Samuel James Otero

What was filed

82
investments
1
positions
1
gifts
1
agreements
0
debts
2
reimbursements
0
income
1
spouse income

Named parties

Association of Business Tnal Lawyers
L.A.LP. Inn of Court
Association of Business Trial Lawyers
U.S. Department of Justice
Los Angeles Unified School District

As filed

Franklin California Tax Free Income Fund — Int/Div

Galliard Stable Value (LA Def. Comp.Wash. Mutual Liquid) — Interest

FirstInvestors Cash Management Fund A (brokerage acct #1) — Int/Div — Sold (part)

First Investors Investment Grade Fund A (brokerage acct #1) — Int/Div

First Investors Fund for Income (brokerage acct #1) — Int/Div

First Investors Government Fund (brokerage acct #1) — Int/Div — Sold

Oppenheimer Discovery Fund — Int/Div

Oppenheimer Equity Fund — Int/Div

Aviva Life Insurance Strategy Select — Int/Div

Great American Life Insurance — Int/Div

First Investors Growth & Income Fund (X br. acct #1) — Int/Div — Sold (part)

First Investors Situations Fund A (X br. acct #1) — Int/Div

First Investors Global Fund A (X br. acct #1) — Int/Div — Sold (part)

First Investors Total Return fund (X br. acct #1) — Int/Div — Buy

California Ins Tax Exempt Fund (X br. acct #1) — Int/Div — Sold

First Investors Select Growth Fund A (X br acct #1) — Int/Div — Sold (part)

First Investors Int'l Fund A (X br. acct #1) — Int/Div

First Investors Value Fund (x brokerage acct #1) — Int/Div — Buy

Bank of America (X "common" brokerage account #2) — Int/Div — Buy

Bank of America (X "common" brokerage account #2) — Int/Div — Sold (part)

Bank of America (X "common" brokerage account #2) — Int/Div — Buy

Bank of America (X "common" brokerage account #2) — Int/Div — Sold (part)

Bank of America (X "common" brokerage account #2) — Int/Div — Buy

Ford Motor (X "common" brokerage account #2) — Int/Div — Buy

Ford Motor (X "common" brokerage account #2 — Int/Div — Buy

Ford Motor (X "common" brokerage account #2 — Int/Div — Sold (part)

Ford Motor (X "common" brokerage account #2 — Int/Div — Buy

Ford Motor (X "common" brokerage account #2 — Int/Div — Sold (part)

Ford Motor (X "common" brokerage account #2 — Int/Div — Buy

SPDR Gold Trust (X "common" brokerage account #2) — Int/Div — Buy

SPDR Gold Trust (X "common" brokerage account #2) — Int/Div — Sold (part)

SPDR Gold Trust (X "common" brokerage account #2) — Int/Div — Buy

SPDR Gold Trust (X "common" brokerage account #2) — Int/Div — Sold (part)

SPDR Gold Trust (X "common" brokerage account #2) — Int/Div — Buy

SPDR Gold Trust (X "common" brokerage account #2) — Int/Div — Sold (part)

CitiGroup CX "common" brokerage — Int/Div — Buy

CitiGroup CX "common" brokerage — Int/Div — Sold (part)

CitiGroup CX "common" brokerage — Int/Div — Buy

CitiGroup CX "common" brokerage — Int/Div — Sold (part)

CitiGroup CX "common" brokerage — Int/Div — Buy

BP PLC (x "common" brokerage) — None — Buy

BP PLC (x "common" brokerage — None — Buy

BP PLC (x "common" brokerage — None — Sold

Alamo Energy (x "common" brokerage acct #2) — None — Buy

Alamo Energy (x "common" brokerage acct # — None — Buy

Berkshire (x "common" brokerage acct #2) — None — Buy

Berkshire (x "common" brokerage acct #2) — None — Sold

Apple (x "common" brokerage acct #2) — Int/Div — Buy

Apple Inc (X brokerage account #2) — Int/Div — Buy

Apple (x "common" brokerage acct #2 — Int/Div — Buy

Matthews Pacific Tiger Fund x "common" brokerage acct #2) — Int/Div — Buy

Johnson & Johnson (x "common" acct #2) — Int/Div — Buy

I Shares Silver (x "common" brokerage acct #2) — Int/Div — Buy

United States Savings Bond — Int/Div

Chase Bank Account Joint — Interest

L.A. Federal Credit Union Accounts — Interest

Calif Credit Union — Interest

Judicial Board Member, Association of Business Tnal Lawyers

Gift — L.A.LP. Inn of Court — Membership — $750.00

Agreement — 2003 — California Judges Retirement Plan; Pension Upon Retirement, Age 63

Reimbursement — Association of Business Trial Lawyers — 04/09 - 04/11 — Phoenix, Arizona — Program Participant — Meals, Hotel, Transportation

Reimbursement — U.S. Department of Justice — 12/15- 12/17 — Columbia, South Carolina — National Advocacy Center Program Participant — Meals, Hotel, Transportation

Spouse's income — 1.01/2010 — Los Angeles Unified School District

The majority of the "buy" transaction activity for the first investors trust funds reported in Section VII are actually exchanges and transfers within the first investors

family of funds. The funds reported in section VII items 6 and 15 were not owned at the end of the reporting period.

In September 2009:

opened brokerage account #2. The stock held in the account is reported in Section VII items 19 through 86. BP PLC, Alamo

Energy and Berkshire stoc reported in Section VI item 46, 73 and 78 were not owned at the end of the reporting period.