid Cap Index — None — Buy
V&E 401(K) Vanguard Mid Cap Index — Buy (add'l)
Vanguard 500 Index Fund — Int/Div — Buy
Vanguard 500 Index Fund — Sold
Vanguard Emerging Markets Stock Index Fund — None — Buy
Vanguard Emerging Markets Stock Index Fund — Sold
Vanguard European Stock Index Fund — None — Sold
Vanguard Extended Market Index Fund — Int/Div — Sold
Vanguard Federal Money Market Fund — Interest
Vanguard Pacific Stock Index Fund — None — Sold
Vanguard Prime Money Market Fund — Interest — Buy
Vanguard Small Cap Index Fund — None — Buy
Vanguard Small Cap Index Fund — Sold
Vanguard Treasury Money Market Fund — Interest
Wegoma Berkshire VII, L.P. (FN 5) — Int/Div
WG&M Capital Account — Interest — Distributed
WG&M Capital Account — Distributed
WG&M Partners’ Target Pension Plan (FN Nn — None — Sold
TRUST — Int/Div
Dreyfus Appreciation Fund (FN 8)
TRUST2 — Int/Div
BBVA Compass Bank, Houston, TX Acct. #4 — Interest
MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Interest — Buy
MFC Flexshares Tr IBOXX 5 yr Target Duration TIPS Index Fd — Interest — Buy
MFC Flexshares TR Morningstar Global Upstream Nat. Res. Ind — Int/Div — Buy
MFB Norther Funds Fixed Income Fund — Interest — Buy
MFB Norther Funds Fixed Income Fund — Sold
MFB Northern Funds High Yield Municipal Fund — Interest — Buy
MFB Northern Funds High Yield Municipal Fund — Sold (part)
MFB Northern Funds High Yield Municipal Fund — Sold (part)
MFB Northern Funds Inter Tax Exempt Fund — Interest — Buy
MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)
MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)
MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)
MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Int/Div — Buy
MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Buy (add'l)
MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Sold (part)
MFB Northern Funds Multi-Manager Global Real Estate Fund — Int/Div — Buy
MFB Northen Funds Multi-Manager Large Cap Fund — Int/Div — Buy
MFB Northen Funds Multi-Manager Large Cap Fund — Buy (add'l)
MFB Northern Funds Mun Money Mkt Fund — Interest — Buy
MFB Northern Funds Short Inter Tax Exempt Fund — Interest — Buy
MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)
MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)
MFB Northern Funds Short Inter Tax Exempt Fund — Sold
MFB Northern Funds Small Cap Core Fund — Int/Div — Buy
MFB Northern High Yield Fixed Income Fund — Interest — Buy
MFB Northern High Yield Fixed Income Fund — Sold
MFB Northern High Yield Fixed Income Fund — Buy (add'l)
MFB Northem Multi-Manager Intl Equity Fund — Int/Div — Buy
MFB Northem Multi-Manager Intl Equity Fund — Buy (add'l)
MFB Northem Multi-Manager Intl Equity Fund — Sold (part)
MFB Northern Multi-Manager Small Cap Fund — Int/Div — Buy
MFB Northem Multi-Manager Mid Cap Fund — Int/Div — Buy
MFB Northem Short Intermediate US Govt — Interest — Buy
MFB Northem Short Intermediate US Govt — Sold
MFC Ishares Tr Barclays TIPS BD Fund — Interest — Buy
MFC Ishares Tr Barclays TIPS BD Fund — Sold
MFC Spdr Gold Tr Gold Shs — Int/Div — Buy
MFC Spdr Gold Tr Gold Shs — Buy (add'l)
MFC Spdr Gold Tr Gold Shs — Sold (part)
MFO Pimco FDS PAC InvtM gmt Ser Commodity Real Return Strat — Int/Div — Buy
MFO Pimco FDS PAC InvtM gmt Ser Commodity Real Return Strat — Sold (part)
Vanguard Emerging Markets Stock Index Fund — Int/Div — Buy
Vanguard Emerging Markets Stock Index Fund — Sold
Vanguard European Stock Index Fund — Int/Div — Sold
Vanguard Extended Market Index Fund — Int/Div — Sold
Vanguard Federal Money Market Fund — Interest — Closed
Vanguard Mid-Cap Index Fund — Int/Div — Sold
Vanguard Small-Cap Index Fund — Int/Div — Buy
