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Pull out the substance of this filing.

What was filed

  • 541

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 3

    income

  • 0

    spouse income

Named parties

  • Sam Houston Area Council/Boy Scouts of America
  • South Texas Law Review
  • Practising Law Institute
  • PriceWaterhouseCoopers
  • The West Group - Royalties on 5th Circuit Guide
  • University of Houston Law Foundation - Teaching Fees for CLE Programs Houston and Dallas

As filed

BANK ACCOUNTS:

Cash/Checking - JP Morgan Chase Bank, Houston, Texas — None

IRA CD - JP Morgan Chase Bank. Houston, Texas — Interest

Cash/Savings - JP Morgan Chase Bank, Houston, Texas — Interest

Cash/Savings - Bank of America, Houston, Texas — Interest

LIFE INS/ANNUITIES:

Mutual Trst Life Ins.. Co/Oakbrook, IL — Interest

INVESTMENTS:

Adell Harriman & Carpenter Money Market Account — Interest — Transfer

FIDELITY INVESTMENTS INSTL BROKERAGE GROUP:

FIDELITY INVESTMENTS INSTL BROKERAGE GROUP: — Transfer

FIDELITY INVESTMENTS INSTL BROKERAGE GROUP: — Int/Div — Transfer

13.VZ — Int/Div — Transfer

13.VZ — Transfer

13.VZ — Transfer

MSFT — Transfer

17.HD — Transfer

INTC — Transfer

INTC — Transfer

20.SYY — Int/Div — Transfer

ORCL — Transfer

22. JPM — Transfer

CSCO — Transfer

CSCO — Int/Div — Transfer

25. AMGN — Transfer

25. AMGN — Transfer

27. MDT — Int/Div — Transfer

28. APC — Transfer

28. APC — Transfer

28. APC — Int/Div — Transfer

28. APC — Transfer

28. APC — Transfer

28. APC — Int/Div — Transfer

28. APC — Int/Div — Transfer

DLTR — Transfer

DLTR — Transfer

DLTR — Int/Div — Transfer

DLTR — Int/Div — Transfer

DLTR — Int/Div — Transfer

DLTR — Transfer

DLTR — Int/Div — Transfer

CBSS — Int/Div — Transfer

CBSS — Int/Div — Transferr

CBSS — Int/Div — Transfer

45.SLB — Int/Div — Transfer

45.SLB — Int/Div — Transfer

45.SLB — Int/Div — Transfer

INS SECURITIES INC

BAC — Int/Div

50.C — Int/Div

51.COP — Int/Div

XOM — Int/Div

JPM — Int/Div

JPM — Int/Div — Trans/Merger

SC — Int/Div

WMT — Int/Div

PERSHING INVESTMENT

PERSHING INVESTMENT — all

PERSHING INVESTMENT — Int/Div — Buy

PERSHING INVESTMENT — all

PERSHING INVESTMENT — Buy

PERSHING INVESTMENT — all

63. AXS — Buy

63. AXS — Int/Div — all

63. AXS — Int/Div — Buy

63. AXS — Buy

63. AXS — Sell

63. AXS — Sell

63. AXS — all

GRMN — Buy

GRMN — all

MRVL — Buy

MRVL — all

MRVL — Buy

MRVL — all

QNTA — Buy

QNTA — all

QNTA — Int/Div — Buy

QNTA — all

QNTA — Int/Div — Buy

QNTA — all

ADSK — Int/Div — all

QNTA — all

QNTA — Int/Div — Buy

QNTA — all

QNTA — Int/Div — Buy

QNTA — all

ADBE — Int/Div — Buy

ADBE — all

ADBE — Buy

ADBE — all

ADBE — Buy

ADBE — all

ADBE — Int/Div — Buy

ADBE — all

ADBE — Int/Div — Buy

ADBE — all

ACAS — Int/Div — Buy

ACAS — all

ACAS — Buy

ACAS — Int/Div — all

ACAS — Buy

ACAS — all

AMGN — sell

AMGN — sell

AMGN — all

AMGN — Sell

AMGN — Int/Div — all

AMGN — all

109. BUD — Buy

109. BUD — all

AAPL — Buy

AAPL — Buy

AAPL — Sell

AAPL — all

ADSK — Buy

ADSK — all

ADSK — all

ADSK — Buy

ADSK — all

ADSK — Buy

ADSK — Int/Div — all

ADSK — Buy

ADSK — Buy

ADSK — Int/Div — all

ADSK — Buy

ADSK — all

ADSK — Buy

ADSK — pt.

