Paul Steven Diamond

First Trust Bank (Money Market Accounts) — Interest

First Trust Bank (1st Class Plus Accounts) — Interest

Wells Fargo Bank NA (IRA) — Interest — Closed

Citizens Bank — Interest — Closed

Citizens Bank — Interest

IRA #] (sce positions 7 through 8) — Int/Div — Closed

Davis New York Venture A NYVTX — None — Sold (part)

FPA Perennial (FPPFX) — None — Sold (part)

IRA #2 (see positions 10 through 26) (x) — Int/Div

Davis New York Venture A (NYVTX) — None — Sold

lvy Global Natural Resources A (IGNAX) — None — Sold

Davis Real Estate A (RPFRX) — None — Sold

FPA Perennial (FPPFX) — None — Sold

Keeley Small Cap Value Fund (KSCVX) — None — Sold

Thornburg International Value A (TGVAX) — None — Sold

Dodge & Cox Income (DODIX) — None — Sold

Oppenheimer International Bond A (OIBAX) — None — Sold

Oakmark Int'l Small Cap Fund (OAKEX) — None — Sold

John Hancock Life Cycle 2025 PRTF CL A (JLEAX) — None — Buy

Prime Fund Capital Reserves Class (FPRXX) — None — Buy

Prime Fund Capital Reserves Class (FPRXX) — Buy (add'l)

Prime Fund Capital Reserves Class (FPRXX) — Buy (add'l)

Prime Fund Capital Reserves Class (FPRXX) — Buy (add'l)

Prime Fund Capital Reserves Class (FPRXX) — Buy (add'l)

Prime Fund Capital Reserves Class (FPRXX) — Sold (part)

Prime Fund Capital Reserves Class (FPRXX) — Buy (add'l)

Liability — First Trust — Unsecured Credit Line

Income — 2011 — Matthew Bender & Co. Inc., book royalties — $597.53

Spouse's income — 2011 — Teaching - self-employed

Part VII

Items number 3,4 & 6 (which included #7-15) in the 2010 report were closed during 2011. The assets in the accounts were transfered into item number 9 on the

2011 Financial Disclosure Report. As a result, item number 9 is a new asset that is included on the 201 | Financial Disclosure Report.