Thomas D. Schroeder

Wachovia Accounts 2. BB&T Account 3. US Treasury Series EE Bonds — Interest

First Tennessee Accounts 5. Arbor Joint Account (at Fidelity Investments) — Interest

iShares Russell 1000 Index — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div — Buy

PowerShares FTSE RAFI US 1000 — Buy (add'l)

PowerShares FTSE RAFI US 1000 — Buy (add'l)

iShares Russell 2000 Index — Int/Div — Sold

iShares MSCI EAFE Index — Int/Div — Buy (add'l)

iShares MSCI EAFE Index — Buy (add'l)

iShares MSCI EAFE Index — Buy (add'l)

iShares MSCI EAFE Index — Buy (add'l)

iShares MSC] Emerging Markets Index — Int/Div — Buy

iShares MSC] Emerging Markets Index — Buy (add'l)

iShares MSC] Emerging Markets Index — Buy (add'l)

Fidelity Instl: Tax Exempt Portfolio Cl — Int/Div

Arbor Joint Account (at Fidelity Investments) 26. -iShares Russell 1000 Index — Int/Div — Sold (part)

PowerShares TFTSE RAF1 US 1000 — Int/Div

iShares Russell 2000 Index — Int/Div — Sold

iShares MSCI EAFE Index — Int/Div

iShares MSCI Emerging Markets Index — Int/Div — Buy (add'l)

PIMCO All Asset Fund Instl — Int/Div

PIMCO 1-5 Year U.S. TIPS Bond Index — Int/Div — Buy

Vanguard Inflation-Protected Sec — Int/Div — Sold (part)

Vanguard Inflation-Protected Sec — Sold

PIMCO Global Advantage Strategy Bond Inst] — Int/Div — Buy

Vanguard Short-Term Invstmnt -Grd — Int/Div — Sold (part)

Eaton Vance Floating Rate Adv — Int/Div — Sold (part)

Fidelity Tax Free Money Market — Int/Div

IRA (at Fidelity Investments)

iShares Russell 1000 Index — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares Russell 2000 Index — Int/Div — Sold

1Shares MSC] EAFE Index — Int/Div

iShares MSCI Emerging Markets Index — Int/Div

PIMCO All Asset Fund Instl — Int/Div — Buy

Vanguard Inflation-Protected Sec — Int/Div — Sold

Vanguard Short-Term Invstmnt-Grd — Int/Div — Sold

Eaton Vance Floating Rate Adv — Int/Div — Sold (part)

Eaton Vance Floating Rate Adv — Buy (add'l)

Fidelity Cash Reserves (X) — Int/Div

IRA (at Fidelity Investments)

iShares Russell 1000 Index — Int/Div — Sold (part)

iShares Russell 1000 Index — Sold (part)

iShares Russell 1000 Index — Sold (part)

iShares Russell 1000 Index — Sold (part)

iShares Russell 1000 Index — Sold (part)

PowerShares FTSE RAF] US 1000 — Int/Div

iShares MSCI EAFE Index — Int/Div

iShares MSCI Emerging Markets Index — Int/Div

PIMCO All Asset Fund Inst] — Int/Div — Buy

PIMCO All Asset Fund Inst] — Buy (add'l)

Eaton Vance Global Absolute Return Cl — Int/Div — Buy

Eaton Vance Global Absolute Return Cl — Buy (add'l)

Eaton Vance Global Absolute Return Cl — Buy (add'l)

PIMCO 1-5 Year U.S. TIPS Bond Index — Int/Div — Buy

PIMCO 1-5 Year U.S. TIPS Bond Index — Buy (add'l)

Vanguard Inflation-Protected Sec. Adm — Int/Div — Sold

PIMCO Global Advantage Strategy Bond Inst] — Int/Div — Buy

Board Member, Notre Dame Law Association

Reimbursement — SEIT Meld MT NARS Wet AE of Law — ERG LUSLANET Bw 1A LI0AT0N of Legal Education (participant)

Reimbursement — N.C. Association of Defense Attorneys — June 17-20, 2010 — Hilton Head, SC — Annual CLE meeting — Meals, hotel, transportation

Spouse's income — 2010 — Piedmont Land Conservancy, salary

Part VII.

Line 77: The Winston-Salem Foundation Donor Advised Fund reflects money we donated irrevocably to, and is owned by, the Foundation, but I and my spouse

can direct donations from that Fund to charities of our choice. We can receive no income from its investment; rather, the Fund receives the income.

In 2010, I received a small distribution from M&I Instl. Trust Svcs., which managed my retirement account at my law firm before taking the bench. The account

was closed in 2008 upon taking the bench, but in 2010 M&I made a smal! distribution for what was reported as a calculation error. The small distribution was

distributed to the IRA at line 71 and used for the purchase noted on 08/18/10.