Carlos F. Lucero

P"OMMERCIAL BUILDING, 2 .AMOSA COUNTY. CO — Rent

ll*PARTMENTS, ALAMOSA COUNTY. CO — Rent

ill /4 SECTION FARM LAND; CUNEJOS COUNTY. CO — Rent

SINGLE UNIT RENTAL; ALAMOSA COUNTY. CO — None — 4

1/2 INTEREST IN SNM IC ARRIBA COUNTY NM ~ — None — 5

uli ’ACANT LOT; JEFFERSON COUNTY. CO — None

LOS HERMANOS LUCEROS, LTD PARTNERSHIP (14% INTEREST) — Int/Div — 1

CARLOS F. LUCERO, PC (100% STOCK) — Int/Div — 2

LCM, INC. (100% MUTUAL FUNDS) — Int/Div — 3

TD AMERITRADE IRA BROKERAGE 3 ACCOUNT

ICON HEALTHCARE FUND — SELL

ICON HEALTHCARE FUND

ICON LONG/SHORT FUND — Int/Div — SELL

ISHARES MSCI EMERGING MARKET INDEX — SELL

ISHARES MSCI JAPAN FUND — SELL

ISHARES RUSSELL 1000 GROWTH INDEX FUND — SELL

RYDEXISMALL CAP GROWTH FUND — None — SELL

ISHARES MSCI AUSTRIA INDEX FUND — Int/Div — BUY

ISHARES MSCI EMERGING MARKETS INDEX FUND — Int/Div — BUY

RYDEX SER FDS INVERSE SMALL-CAP FUND CLH — Int/Div — BUY

RYDEX FDS INVERSE RUSSELL 2000 FUND — Int/Div — BUY

RYDEX I SMALL CAP GROWTH FUND — None — SELL

ISHARES MSCI EMERGING MARKETS INDEX FUND — Int/Div — BUY

ISHARES MSCI EMERGING MARKETS INDEX FUND — SELL

ISHARES DOW JONES --US TELECOMM SECTOR INDEX FUND — Int/Div — BUY

ISHARESGOLDMAN SACHS SOFTWARE INDEX FUND — Int/Div — BUY

DIAMONDS TRUST-UNIT SERIES 1 — Int/Div — BUY

ISHARES MSCI PACIFIC EX-JAPAN INDEX FUND — Int/Div — BUY

ISHARES MSCI EMU INDEX FUND — Int/Div — BUY

CLAYMORE BNY BRIC ETF — Int/Div — BUY

TD AMERITRADE BROKERAGE \CCOUNT

1H FUND

ICON FUND HEALTHCARE FUND — SELL

LEUTHHOLD CORE INV FUND — Int/Div

RYDEX SER FD-INVERSE RUSSELL 2000 FKA SMALL CAP FUND — Int/Div — SELL

SCHWAB CAP TR HEDGED EQUITY FD INV SHS — Int/Div — BUY

FRANKLIN MUTUAL RECOVERY FD CLA — Int/Div — BUY

JANUS ADVISER SER LONG/SHORT FDCLA — Int/Div — BUY

JANUS SER LONG/SHORTFD CL A — Int/Div — BUY

HARLES SCHWAB & CO, iNC : ~“3ROKERAGE ACCOUNT

SCHWAB MUNI MONEY FUND — Int/Div

EQUITABLE LIFE ASSURANCE SOCIETY--ANNUITY — Int/Div — 2

SAFECO LIFE INSURANCE COMPANY-ANNUITY — Int/Div — 2

COLORADO BONDSHARES — Int/Div

fi CM 3, LLC (SEE #6) — None

Reimbursement — HISPANIC NATIONAL BAR ASSOCIATION — ACTIVITY OF PROFESSIONAL ASSOCIATION OR CIVIC ORGANIZATION 9/1/06-9/3/06 .

Reimbursement — UNITED STATES ENVIRONMENTAL PROTECTION AGENCY — MEETING OR SEMINAR WITHANOTHER GOVERNMENT ENTITY - 4/26/06-4/28/06 a A cc Cr eispwv—riy

Reimbursement — UNIVERSITY OF CINCINNATI, COLLEGE OF LAW — NON-FJC EDUCATIONAL SEMINIAR - 4/7/06-4/9/06 I a A rir —giiaiigivitoms

Reimbursement — UNIVERSITY OF UTAH, COLLEGE OF LAW — NON-FIC EDUCATIONAL SEMINIAR - 4/5/06-4/7/06 — ee EY eres

Reimbursement — OKLAHOMA CITY UNIVERSITY LAW SCHOOL — NON-FICEDUCATIONAL SEMINIAR - 3/19/06-3/20/06 JS footnotes ncn,

Reimbursement — UNIVERSITY OF IOWA, COLLEGE OF LAW — NON-FIC EDUCATIONAL SEMINIAR - 3/3/06-3/5/06 a TM a A ii —

Spouse's income — CENTER FOR CIVIC EDUCATION — NON-FIJC EDUCATIONAL SEMINIAR - 5/11/06-5/15/06

Spouse's income — AO — MEETING OF CIRCUIT JUDICIAL COUNCIL OR COMMITTEES - 9/6/06-9/10/06

Spouse's income — AO — COURT GOVERNANCE OR ADMINISTRATIVE/MANAGERIAL MEETINGS 11/28/06-11/29/06

Spouse's income — AO — COURT GOVERNANCE OR ADMINISTRATIVE/MANAGERIAL MEETINGS 12/3/06-12/6/06

#1. Assets over $10,000 value consist offl-=nch, land, water rights, equipment, livestock and related property.

#2. Assets over $10,000 value cousist of law partnership income earned prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C.

#3. Assets over $10,000 value consists of mutual fonds.

#4. House was destroyed by fire on July 25, 2004. Insurance company paid $95,206 for damages in 2004 and $5,823 in 2005.

#5. Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina. Property is subject to a mortgage (Part VI, Line 1). Proceeds to be

reinvested in tax free exchange.

#6. Assets of LCM 3, LLC consist of oil/gas investments through Avanti Exploration, LLC.