Vanguard Small-Cap Index Fund — Sold (part)
Vanguard 500 Index Fund:Vanguard Index Trust 500 Portfolio — Int/Div — Buy
Vanguard 500 Index Fund:Vanguard Index Trust 500 Portfolio — Sold
BBVA Compass Bank, Houston, TX Acct. FY — None
MFB Northern Funds Fixed Income Fund — Interest — Buy
MFB Northern Funds Fixed Income Fund — Sold
MFB Northern Funds High Yield Municipal Fund — Interest — Buy
MFB Northern Funds High Yield Municipal Fund — Sold (part)
MFB Northern Funds High Yield Municipal Fund — Sold (part)
MFB Northem Funds Inter Tax Exempt Fund — Interest — Buy
MFB Northem Funds Inter Tax Exempt Fund — Buy (add'l)
MFB Northem Funds Inter Tax Exempt Fund — Buy (add'l)
MFB Northem Funds Inter Tax Exempt Fund — Buy (add'l)
MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Int/Div — Buy
MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Buy (add'l)
MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Sold (part)
MFB Northern Funds Multi-Manager Global Real Estate Fund — Int/Div — Buy
MFB Northern Funds Multi-Manager Large CAP Fund — Int/Div — Buy
MFB Northern Funds Multi-Manager Large CAP Fund — Buy (add'l)
MFB Northern Funds Short Inter Tax Exempt Fund — Interest — Buy
MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)
MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)
MFB Northern Funds Short Inter Tax Exempt Fund — Sold
MFB Northern Funds Small Cap Core Fund — Int/Div — Buy
MFB Northern High Yield Fixed Income Fund — Interest — Buy
MFB Northern High Yield Fixed Income Fund — Sold
MFB Northern High Yield Fixed Income Fund — Buy (add'l)
MFB Northern Multi-Manager Intl Equity Fund — Int/Div — Buy
MFB Northern Multi-Manager Intl Equity Fund — Buy (add'l)
MFB Northern Multi-Manager Intl Equity Fund — Sold (part)
MFB Northern Multi-Manager Mid Cap Fund — Int/Div — Buy
MFB Northern Multi-Manager Small Cap Fund — Int/Div — Buy
MFB Northern Short Intermediate US Govt — Interest — Buy
MFB Northern Short Intermediate US Govt — Sold
MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Interest — Buy
MFC Flexshares Tr IBOXX 5 yr Target Duration TIPS Index Fd — Interest — Buy
MFC Flexshares TR Morningstar Global Upstream Nat. Res. Ind — Int/Div — Buy
MFC Ishares Tr Barclays TIPS BD Fund — Interest — Buy
MFC Ishares Tr Barclays TIPS BD Fund — Sold
MFC Spdr Gold Tr Gold Shs — Int/Div — Buy
MFC Spdr Gold Tr Gold Shs — Sold (part)
MFO Pimco Funds PAC Invt Mgmt Ser Commodity Real Return Str — Int/Div — Buy
MFO Pimco Funds PAC Invt Mgmt Ser Commodity Real Return Str — Sold (part)
MFB Northern Funds Mun Money Mkt Fund — Interest — Buy
Vanguard 500 Index Fund — Int/Div — Buy
Vanguard 500 Index Fund — Sold
Vanguard Emerging Markets Stock Index Fund — Int/Div — Buy
Vanguard Emerging Markets Stock Index Fund — Sold
Vanguard European Stock Index Fund — Int/Div — Sold
Vanguard Federal Money Market Fund — Interest — Closed
Vanguard Mid-Cap Index Fund — Int/Div — Sold
Vanguard Small-Cap Index Fund — Int/Div — Buy
Vanguard Small-Cap Index Fund — Sold (part)
TRUST 4 (FN 6) — None
BBVA Compass Bank, Houston, TX Acct. #6 — None
Pacific Life Ins. Co. (was "Mercury Equity Index Fund") — None
TRUSTS — Int/Div
American General Life Ins. Co. (Universal Life Ins.) — None
Lincoln National (formerly Jefferson Pilot Life Ins. Co.) — None
Vanguard Index Trust 500 Portfolio — Int/Div
Associate Member, VICTORY (Houston American Cancer Society)
Co-Trustee, Trust 1
Co-Trustee, Trust 2
Co-Trustee, Trust 3
Co-Trustce, Trust 4
Co-Trustee, Trust 5
Task Force Co-Chair, American Bar Association Section of Litigation
Gift — (Section V Note 1) — See Section VIII — $0.00
Reimbursement — American Bar Association, Section of Litigation — 01/13-01/15/11 — Vail, CO — Winter Leadership Meeting — transportation, lodging, and meals
