Patti B. Saris

What was filed

404
investments
3
positions
0
gifts
2
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Part VII
Pat VI
Pann VHI
Pant VIE
Pant VII
Part VIII
Pat Vi)
Part VII item # 181
Part VHI
ston. MA
Federal Judges Association (FJA)
21st Century Fund, Brookline High School. Brookline, MA
HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - Nonemployee

As filed

H6Y, — par)

H6Y, — Sold (part)

HN". — Sold (part)

HN". — ipart)

1245 — Sold (part)

Trust #7 — Din — Part VII

MA Commonwealth SR A Mum Bds (formerly MAST Ga'l Obhg) — Distnbuted

MA Water Pollution Municipal Bd

Nonvood, MA Municipal Bd

University MA Bldg Auth Municipal Bds — Sold (part)

MA SETpk Auth Mumcipal Bds

Boston, MA MNumcpal bd

shares MSC Brasil Index 1d tmutual td) on) — Buy

SPDR Gold Trust tmutuad th (x) 1 — Buy

SPDR Gold Trust tmutuad th (x) 1 — Buy (add'l)

SPDR Gold Trust tmutuad th (x) 1 — Sold (part)

MA Bay Trans Auth Municipal Bd

MA St Dev Fin Agy Municipal Buds — Sold

New Bedford MA G/O Municipal Bds

LIBS RMA TaxFree Fil cash eg mutual fd ]

Boston, MA Mumcrpal bd

shares MSCT Brazil Index Fd (matual fd) (x) — Buy

SPDR Gold Trust (mutual td) (x) — Buv

Federated Govt Oblig fd money mkt (mutual td) (x) — Buy

Federated Govt Oblig fd money mkt (mutual td) (x) — Sold

Federated US Treas Cash Rsv money mike imutual 1d) (x) — Boy

Federated US Treas Cash Rsv money mike imutual 1d) (x) — Buy (add'l)

Federated US Treas Cash Rsv money mike imutual 1d) (x) — Sold (part)

Trust 11 — Int/Div

Manulife Fin'l Cosp (formerly JHancock Finl Sves), conunon

Sun LIfe Assurance, universal life Insurance

Manufacturers Lite Ins, universal life (John Hancock)

Federated USTreas Cash Rsv cash og mututal id

3 . 163. LIBS Bank (Canada) - Financial Institution closed accounts — Interest — Sold (part)

LIBS AG, Financial Institution - closed accounts — Interest — Sold (part)

LIBS AG, Financial Institution - closed accounts — Closed

Umversity MA Bldg Auth Municipal Bds — Sold

MA St Hlth & Edl Municipal Bds — Disinbuted

MA St Gen'l Oblig Municipal Bd — Distributed

Federated USTreas Cash Rsv cash eq mutual fd — 2dd'N)

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — ipart)

URS RMA TaxFree Fd cash cq mutual td — Sold

University MA Blde Auth Municipal Bds — Sold

MA St Hlth & Ed Municipal Bds — Distributed

MA St Gen'l Obhy Municipal Bd — Distributed

Federated USTreas Cash Rsv cash eq mutual fl — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fl — Distiibuted

Ishares MSCI Brazil Index Fd (mutual dyn) — Buy

Ishares MSCI Brazil Index Fd (mutual dyn) — stnibured

MA St Port Auth Municipal Bond — [Distributed

NEA Cons En GO Municipal Bond — Distitbated

MA St Gen'l Oblig Municipal td — Distributed

Federated USTreas Cash Rsv cash eq mutual 1d — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual 1d — Sold (part)

Federated USTreas Cash Rsv cash eq mutual 1d — Buy (add'l)

Ishares MSC Brazil fudex Fd (mutual )(x) — Buy

Trusti 17 — Distribution — Part VII

MA Spl Oblig Municipal Bond — Distnbuted

MA SEWED Pollut Mamicipis! Bond — Sold (part)

Weston MA Municipal Bend — [h=sinibuted

MA St GO Municipal Bds — histnibuted

Federated USTreas Cash Rsv cash eq mutual fi — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fi — ipart)

Federated USTreas Cash Rsv cash eq mutual fi — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fi — Distibuted

Boston, MA municipal bes — Distributed

SPFD Rold Tr mutual fund — Buy (add'l)

SPFD Rold Tr mutual fund — Ihstnbuted

SPFD Rold Tr mutual fund — Buy (add'l)

