John M. Rogers

USAA Aggressive Growth Fund (IRA) — Int/Div

US Savings Bonds Series EE — Interest

First Federal Bank savings acct — Interest — Closed

Smith Bamey bank deposit account — Interest

Central Bank Checking Account — Interest

First Federal Bank CD #1 — Interest

First Federal Bank CD #2 — Interest

ING VP Intermediate Bond Port - — None

ING VP Strategic Alloc Growth Port-I — None

ING Van Kempen Comstock Port - Init — None

Growth Fund of America R-3 (ING fam) — None

EuroPacific Growth Fund R-3 — None

First Federal Bank CD #3 — Interest

FirstFederal Bank CD #4 — Interest

AllianceBemnstein Lg Cap Growth Fd APGYX — None — Sold

Blackrock Eq Div Fd cl A MDDVX — Int/Div

Janus Perkins Sm Cap Val Fd cl TJSCVX — Int/Div

Lazard Emerging Mkts Port Fd LZEMX — Int/Div

Western Asset Money Mkt Fd cl A LMTXX — Int/Div — Sold

Nuveen Tradewinds Intl Val. Fd cl A NAIGX — Int/Div

PIMCO Total Return Fd cl. D PTTDX — Int/Div

PIMCO Foreign Bond Fd cl A PFUAX — Int/Div

TCW Sm Cap Growth Fd cl N TGSNX — None

Cohen & Steers Realty Shs. Fd. — Int/Div — Buy

Fidelity Adv'r New Insights Fd. cl. A — None — Buy

Goldman Sachs Tr Bric Fd cl. A — None — Buy

Western Asset Money Mkt Fd. cl. A — Int/Div — Buy

Western Asset Money Mkt Fd. cl. A — Int/Div — Sold

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Agreement — 1.07/31/01 — Publishing agreement with Aspen Publishers and two co-authors for an administrative law casebook with 15% royalty for the authors.

Reimbursement — Southern Illinois University — November 6-7. 2010 — Carbondale, IL — Moot Court — Ttravel, hotel, meals.

Income — 2010 — Aspen Publishing Co., Book Royalties — $1,301.35

Spouse's income — 2010 — Kentucky World Trade Center

Spouse's income — 2010 — Chinese Cultural & Education Center of Lexington