Reimbursement — New York University — 03/31-04/01/11 — New York, NY — Admitted Students Program — transportation, lodging, meals
Reimbursement — American Bar Association, SOL — 09/22-09/24/2011 — Philadelphia, PA — Fall Leadership Meeting — transportation, lodging
Reimbursement — University of Texas — 09/26/2011 — Austin, TX — Society Program — transportation
Reimbursement — American Bar Association, soL — 10/13-10/14/11 — New York, NY — Class Action Institute Meeting — transportation, lodging
Section V Notes:
(1) A few times each year, friends invite JE me to sit with them at tables they have purchased at charity events. [Jj occasionally invite friends to do
the same, i.e., join us at tables we have purchased for charity events. Since my confimmation, each time a friend has invited us to sit at his/her table [|| | EN
has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has
come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To
my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which [Jj sat at their table.
Section VII Notes:
(1) Diamond Castle Partner 1V, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, JJ] invested an amount within category J
on 9/29/11.
(2) TPG Partners V, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls JJ] invested an amount within category J on 2/4,
2/22, and 5/9/11.
(3) Although Jl] eft the employ of Vinson & Elkins, L.L.P. in 2006, J] continues to participate in the Vinson & Elkins, L.L.P. Retirement Plans A and
B. These are individual account defined contribution plans qualified under 1.R.C. Section 401 (a). The contributions by the firm were fixed durin, {|
employment by the fim. Retirement Plan A has a salary reduction 1.R.C. Section 401(k) feature. The Trustee of the Plan is JPMorgan Chase Bank, N.A_,
Houston, Texas
has no investment discretion with respect to the investments of this defined contribution plan, except for the after-tax contribution
component as to which [J] has the liminted discretion to choose any of a number of funds that arc available. These funds arc managed by outside investment
advisors. | cannot determine how much of the change in total market value since last year was due to interest and/or dividends or the amount of capital gains on
sale of shares in the fund. JP Morgan Chase informed Jif that they cannot provide me with this information.
(4) Annual payment (beginning 1/15/15) of a fixed amount times years of service starting 1/1/95. Present value was provided by| J J former law fim.
(5) Wegoma Berkshire VII, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, [JJ] invested an amount within category K on
2/23 and category J on 6/13, 8/22, 10/7, and 12/14/11.
(6) For the item in line 55, Pacific Life Insurance Co. says that it cannot provide the income for any year. Company representatives state that because | hold
an interest in an index fund in which the cash value of an insurance policy has been invested, and not an individual taxable investment, there are no individual
dividends or realized gains to report; all that is reported are gains or losses to the policy cash value. In addition, the company states, under applicable government
regulations, an insurance policy is considered an asset, not an investment.
(7) The WG&M Partners’ Target Pension Plan was inadvertently omitted from the F.D.R. for 2009 and 2010.
(8) Every year in late March and late December, the income from the Dreyfus Appreciation Fund in Trust 1 is automatically swept into and invested in the Dreyfus
Appreciation Fund held in my personal account.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.