ADSK — Buy

131.BCR — Int/Div — all

132. BEC — Buy

132. BEC — all

132. BEC — Buy

132. BEC — Int/Div — all

132. BEC — Int/Div — Buy

132. BEC — Sell

132. BEC — all

132. BEC — Int/Div — Buy

132. BEC — Buy

132. BEC — all

132. BEC — Buy

132. BEC — all

132. BEC — Buy

132. BEC — all

132. BEC — Buy

132. BEC — Int/Div — sell

132. BEC — all

132. BEC — Int/Div — Buy

132. BEC — pt

132. BEC — all

132. BEC — Buy

132. BEC — all

132. BEC — Int/Div — Buy

155. CAT — all

156. CTX — Int/Div — Buy

157.CTX — all

157.CTX — Buy

157.CTX — all

157.CTX — Int/Div — Buy

157.CTX — all

CSCO — Sell

CSCO — all

CSCO — Int/Div — Buy

CSCO — all

CSCO — Buy

CSCO — all

CTSH — Buy

CTSH — all

CTSH — Int/Div — Buy

171.CL — all

CMCSK — Buy

CMCSK — all

CCBI — Int/Div — Buy

175. CCBI — all

175. CCBI — Buy

177.CTV — all

177.CTV — Buy

177.CTV — all

CBSS — all

CMVT — Buy

CMVT — all

CMVT — Buy

CMVT — all

185. CBE — Buy

185. CBE — all

185. CBE — Buy

185. CBE — all

185. CBE — Buy

185. CBE — all

185. CBE — Int/Div — Buy

185. CBE — all

185. CBE — Buy

185. CBE — all

195. CBSS — all

195. CBSS — Buy

195. CBSS — Int/Div — all

198. DELL — Buy

DELL — all

DELL — Buy

DELL — Buy

DELL — all

XRAY — Buy

XRAY — all

XRAY — Int/Div — Buy

XRAY — all

XRAY — Int/Div — Buy

XRAY — Sell

XRAY — all

XRAY — Sell

XRAY — all

DLTR — all

213. DCI — Int/Div — Buy

213. DCI — all

213. DCI — Int/Div — Buy

216.DJ — all

216.DJ — Buy

216.DJ — all

216.DJ — Buy

216.DJ — all

216.DJ — Int/Div — Buy

216.DJ — all

223. EDMC — Buy

EDMC — Buy

EDMC — Sell

EDMC — all

EDMC — Buy

EDMC — all

EDMC — Int/Div — Buy

EDMC — all

EDMC — Int/Div — Buy

EDMC — all

EDMC — Buy

EDMC — all

235. FAF — Int/Div — Buy

235. FAF — all

FISV — Buy

FISV — all

FISV — Buy

FISV — all

FISV — Buy

FISV — all

FISV — Buy

FISV — all

FISV — Int/Div — Buy

FISV — all

FISV — Buy

FISV — all

FISV — Distribution — Buy

FISV — all

FISV — Int/Div — Buy

FISV — all

FISV — Buy

254. GE — Buy

254. GE — all

254. GE — Int/Div — Buy

254. GE — all

254. GE — Int/Div — Buy

254. GE — all

GOOG — Buy

GOOG — Int/Div — all

GOOG — Int/Div — Buy

GOOG — all

GOOG — Buy

GOOG — all

GOOG — Int/Div — Buy

GOOG — Sell

GOOG — all

GOOG — Int/Div — Buy

GOOG — all

GOOG — Int/Div — Buy

GOOG — all

GOOG — Int/Div — Buy

GOOG — all

275.HD — Int/Div — sell

275.HD — sell

275.HD — all

275.HD — Int/Div — Buy

275.HD — all

275.HD — Int/Div — Buy

275.HD — sell

275.HD — all

IUSA — Buy

IUSA — all

285. IDC — Int/Div — Buy

285. IDC — all

285. IDC — Int/Div — Buy

285. IDC — all

INTC — Int/Div — all

INTC — Buy

INTC — sell

292. INTC — all

293. INTU — Buy

INTU — all

INTU — all

INTU — Int/Div — Buy

INTU — all

INTU — Int/Div — Sell

300. JNJ — Sell

300. JNJ — all

300. JNJ — Int/Div — Buy

300. JNJ — all

300. JNJ — Int/Div — Buy

300. JNJ — all

300. JNJ — Int/Div — Buy

300. JNJ — all

300. JNJ — Int/Div — Buy

300. JNJ — all

300. JNJ — Buy

311.LH — all

311.LH — Buy

311.LH — all

311.LH — Int/Div — Buy

311.LH — all

311.LH — Int/Div — Buy

317.LII — all

317.LII — Int/Div — Buy

317.LII — all

LLTC — Int/Div — Buy

LLTC — all

322. LSS — Buy

322. LSS — all

322. LSS — sell

322. LSS — all

322. LSS — Int/Div — Buy

327.1.Z — Buy

