James Knoll Gardner

2005

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 70

    investments

  • 3

    positions

  • 0

    gifts

  • 1

    agreements

  • 1

    debts

  • 1

    reimbursements

  • 1

    income

  • 2

    spouse income

Named parties

  • N/A
  • Allentown Symphony Association
  • Boys and Girls Club of Allentown, Inc:
  • 1/6 share of Rental Property #1
  • Johnson Capital
  • The New York Intellectual Property Law Association (NYIPLA)
  • State Employees Pension Fund reported in Part II (fixed benefits from a vested pension plan)
  • self-employed realtor
  • self-employed piano teacher

As filed

Rental Property #1, Torrence, California (1997 $533,333) — Rent

Time Share #1, Williamsburg, Virginia (1999 $18,700) — Rent

Sovereign Bank Accounts — Interest

IRA #1 (Evergreen Foundation Fund Class B) ~ — Int/Div

Brokerage Account #1.

Common Stock — Int/Div

SB Fundamental Value Fund Class A Mutual Fund — Int/Div

Altoona City Authority Water Revenue Bond — Interest

Ford Motor Company - Bond — Interest

SB Appreciation Fund Class A - Mutual Fund — Int/Div

Sterling Savings Bank - Certificate of Deposit — Interest — Redeem — N/A

14. Amcore Bank, NA. - IL - Certificate of Deposit — Interest

Progress Energy, Inc. - Common Stock — Int/Div — Sell — N/A

Amgen, Inc. - Common Stock — None

3M Company - Common Stock — Int/Div

Calamos Strategic Total Return Fund Equity Fund — Int/Div

Aim European Growth Fund Class A Mutual Fund — None — Sell — N/A

Luzerne County PA Water Revenue Bond — Interest

Microsoft Corporation - Common Stock - See Part VIII — Int/Div — Buy — N/A

Chevron Texaco Corporation Common Stock — Int/Div — Buy — N/A

Safra National Bank - NY - Certificate of Deposit — Interest — Buy — N/A

Brokerage Account #2 (Custodial Account #1) See Part VIII

29. Brokerage Account #3 (Custodial Account #2):

CITIBANK N.A. - Bank Deposit Program — Interest

Progress Energy Inc. - Common Stock — Int/Div — Sell — N/A

General Motors Acceptance Corp SmartNotes - Bond due 3/15/05 — Interest — Sell — N/A

Household Finance Intemotes - Bond — Interest — Redeem — N/A

Amcore Bank, N.A. - IL - Certificate of Deposit (2.5%) — Interest — Redeem — N/A

Amcore Bank, N.A. - IL - Certificate of Deposit (3%) — Interest

Millennium Bank, N.A. - VA Certificate of Deposit — Interest

Microsoft Corporation - Common Stock - See Part VIII — Buy — N/A

Lehman Brothers Bank, FSB - DE Certificate of Deposit — Interest — Buy — N/A

Netbank - GA - Certificate of Deposit — Interest — Buy — N/A

Netbank - GA - Certificate of Deposit — Redeem — N/A

Beal Savings Bank - NV - Cert, of Deposit - See Part VIII — Buy — N/A

Beal Savings Bank - NV - Cert, of Deposit - See Part VIII — Interest — Redeem — N/A

Brokerage Account #4:

General Electric Corporation (GE) Common Stock — Int/Div

Johnson & Johnson - Common Stock — Int/Div

SB Appreciation Fund Class B - Mutual Fund — Int/Div

SB Capital Preservation Fund II Class B - Mutual Fund — None — Sell — N/A

SB Capital and Income Fund Class B Mutual Fund — Int/Div — Buy — N/A

End of Brokerage Account #4

Tme Share #2, Williamsburg, Virginia (2002 $19.900) — Rent

IRA #2 (Legg Mason);

Legg Mason Special Investment Trust Equity Fund — Int/Div

Royce Total Return Fund Consultant Equity Fund — Int/Div

Putnam Mid Cap Value Fund Class C Mutual Fund — Int/Div

American Funds: Growth Fund America, Inc. Class C-Mut. Fund — Int/Div

Legg Mason Value Trust - Equity Fund — None

American High Income Fund Exchange Class C - Mutual Fund — Int/Div

American Balanced Fund Inc. Class C Mutual Fund — Int/Div

Cisco Systems Inc. - Equity — None — Sell — N/A

Legg Mason Opportunity Trust Mutual Fund — None

Oppenheimer Developing Markets Fund Class C - Mutual Fund — Int/Div

UIT First Trust - Investment Trust — Int/Div — Redeem — N/A

Lincoln National Life Insurance Co Annuity — None

Govovernment National Mortgage Association Class CA - Bond — Interest — Redeem — N/A