NJ Dev Auth Municipal Bds — Interest

Northampton, MA Unltd Tax Ge) Municipal Bds — Distnbuted

Westford, MA Ltd Tax GO Municipal Bds — Distnibuted

Chelmsford, MA GO Municipal Bds — Distributed

MA St Wir Pollution Municipal Bds — Distribuied

Orleans. MA Gen} Oblig Municipal Bds — Ihstnbuted

University MA Bldg Auth Municipal Bds — Matured

Weston, MA Gen'l Oblig Nunicipal Fds — Distnibuted

UBS RMA TaxFree Fd cash eg mutual 1d — Sold

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Federated USTreas Cash Rsv cash eq mutual fd — party

Federated USTreas Cash Rsv cash eq mutual fd — pact)

PIMCO Foreign Bd Fd mutual fd — Distributed

SPDR Gold Tr (formerly Streettracks Gold Te) mutual fund — Buy (add'l)

US Treasury Bills — Matured

Boston, MA municipal bds — Distributed

Vanguard Intlat Protected mutual tund — Sold (part)

Vanguard Intlat Protected mutual tund — Distnibuted

US Treas TIPS Bds (x) — Hun

US Treas TIPS Bds (x) — Distributed

MA St Wir Pollution Municipal Bds — Distributed

MA St Cons Ln (formerly listed as Genl Oblig) Muni Bd — Mistmibuted

UBS RMA Taxkree Fd cash eq mutual fd — Sold

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

S30) — Buy (add'l)

S30) — Sold (part)

FETS — Sold (part)

FETS — par)

FETS — Sold (part)

FETS — past)

FETS — pint)

PIMCO Foreign Bd Fd mutual fd — Distributed

PIMCO Foreign Bd Fd mutual fd — hsinbuted

US [reasury Balls — Matured

Boston, MA mumicipal bes — Distributed

Vanguard Inflat Protected mutual fund + oo oo oo — Sold (part)

Vanguard Inflat Protected mutual fund + oo oo oo — Destined

latin MECN Investments LLC (closely held) (x) — Buy — Pat VI

Trust #20 — Iistnbution — Pann VHI

University MA Bidg Auth Municipal Bds — Sold

MA St Wir Pollin Municipal Bds — Distributed

MA St Cons Ln (formerly fisted as Genl Obl) Mun Bd — Distributed

UBS RMA TaxFree Fd cash ey mutual fd — Sold

UBS RMA TaxFree Fd cash ey mutual fd — Buy (add'l)

dk6. — Buy (add'l)

dk6. — part;

dk6. — Sold (part)

PIMCO Foreign Bd Fd mutual fd — Distributed

Boston, MA municipal bds — Dhstributed

US Treas TIPS Bds (x) — Buy

US Treas TIPS Bds (x) — Distributed

Intain MECM investments LLC (closely held) (x) — Buy — Pant VIE

Trust #21 — Ihistntbution — Part VII

Nartbhan pron, MA Lintid Tax GO Municipal ds — Mistributed

Chelmstond, MA GO Municipal Bds — histribisted

MA Se Wir Pollution Municipal Bids — Distributed

MA Se Wir Pollution Municipal Bids — Buy (add'l)

S20. — Buy (add'l)

S20. — Sold (part)

HN". — Sold (part)

S20. — ipart)

S20. — Sold (part)

S20. — ipart)

PIMCO Foreign 13d Fd mutual td — Distributed

US Treasury Bills — Sinured

Boston. MA municipal bis — Iicinbuted

Vanguard Inflar Protected mutual fund — Sold (part)

Vanguard Inflar Protected mutual fund — [Distributed

Intin MECM Investments LLC (closely held) (x) — Buy — Pant VII

TA Investors LP — None

Liberty Square Partners LP - tinal distn 12008 withdrawal) — Distribution — Part VIII

Wavemark Inc Ser A pid stock — None

Centerbridge Cap Pins LPs (Priv. Eq) — Ihstribution — Buy (add'l)

Centerbridge Cap Pins LPs (Priv. Eq) — Buy (add'l)

Chilton Invst Co LLC (Priv Eg) — Ihisteibution — Pat Vi)

Global Hotel Cap BV (priv Eq) — NON

Lime Rock Partners IV LP (combined) — None — Buy (add'l)

Lime Rock Partners IV LP (combined) — Buy (add'l)

Park St Cap Pav EqFd VIL ALP — Distribution — Buy (add'l)

Park St Cap Pav EqFd VIL ALP — Buy (add'l)

Park St Cap Natural Rec Fd THLE combined (priv Eq) — stribution — Buy (add'l)

Park St Cap Natural Rec Fd THLE combined (priv Eq) — Buy (add'l)

Park St Cap Natural Rec Fd THLE combined (priv Eq) — Sold (part)

