Frederic Block

BECTON DICKENSON CO — Int/Div — Sold

BLACKROCK NY MUNI INC(NAME CHANGE) — Int/Div

BLACKROCK MUNIYIELD NY QLT(NAME CHANGE) — Int/Div — Buy (add'l)

COHEN & STEERS CLOSED END OPPTY FD — Int/Div

EATON VANCE INSNY MUN — Int/Div

CITIGROUP CAP. VIII DEF INT TRUST PFD STK 6.950% 09/15/31 — Interest — Sold

EATON VANCE TAX DIV INC DIVINC FD — Int/Div — Buy

FIA CARD SERVICES NA — Interest

FRONTIER COMM CORP — Int/Div — from line 21)

NUVEEN NY INV QUAL MUNI — Int/Div — Sold (part)

NUVEEN NY PREF PLS MUNI — Int/Div

NUVEEN NY QUAL INC MUNI — Int/Div

NUVEEN NY SEL QUAL MUNI — Int/Div — Buy

PIMCO NY MUN INC FD — Int/Div

ISHARES DOW JONES US RE INDEX FD — Int/Div — Sold

SATURNS-GS 2004-2 SER GS 5.75% 2/1533 — Interest — Sold

RESEARCH IN MOTIONLTD — None

VERIZON COMM COM — Int/Div — Sold

WESTERN ASSET/CLAYMORE INFL LNKD OPT & INC FD — Int/Div — Sold (part)

IRA -TRITITL

ALLIED CAPITAL CORPNEW) — Int/Div — with line 25)

ANNALY CAP MGMT INC — Int/Div — Sold

EATON VANCE DIVIDEND BLDR FD CLC — Int/Div — Sold

PIMCO TOTAL RETURNFD CLC — Int/Div — Sold (part)

MORGAN STANLEY - TR V DEF INT TR PFD 5.75% 7/15/33 — Interest — Sold (part)

CBS CORP. 7.25% 06/30/51 — Interest — Sold

CITIGROUP CAP VIII DEF INT TR PFD STK 6.95% 09/15/31 — Interest — Sold (part)

VORNADOREALTY TRUST SER F CUM PFD SHS 6.75% PERP — Interest — Sold (part)

AMERICAN EURO PACIFIC GR FD CL C — Int/Div — Buy

AMERICAN BOND FD OF AMERICA CL Li — Int/Div — Sold

AMERICAN EURO PACIFICGRFDCL C — Int/Div — Sold

AMERICAN GROWTH FD OF AMERICA CLC — Int/Div — Buy

ARROW DWA BALANCEDFD CL A — Int/Div — Sold (part)

ARROW DWA BALANCEDFDCL A — Int/Div — Buy (add'l)

BLACKROCK EQUITY DIVFD C — Int/Div — Sold (part)

BLACKROCK EQUTYDIV FDC — Int/Div — Buy (add'l)

CALAMOS CONV OPP INCFD — Int/Div — Sold

CALAMOS CONVERTIBLEFD CL C — Int/Div — Sold

CALMOS STRAT TOT RET RETURN FD — Int/Div — Buy

COHEN & STEERS CLOSED END OPPTY FD — Int/Div — Sold

EATON VANCE RISK MNGD DIV.EQ INCM FD — Int/Div — Buy

EVERGREEN MANAGED INCOME FUND Multi Sector — Int/Div — with line 48)

WELLS FARGO ADVANTAGE MULTI SECTOR INC. FD. — Int/Div

IVY ASSET STRATEGY FD CL C — None — Sold

J HANCOCK PREFINC2 — Int/Div — Buy

SATURNS-GS 2004-2 SER GS 5.75% 2/15/33 — Int/Div — Sold (part)

THORNBURG INC BUILDER FD CL C — Int/Div

FIA CARD SERVICES NA RASP — Interest

USB CAPITAL VI 5.75% 3/9/35 — Int/Div — Sold

LOOMIS SAYLES INV GRADE BOND FDCLC — Int/Div — Sold

LORD ABBETT FLOATINGFD CL C — Int/Div — Buy

NUVEEN BUILD AMER BD FD — Int/Div — Buy

NUVEENBUILD AMER BD FD — Int/Div — Sold (part)

NUVEEN QUAL PREF INC 2 — Int/Div — Buy

NUVEEN QUAL PREFINC 3 — Int/Div — Buy

PIMCO ALL ASSET ALLAUTHFDCL C — Int/Div — Buy (add'l)

PRINCIPAL INVESTORS PRF SEC CFD — Int/Div — Buy

PIMCO REAL RETURN FD CL C — Int/Div — Sold

Officer, Frederic Block, P.C