328.LZ — pt

329.LZ — all

330.LYO — Int/Div — Buy

331.LYO — all

331.LYO — Int/Div — Buy

331.LYO — all

331.LYO — Int/Div — Buy

331.LYO — all

336. MAS — Int/Div — Buy

337. MAS — all

337. MAS — Int/Div — Buy

337. MAS — all

337. MAS — Buy

337. MAS — all

337. MAS — all

337. MAS — all

MSFT — Int/Div — Sell

MSFT — all

MSFT — all

MSFT — Buy

MSFT — all

MSFT — Int/Div — Buy

MSFT — sell

MSFT — all

352. MOT — Int/Div — Buy

353. MOT — all

353. MOT — Buy

353. MOT — all

353. MOT — Buy

353. MOT — Sell

353. MOT — all

NFLX — Buy

NFLX — Sell

NFLX — all

NFLX — Int/Div — Buy

NFLX — all

NFLX — Int/Div — Buy

NFLX — all

NFLX — Int/Div — Buy

NFLX — all

ORCL — sell

ORCL — all

ORCL — Int/Div — Buy

ORCL — Sell

ORCL — Buy

ORCL — all

PALM — Buy

PALM — Sell

PALM — Sell

PALM — all

PTEN — Int/Div — Buy

PTEN — all

PTEN — Distribution — Buy

PTEN — all

PTEN — Sell

PTEN — all

PTEN — Int/Div — Buy

PTEN — all

PTEN — Int/Div — Buy

PTEN — all

PTEN — Buy

PTEN — all

PTEN — Int/Div — Sell

PTEN — Buy

PTEN — Sell

393. PEP — all

PETM — Int/Div — Buy

PETM — all

PETM — Int/Div — Sell

PETM — all

TROW — Int/Div — Buy

TROW — Sell

TROW — Sell

TROW — all

TROW — Int/Div — Buy

TROW — all

TROW — Int/Div — Buy

405. NZT — all

406. QCOM — Buy

QCOM — all

QCOM — all

QCOM — Int/Div — Buy

QCOM — all

RIMM — Buy

RIMM — all

RIMM — Int/Div — Buy

RIMM — all

RIMM — Int/Div — Buy

RIMM — Sell

RIMM — all

RIMM — Int/Div — Buy

RIMM — all

RIMM — Int/Div — Buy

RIMM — all

ROST — Int/Div — Buy

ROST — all

ROST — Buy

425. RI — all

425. RI — Buy

425. RI — all

428.SNY — Int/Div — Buy

428.SNY — all

428.SNY — all

SCHN — Buy

SCHN — all

SCHN — Int/Div — Buy

SCHN — all

SEPR — Buy

SEPR — all

SEPR — Int/Div — Buy

SEPR — all

SNDA — Buy

440. SNDA — sell

SNDA — all

SIRI — Buy

SIRI — all

SIRI — Int/Div — Buy

SIRI — all

SIRI — Buy

SIRI — all

SIRI — Buy

SIRI — all

SIRI — Int/Div — Buy

SIRI — all

SIRI — all

SIRI — all

SIRI — Int/Div — Buy

SIRI — all

SIRI — Buy

SIRI — all

SIRI — Int/Div — Sell

SIRI — all

SIRI — Buy

SIRI — all

SIRI — Buy

SIRI — all

465. MMM — Buy

465. MMM — all

465. MMM — Distribution — Buy

465. MMM — all

465. MMM — Int/Div — Buy

465. MMM — all

465. MMM — Int/Div — Buy

465. MMM — all

TRMB — Buy

TRMB — all

TRMB — Distribution — Sell

TRMB — all

TRMB — Buy

TRMB — all

TRMB — Buy

TRMB — Int/Div — Sell

TRMB — all

TRMB — all

TRMB — Int/Div — Buy

484. UTX — Buy

484. UTX — all

484. UTX — Int/Div — Buy

484. UTX — all

484. UTX — Buy

489. UVN — all

489. UVN — Buy

489. UVN — all

489. UVN — Int/Div — Buy

489. UVN — all

489. UVN — Int/Div — Sell

489. UVN — all

489. UVN — Int/Div — Buy

489. UVN — all

489. UVN — Int/Div — Buy

489. UVN — all

489. UVN — all

489. UVN — Buy

489. UVN — all

WABC — Int/Div — Buy

WABC — all

WABC — Int/Div — Buy

WABC — all

WABC — Int/Div — Buy

WABC — Sell

WABC — all

WABC — Int/Div — Buy

WABC — all

WABC — Buy

WABC — all

XMSR — Buy

XMSR — Buy

XMSR — all

XMSR — Int/Div — Buy

XMSR — all

XLNX — Int/Div — Buy

XLNX — all

YELL — Buy

YELL — all

YELL — Buy

525.Z1.C — all

526. PRNIX — Int/Div — Buy

AKAM — Buy

AKAM — Sell

AKAM — all

AKAM — Int/Div — Buy

AKAM — all

ALMRX — Int/Div — Buy