Park St Cap Natural Rec Fd THLE combined (priv Eq) — Buy (add'l)

Summit Pirns Priv Eq Fd VI-A — Distribution — Buy (add'l)

Summit Pirns Priv Eq Fd VI-A — Buy (add'l)

TAX LP (Priv Eq) } — Dhstribution — Buy (add'l)

TAX LP (Priv Eq) } — Buy (add'l)

ahs) — Buy (add'l)

Realty Assoc Fd V Corp (REIT) — Int/Div

Greenville, SC Municipal bds — Interest

Manicopa Cry, AZ Municipal bds — Interest

Manicopa Cry, AZ Municipal bds — Buy (add'l)

H6Y, — Buy (add'l)

H6Y, — Geld)

H6Y, — Buy (add'l)

HN". — Sold (part)

HN". — par)

HN". — Sold (part)

HN". — pact)

HN". — Sold (part)

HN". — fparty

HN". — Sold (part)

R’34 — Sold (part)

K36. — Sold (part)

X38. — Sold (part)

HighVista LP (x) — istnibuted

Penta Ania Long Short Fund Lid LP(x} — Distributed

latin MECM Assoc 11 LLC closely held — Buy — Pant VII

Liephaestion LP (x) — Buy

Porus Invt Hide Co Lad LP (x) — Buy

Federated US Treas Cash reserve money mrt mutual fd — Buy (add'l)

US Treasury B3ills — Matured

SPDR Gold Tr mutual fund — Buy (add'l)

Pern. — Sold (part)

Florida St. municipal bds — Sold

Minois St municipal bds — Distributed

Intermountain Pwe Agy, UT municipal bds — Sold

Long Island, NY mumcipal bds — Sold

Met Trans Auth. Ny municioak bds — Distributed

Nississipm Sto municipal bds — Distnibuted

New York St Donn Auth municipal Bds — Sold (part)

Regional Trans Dist. CO municiap! hds — Distributed

MFB Northern Fds municipal money narket fd — histnibuted

US Treasury Bills — Aliture

Auburndale, FY. municipal hd — Ihistuibuted

Long Island, NY municipal bds — Seld

Neurophage Pharmls Inc Series A ev pf stock — None

Wavermark Inc Ser B pid stock — None

LOO] — ipart)

Mendia Capital LP — None — Buy (add'l)

Metal Group Lid LP — None

Hony Capital Fund 2008. LP — None — Buy (add'l)

Line Ruck Partaers \, LP combined — Distribution — Buy (add'l)

Line Ruck Partaers \, LP combined — Buy (add'l)

1023, — Buy (add'l)

Lone Star Fund VI(US), LP — Distribution — Part VII

Lene Star Europe Holdings (US), LP — None

Lene Star Europe Holdings (US), LP — Buy (add'l)

Middle Last North Africa Opportunities Fd, Le — None

TA Realy LLC - IPERS (y)

MA Health & Fd Municipal Bds — Interest

Associates LLC closely held

Baupost Value Partners LP 11 — None

Brookside Cap Partners Fd LP — None — Op2n — Part VII item # 181

Dallas TX Municipal bds — Interest

Glendale AZ Municinal Bds — Toterost — MNMatured

Hawan St Municinal Bds — Interest

Met Trans Auth NY Municipal Bds — Interest

Washington St Municipal Buds — Interest

Michigan St Municipal bds — Interest

Michigan St Municipal bds — Buy (add'l)

Seanle WA Drain & Wastewater Municipal Tle — None — Part VHI

Anchorage AK Mamicapal Bds (x) — None — Buy

Anchorage AK Mamicapal Bds (x) — Buy (add'l)

Anchorage AK Mamicapal Bds (x) — Sold (part)

Boston MA Municipal Hds

MA Bay Trans Auth Municpal Bds

MA Commonwealth SR A Municipal Bds

MA Commonwealth SR B Municipal Bids

shares MSC Brazil Index Fd (mutant (d) 1 ix) — Buy

shares MSC Brazil Index Fd (mutant (d) 1 ix) — Distributed

1109. - RMA Tax-Free Fd Ine money market (mutual 1d) (x) — Buy

1109. - RMA Tax-Free Fd Ine money market (mutual 1d) (x) — Buy (add'l)

Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Buy

Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Buy (add'l)

Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Sold (part)

1120, — Sold (part)

Canada Housing Feast Mtge Bds — Buy

Canada Housing Feast Mtge Bds — Buy (add'l)

RBC Bankers’ Acceprances — Buy

RBC Bankers’ Acceprances — pan)

RBC Bankers’ Acceprances — Sold (part)

