Nancy Friedman Atlas

2006

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 98

    investments

  • 7

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • VICTORY (Houston American Cancer Society)
  • wn —- Trust 2 j=) = Ti 2a =
  • j= N pid Px ibe Trust 3 => ” or pn —_
  • — w - Trust S § g) =
  • Trust 7
  • Amencan Bar Association Section of Litigation
  • New York University School of Law
  • American Bar Association Section of Litigation

As filed

Berkshire Fund — None — Buy

Cisco Systems Inc. — None — Sell

Compass Bank — None

Diamond Castle Partner 1V, L.P — Int/Div — Buy

Diamond Castle Partner 1V, Offshore Fund, L.P. — None — Buy

Diamond Castle Partner 1V, PRC L.P. — None — Buy

Dreyfus Appreciation Fund — Int/Div — Buy

Ebay, Inc. — None — Sell

EGL. Inc. — None

EOG Resources, Inc. — Int/Div

Equitable Universal Life Insurance — None

Franklin Templeton Mutual Beacon Fnd — None — Donate

Intel Corp. — Int/Div — Sell

IRA: Dreyfus Appreciation Fund — Int/Div — Buy

IRA: Vanguard 500 Index Fund — Int/Div — Sell

ITT Hartford Annuity — None

J. Crew Group, Inc — None — Buy

JP Morgan Chase Bank — None

Merrill Lynch Bank Deposit Program (FN17) — Interest — Sell

MetLife Investors Group Inc. — None

Nexus BT, LLLP — Int./Income

Nexus Members 1999 Drilling Fund LLLP — Income

Nexus Resources LLC-Preferred — Income

Real Property, Travis County, TX — None

St. Clair, Patricia & Kellee — None — Lend

SigmaAlpha Epsilon — None — Forgive

T. Rowe Price Small Cap Value Fund — Int/Div

TD Ameritrade (formedy "TD Waterhouse") Money Market Acct. — Interest

Texas Regional Bancshares, Inc. - Common — Int/Div — Sell

Texas State Bank, Houston, TX — Interest

Texas State Bank,Houston, TX Freedom Invest Money Market Fund — Interest — Buy

Tower Equity '84 Ltd. Partnership (FN 7) — Int/Div

TPG Partners V. L.P — None — Buy

U.S. Savings Bond (Series EE) — None

Vanguard 500 Index Fund — Int/Div

Vanguard Emerging Markets Index Fund — Int/Div — Buy

Vanguard Extended Market Index Fund — Int/Div — Buy

Vanguard Mid-Cap Index Fund — Int/Div — Buy

Vanguard Pacific Stock Index Fund — Int/Div — Buy

Vanguard Short-Term Bond Fund (FN1) — None — Sell

Vanguard Small-Cap Index fund — Int/Div

Vanguard Total Stock Market Fund (FNI) — None — Sell

Weingarten Realty Investors — Int/Div — Sell

WG&M Capital Account — None

Yahoo, Inc — None — Sell

TRUST 1 — Int/Div

Dreyfus Appreciation Fund

TRUST? — Int/Div

Texas State Bank, Houston, TX — None

Vanguard Emerging Markets Stock Index Fund — Int/Div

Vanguard European Stock Index Fund — Int/Div

Vanguard Extended Market Index Fund — Int/Div

Vanguard Mid-Cap Index Fund — Int/Div

Vanguard Small-Cap Index Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

TRUST 3 — Int/Div

Texas State Bank, Houston TX — None

Vanguard European Stock Index Fund — Int/Div

Vanguard Mid-Cap Index Fund — Int/Div

Vanguard Small-Cap Index Fund — Int/Div — Buy

Vanguard 500 Index Fund — Int/Div

TRUSTA4 — None

Mercury Equity Index Fund — None

TRUSTS — Int/Div

American General Life lns. Co. (Universal — None

Ins.)

Jefferson Pilot Life Insurance Co. (Universal Life Ins.) — None

Vanguard 500 Index Fund — Int/Div

TRUST 6 (FN 8) — Int/Div

Buckeye Partners LP — Interest

Citizen Ppty — Int/Div — Buy

Citizen Ppty — Int/Div — Sell

Forest City Ent. — Int/Div

Healthcare Realty Trust — Interest

Muni Bond (IL): lllinois Health Facs Silver Cross — Interest

Muni bond (FL): Jacksonville Sew — Interest

Nabisco Debenture — Interest

Nokia CP ADR — Int/Div

PS Business Park — Int/Div

Time Wamer, Inc. Debenture — Interest

U.S. Treasury Bond 5/15/06 — Interest

U.S. Treasury Note 5/15/16 — Interest — Redeem

Unit MIT Muni Put NY 1 — Interest

TRUST 7 (FN 8) — Int/Div

General Electric — Int/Div

Glimcher Realty — Int/Div

JP Morgan Chase — Int/Div

Muni Bond (FL): Cape Coral Health Facs A — Interest

Muni Bond (FL): Jacksonville Pollution Control — Interest

Muni Bond (NY): New York City G.O. Rfdg. Ser. F — Interest

Muni Bond (TN): Tennessee Housing Dev. — Interest

PS Business Park — Int/Div

Tehrs Clg T/28BE — Interest — Buy

Tchrs Clg T/28BE — Interest — Sell

Trans Canada Ltd. Pfd Sec. 8.25% — Interest

Associate Member, VICTORY (Houston American Cancer Society)

Co-Trustee, wn —- Trust 2 j=) = Ti 2a =

Co-Trustee, j= N pid Px ibe Trust 3 => ” or pn —_

Co-Trustee, — w - Trust S § g) =

Co-Trustee

Co-Trustee, Trust 7

Committee Co-Chair, Amencan Bar Association Section of Litigation

Reimbursement — New York University School of Law — 04/06-04/09 - Speaking engagement to students and prospective students, New York, NY (transportation, lodging and meals)

Reimbursement — American Bar Association Section of Litigation — 01/19-1/22 - Winter Conference Meeting, Jacksonville, FL (transportation, lodging, and meals)

Section V Notes:

(1) A few times each year, friends invite my spouse and me to sit with them at tables they have purchased at charity events. We occasionally invite friends to do

the same, i.e., join us at tables we have purchased for charity events. Since my confirmation, each time a friend has invited us to sit at his/her table, my husband

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which we sat at their table.

Section V1I Notes:

(1) Thisis an investment in a 529 College Savings Plan. No dividends or interest are received, since the Plan invests in a trust, which in tum invests in mutual

funds; so the trust, not the plan, receives eamings.

(2) Berkshire Fund VII, L.P.: purchases made on 11/10/06 and 12/18/06, each with the value of J.

(3) Texas Regional Bancshares, Inc.- Common: sales made on 11/10/06 (with the value of M) and 12/18/06 (with the value of P1).

(4) TPG Partners V, L.P.: purchases made on 10/10/06, 11/17/06, and 12/15/06, each with the value of J.

(5) Annual payment (beginning 1/15/15) of a fixed amount times years of service starting 1/1/95. Present value was provided by um firm.

(6) Diamond Castle Partner 1V, Offshore Fund, L.P.: purchases made 7/5/06 (with the value of K) and 11/22/06 (with the value of I).

(7) Tower Equity: This partnership interest reflects passive investments by my spouse. LI no business activity or management role in connection with

this investment.

8) an ceased being trustees of these trusts on 5/17/06. The assests were transferred from our custody in 06/06.

9)

participates in the

Retirement Plans A and B. These are individual account defined contribution plans qualified under

LR.

—-

. Section 401(a). The contributions by the firm are fixed. Retirement Plan A has a salary reduction 1.R.C. Section 401(k) feature. The Trustee of the Planis

JPMorgan Chase Bank, N.A., Houston, Texas.

has no investment discretion with respect to the investments of this defined contribution plan, except

for the after-tax contribution component as to whic

e has the liminted discretion to choose any of a number of

funds that a

available. The General Investment

Fund is mostly an equity fund managed by several outside investment advisors. The firm made deductions from

payroll account, each in the value of

J, on the following dates during the reporting period: 2/1, 3/1. 1 cannot determine how much of the change in total market value since last year was due to interest

—t

and dividends. JP Morgan Chase informed

that they cannot provide me with this information.

(10) Citizen Ppty: purchases made on 02/15/06, 02/21/06, and 3/13/06, each with the value of K.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Nancy Friedman Atlas | Frix