BERWX — Int/Div — Buy

CFIMX — Int/Div — Buy

PGVFX — Int/Div — Buy

GFAFX — Int/Div — Buy

DSISX — Int/Div — Buy

DSISX — Int/Div — Buy

530. [WP — Buy

540. TWD — Int/Div — Buy

540. TWD — Buy

540. TWD — Int/Div — Buy

540. TWD — Buy

540. TWD — Int/Div — Buy

Director, Sam Houston Area Council/Boy Scouts of America

Director, South Texas Law Review

Reimbursement — Practising Law Institute — Seminar Reimbursement (airfare, meals)

Reimbursement — PriceWaterhouseCoopers — Leadership Forum Reimbursement (lodging, airfare, meals)

Income — 3/28/06 — The West Group - Royalties on 5th Circuit Guide — $1,124.85

Income — 9/26/05 — The West Group - Royalties on 5th Circuit Guide — $5,078.84

Income — 11/29/06 — University of Houston Law Foundation - Teaching Fees for CLE Programs Houston and Dallas — $ 5,000.00

A. Section VII. Investments and Trusts:

Fidelity Investments Brokerage group originally managed all stock investments. All stock investments have now been transferred to IMS Securities, Inc. and

Pershing Investment Manager Services and the vast majority of stocks have been completely sold or rolled into a mutual fund account. Please see examples below:

Example 1: ADP stock, (Line 11), was originally held through the Fidelity Investments Brokerage group, transferred to the Pershing Investment Manager Services

group on 3/17/05 and sold on 3/23/05, (as indicated on Line 117).

Example 2: C stock, (Line 24), was originally held through the Fidelity Investments Brokerage group, transferred to the IMS Securities, Inc. group on 3/17/05,

(Line 50), and it is currently being managed by IMS.

Detailed explanation of changes in stock holdings for calendar year 2005:

During my tenure as an active United States District Judge, I retained a financial advisory company to assist in investments. Only occasionally did they make

purchases or sales of stock on my behalf. Upon taking senior status, I determined that a major change in the character of stocks was necessary, specifically the

need to diversify my holdings. I transferred my stock management to a new company which advised that most of the stocks I had accumulated for the past fifteen

years be sold. The new management company, with no understanding of the requirement that Article III judges had to file annual disclosure reports, immediately

began buying and selling diverse stocks at a rapid pace. While my holdings were now fully diversified, it soon became obvious that it would be totally unwieldy to

continue to buy and sell individual stocks in such volume due to my annual reporting requirement. I therefore directed the management company to once again

liquidate most of my holdings and place them in diverse mutual funds. This was accomplished during the calendar year of 2005. Therefore, this disclosure report

for 2005 sets forth in detail each of the voluminous individual stock purchases and sales prior to my direction to convert most holdings to mutual funds. Hopefully,

this will explain the difference between my prior disclosure reports and the filing for 2005 (which traces each individual stock transfer, purchase, and sale before

consolidation).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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