RBC Bankers’ Acceprances — dd)

RBC Bankers’ Acceprances — Sold (part)

RBC Bankers’ Acceprances — Buy (add'l)

RBC Bankers’ Acceprances — Sold (part)

RBC Bankers’ Acceprances — Buy (add'l)

Bank of Montreal GIL — Buy

National Bank of Canada GC — Buy

Royal Bank of Canada GrIC — Buy

Province of Ontario Notes — Buy

Province of Quebec Notes — Buy

Province of British Columbia Notes (semi-annual package) — Buy

Hydro Quebec notes {int only package) — Buy

US Treas TIPS Bds (x) — Interest — Buy

US Treas TIPS Bds (x) — Buy (add'l)

MA Tpk Auth Mumcipal Bds — Open

MA Tpk Auth Mumcipal Bds — Sold

Weston MA Municipal Bds — Open

Westford MA Municipal Bds — Open

Northampton MA Municipal Bds — Open

MA Commonwealth SR A Municipal Bds — Open

MA Port Auth Mumcipal Bds — Open

MA Port Auth Mumcipal Bds — Sold (part)

MA Water Pollin Municipal Bds — Open

MA Water Pollin Municipal Bds — Sold (part)

MA St Spl Oblig Municipal Bds — Open

MA St Spl Oblig Municipal Bds — Sold

Orleans MA Municipal Bds — Open

Orleans MA Municipal Bds — Sold

Stoncham MA Municipal Bds — Open

Stoncham MA Municipal Bds — Sold

Auburndale FL Municipal Bds — Open

Berkeley Cty SC Municipal Bds — Open

Easley SC Municipal Bds — Open

Met Trans Auth NY Municipal Bds — Open

NY St Dorm Auth Municipal Bds — Open

Reg Trans Dist Co Municipal Bds — Open

Pimeo Foreign Bd Fd mutual fd — Open

Vanguard Inflat Protected inutual fd — Open

Ishares MSCI Brazil Index Fd mutual fd — Open

SPDR Gold Trust mutual fd — Open

Int in MECM Associates 11 LLC (closely held) — Open

Anchorage AK Municipal Bds — Buy

Chatham Cty GA Municipal Bs — Buy

Pimco Developing Local Mkt Fd (mutual fund) — Buy

Gold Boullion — Buy

Gold Boullion — Sold (part)

Gold Boullion — Buy (add'l)

Gold Boullion — pact)

Gold Boullion — Buy (add'l)

Gold Boullion — perth

Eliott Associates LP — Open

X Investment Holdings co Lid LP — Open

Federated US Teas Cash Rsv money market (mutual 14) (x) — Open

Federated US Teas Cash Rsv money market (mutual 14) (x) — Buy (add'l)

[Director, ston. MA

Directod/Ofhcer, Federal Judges Association (FJA)

Ofticer/Clerk, 21st Century Fund, Brookline High School. Brookline, MA

Agreement — Trustee — Codman Academy Foandation, Dorchester, M.

Agreement — President & foundmg member — Boston Intellectaal Property American Inn of Court, MA

Spouse's income — 2009 — HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - Nonemployee

A Tl ONS. tIndicate part of Repore )

Part

Postions -

A. Reterence is made to Trust #3 and Trust #4 of which I> a Castrustee

All asssets have been separately reported on the FDR and properly disclosed

3}

2008), 7

Position as Trustee on each of Trust és 6 (terminated in

LR. 9, and 13 referenced on 2008 Financial Disclosure Report (FDR) has correctly been

exchuded from this 2009 FDR; is no fonger a trustee on is se trusts and did not serve in this capacity for any part of calendar year 2009.

wt V1 Investments and Trusts -

A. Items listed on calendar year 2008 Financial Disclosure Report (FDR) and excluded for calendar year 2009 do no meet the aggregale income, or aggregate

alue levels outlined in the Financial Disclosure Report Filing Instructions for Judicial Officers and Employees (said instructions referencing Sections 1021a)(3)

and 102001 XB)

B 2009 FDR, Part VII, notations -

In Calon D1) Type:

Open” has been used when tinancial accounts were epened (e.g. item # 1131)

Open” has also been used as the "Type

os all in-kind

secunty contributions made to closely held LLC's by trustees of LLC member trusts

Item 10: Beginning with calendar year 2009 MA St Genreal Oblig Series. Municipal Bonds income and transactions have been included with item #2

(31) Cons Ln Series, Munt Bonds.

Item #79:

28 (item

1004).