Govovernment National Mortgage Association Class CA - Bond — Interest — Redeem — N/A

Govovernment National Mortgage Association Class CA - Bond — Interest — Redeem — N/A

Govovernment National Mortgage Association Class CA - Bond — Interest — Redeem — N/A

Govovernment National Mortgage Association Class CA - Bond — Interest — Redeem — N/A

Zebra Technologies Corporation Class A - Equity — None — Buy — N/A

Capital World Growth & Income Fund Class C - Mutual Fund — Int/Div — Buy — N/A

Lord Abbett Research Fund Inc. Class C - Mutual Fund — Int/Div — Buy — N/A

Legg Mason Cash Account - 2003 - See Part VIII — Interest — Establish — N/A

Legg Mason Cash Account - 2004 - See Part VIII — Interest

Legg Mason Cash Account - 2005 — Interest

End of IRA #2

New York Life Whole Life — Int/Div

Officer, Director, Allentown Symphony Association

Director, Boys and Girls Club of Allentown, Inc:

General Partner (passive investment in Subchapter "S" Corporation), 1/6 share of Rental Property #1

Agreement — 2002 — State Employees Pension Fund; retirement pension for former judicial position, inélude medical jisurance and long-term care benefits, no control Rd - i =

Liability — Johnson Capital — 1/6 Share Mortgage On Rental Property #1, Torrence, California (Pt. Vii, Line 1)

Reimbursement — The New York Intellectual Property Law Association (NYIPLA) — March 18-19, New York, NY83rd Annual Dinner in Honor of the Federal Judiciary (Food and Hotel)

Income — 2002 — State Employees Pension Fund reported in Part II (fixed benefits from a vested pension plan) — $ 67.455.60

Spouse's income — 2005 — self-employed realtor

Spouse's income — 2005 — self-employed piano teacher

1. Re Part VII, Line 25: On December 14, 2004 my broker purchased {fj Jlof Microsoft Corporation common stock for Brokerage Account #1. The

transaction was not recorded on the account statement until February 27, 2005. Therefore, this transaction was not reported in the 2004 report.

2. Re Part VII, Line 28: Brokerage Account #2 (Custodial Account #1) does not qualify for reporting this period because the account owner is over age 21 and is

not a dependent of the reporting person within the meaning of the Internal Revenue Code of 1986 (26 U.S.C. §152), and therefore is not a dependent child as

defined in section 102(e)(2) of the Ethics in Government Act of 1978, as amended, 5 U.S.C. §102(e)(2). Moreover, as reported in Part VII, line 37 of the 2004

Financial Disclosure Report, and in Part VIII, paragraph 2 of the 2004 Financial Disclosure Report, Brokerage Account #2 was redeemed on May 20, 2004 and no

longer exists.

3. Re Part VII, Line 37: On December 14, 2004 my broker erroneously purchased

of Microsoft Corporation common stock for Brokerage Account #3

(Custodial Account #2). This $8,347.29 purhcase was reported in Part VII, Line 60 of the 2004 Financial Disclosure Report. In the brokerage acccount statement

for the period January 31 - February 27, 2005 the purchase was canceled effective December 14, 2004. This cancellation is reflected in Part VII, Line 37 of the

within 2005 Financial Disclosure Report.

4. Re Part VII, Line 41: On September 1, 2004 a $4,000 certificate of deposit was purchased from Beal Savings Bank-NV for Brokerage Account #3 (Custodial

Account #2). Inadvertently, this purchase was not reflected in the 2004 Financial Disclosure Report. That omission is rectified in Part VII, Line 41, of the within

2005 Financial Disclosure Report.

5. Re Part VII, Line 74: A Legg Mason Cash Account was established in IRA #2 on March 3, 2003. Inadvertently, this account was not reflected in the 2003

Financial Disclosure Report. That omission is rectified in Part VII, Line 74, of the within 2005 Financial Disclosure Report.

6. Re Part VII, Line 75: Inadvertently, the Legg Mason Cash Account in IRA #2 was not reflected in the 2004 Financial Disclosure Report. That omission is

rectified in Part VII, Line 75, of the within 2005 Financial Disclosure Report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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James Knoll Gardner | Frix