Gerard E. Lynch

Citibank accounts — Interest

Merrill Lynch Money Market — Int/Div

John Hancock US Global Growth

H&R Block Money Market — Interest

10S Capital Inc NT — Interest — SELL

Nuveen Qual Pfd Fd. — Int/Div — SELL

Blackrock NY Muni Inc. Tr — Int/Div

Gabelli Utility Trust PFD — Int/Div — BUY

ABN Amro Cap Fd. Tr. ] — Int/Div — SELL

Nicholas Applegate Con. Fd — Int/Div — BUY

PLC Capital Trust — Int/Div — REDEEM

PIMCO NY Muni Fnc Fd. — Interest

ML Global Allocation B — Int/Div — BUY

Triborough BTA Bonds — Interest — Red

Alliance Bernstein Gr/Inc. Fund A&B — Int/Div — BUY

Alliance High Yield CIB — Int/Div

Alliance Premier C1 B — Int/Div — SELL

Nuveen Municipal Value — Int/Div

Oppenheimer Main St A — Int/Div

Oppenheimer Conv Sec Cl B — Int/Div

Putnam Health Serv Tr C1 B

Putnam Intl Gr Fund C1 B

Seligman Lg Cap Val C1 B — Int/Div

Columbia Growth Stock C1 B — called Liberty

AIM Tax Free Int Shares — Int/Div

Rochester Muni Fd C1 A — Int/Div

Templeton Dev. Mkt Trust A

Yonkers NY Indl Dev. Agency — Interest

Nuveen Tx Free Unit TRINSD — Interest

SunAmerica Strat. Inv. Fd. A — Int/Div

TIAA-CREF

Pioneer Fd. C1B — Int/Div

Citibank IRA

Alliance Tech Fd CIB — Int/Div

Federated Intl Small Co Fd

John Hancock Small Cap Fd

NY S Dorm Auth Bonds — Interest

Professor of Law, Columbia University

Agreement — FMA JD TUN VW Yio

Reimbursement — The Aspen Institute — Nov. 14-16; Wye, MD conference on intemational law (transportation, room, meals)

Reimbursement — Federal Bar Council — Oct. 18-19; Old Saybrook, CT taught CLE program (room, meals

Reimbursement — New York Council of Defense Lawyers — Oct. 17-18; Rye, NY moderated panel (room, meals

Reimbursement — American Law Institute — June 21-22; Philadelphia, PA conference on revision of Model Penal Code (transportation, room. meals)

Reimbursement — Federal Bar Council — Feb. 15-23; Kapalua, HI taught in CLE programs (transportation, room, meals)

Reimbursement — Columbia University — Jan. 3-5; Washington DCconference of Association of American Law Schools (transportation, room, meals)

Income — 1/1/03 — Columbia University — Litter i a 623.000

Spouse's income — 1/1/03 — Flushing Hospital

Spouse's income — 1/1/03 — Private practice of psychotherapy

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