Trust # 7 terminated during 2009. Distributed assets were received by Trust #

Item #178: Battery Ventures VI LP made a distribution in kind reported as new assetitem # 179 - this new asset # 179 has been reported as a Spinoff and wa

immediately sold upen receipt

hem #

181:

This tem # 181 was distributed to item # 1033 (1.¢., LLC membership interest contribution)

Item # 18%: MER Northem municipal money market daily detorl activity was not available at filing. The netincrease from buys and sells has been reported to

correctly reflect the actual "gross value” (column C(1)) as of 12/31/09

lem d 191 and

Assets held in Trust # 14 reported as distributed were contnbutions to Item #1173 (MECM Investments LLC) (1.e., LLC membership interest

contribuhons)

fem

p27

Le

and 202

Assets held in Trust # 15 reported as disuibuted were contbations to Item #1173 (MECM Investments LLC) (re, LLC membership interest

contributions),

lem

263 and 29%

Agsets held in Trust # 16 reported as distributed were contributions 10 Item #1

JMECM Investments LLU) (i e., LLC membership interest

contnbutions)

Trem # 299 and 134

Assets held in Trust #i 17 reported as distributed were contributions 10 Itenn #1175 (MECM Investments LIC) (ie, LLC membership interest

ontribuhons)

lem # 340

This item # 330 was distributed to item # 1033 (1

LLC membership interest contribution)

Item # 363: For calendar year 2009 item # 363 income, value. and transactions have heen included with Item # 350) as reported by Park Street Capital

Item # 376 and 3418: Assets held in Trust # 18 reported as distributed were contributions to Item # 1173 (MECN Investments LLC) (ie, LLC membership interest

contributions)

lem # 419 and 46)

Assets held in Trust # 19 reported as distributed were contributions to lem #2 1173 (MECN tnvestments LLC) (ie. LLC membership interest

contributions),

Items # 462 and 504: Assets held in Trust # 20 reported as distributed were contributions to ftem # 1173 (MECN Investments LLC) fie, LLC membership interest

contributions)

Wen i 505 and S46:

Assets held in Trust #

2) reported as distributed were contnbations to lem # 1173 (MECM Investments LLC) (re, LLC snembership interest

contributions}

fem & S38

Reported Distribution represents receipt of funds heldback from the withdrawal from the parthership in 2008

Hem

¥

i

MN

Sce ltem # 1122

fem 4 881°

This item 2 88 | was distributed to item # 1238 (MECN Associates IE LLC) as ns em # 1242

Item # 883 and 891:

Assets held in Trust # 22 reported as distrbuted were contributions to item # 1238 (MECM Associates 11.1.0) fi e.. LLC membership interest

contributions)

Item # 885 and 886

These item #s 88S and 886 were disuibuted to MECN Associates [LLC and are tetlected as ane item being item # 1239 as reported by

Raupost Value Partners LP 11

Tem # 904 and 928: Assets held i Trust # 23 reported as distributed were contributions to tem 1173 (MECM Investments LLC) fre, LLC membership interest

contributions)

Item #

027: Previously 100% was reported under item # 12.

fem #929 and 953:

Assets held in Trust # 23 reported as distributed were contributions to Hem & F273 IMEC dnvestments LLC) (ie, LLC membership mterest

contributions).

Item # O52:

Previously 100% was reported under item # 12

Item #934 and 97%

Assets held in Trust # 25 reported as distributed were contributions to ltem & 1173 (MECM Investments LLC) (i.e. LLC membership interest

contributions)

hem i 977

Previously 100% was reported under item

12

lem #979 and 10U3: Assets held in Trust % 26 reported as distributed were contnibutions to Treen # 173 (MECM lnvestiments LLC) (re, LLC membership

imerest contributions)

fem #1002. Previcusly 100% was reported under item § 12

Trem £1023: This asset description has been corrected for a 2008 FOR transposition error. The corect LP fund number 1s VI, and not IV as previousty ecported on

the 2008 FOR

Item & 1050. All municipal bounds were sold in 2008 and not partiably sold as previously reported on 2008 FDR

During 2009 there was no mcome 10 report. nor

value or transac nons

fiom #2 154 and 1069

Assets held in new Trust #27 reported as distributed were contributions to hen # 1173 (MECM Investinents LLC) fre

LLC membersinp

interest contributions)

fren if 1094 and 1108

Assets held in new Trust #28 reported as distributed were coninbutions to hemi 1173 ¢MECM Investments LLC) (ees LLC membership

interest contnibutionsy

tem £1173

Closely held LLC (item # 1173 header row) toltowed by sts holding

nd transactions

ig

"

Hem

123% Closely held LLC (Item # 1238 header row) [oHowed by ws holds

> and transaction: