John D. Bates

Dow Ciem Common — enc

Dreyfus Voney Varcet — enc — se

nterorise roc - Common — \one — uy

S=RV nc. — sone

GZ - Common — uy

GZ - Common — Se

2 Common — enc

ome Jerxot Common — \one

CC ns. - cgs-Common — Int/Div — uy

nt" Game "ec. - Common — enc — uy

12 Vorgan Chase & Co. Common — enc

Jonson & Jonson - Common — enc — uy

3 Commu- Common — Int/Div — uy

Varriott nt’ - Common — None — uy

VcDonac's- Common — enc — uy

Vet.i'e- Common — enc — uy

Vorgan Stan ey - Common — Int/Div — uy

ationa Oi we -Common — None — uy

Omnicon - Common — None — uy

27zer- Common — \one

edsico - Common — \one — uy

Zrinciha =in' - Common — Int/Div — uy

2rocter & Gamb e - Common — None

Semnra Znergy - Common — Int/Div — uy

Sta» es- Common — Int/Div — uy

S_V Cor. - Common — Se

1X Co. - Common — one — uy

Tyco = ectronics, _tc — None

Unitec -eati1- Common — enc — uy

Verizon Common — \one

Smit 3arney - (Pp

Arca Casita Groud — None

Amer. ower Cor. -Cass A — \one

3arc ays 3an< re — None

Citiran< V.oney “unc — Interest — uy/se

Ciemec Con. — enc

Davita nc — None

I ectronics lor maging — None

Z:nergy "rans'er ’tns .? — Int/Div

Zice’ity 3 ue Chin Growth — enc

Tice ity Divicenc Growta — Int/Div

Fiserv nc. Common — None

Gannett Co. Common — Se

a iyurton Co. ~ gs. — enc

owarc Cty. V.DJ 3onc — \one

ntuit nc — None

V)D Dex -SG& Comm. Dev 3onc — None

Y Comm. 3anconr). — Int/Div

New 2ers»ective “unc — Int/Div

2G Cty. VD 3onc — Interest

2owersiares 3x-"racec “un Dynamic 3iotec1 & Genome — None

Scaway Cas. Com. — Int/Div

ime Wamer Common — Int/Div — Se

TJnum Grou» — enc

Jnitec -ea t1 Common — enc — se

TJniv. System VD 3onc — Interest

Western 'Jnion Common — enc

Wyet1 Common — Int/Div — SE

Was 1. Sud. San. Dt. VD 3onc — \one

Western Asset V.oney Var et — Int/Div — recemdtion

Tarney - TRAY)

Cameron nt’ Common — \one

Centerdoint Znergy Common — enc

Co gate ?a mo ive Common — enc

Conagra “ooocs Common — enc

Dreyfus Voney Var <et — enc — uy/se

orest Oi Cord. Common — None

Gay orc =nt. Co. Common — None

CC "ns. = cgs. Common — Int/Div

ain Ce estria Grouy Common — None

Shares "XG 02a nc ncex ~unc — enc

Shares Dow Jones US “ea t1 Care rovicers ‘ncex Func — None

3V Common — enc

C ?enney Common — Int/Div

vectronic Common — enc

VII. Page 7 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of

spouse and dependent children. See pp. 34-60 of Instructions.)

B

Description of, Assets

Income

Gross value

(including trust asséts)

durin,

at'end of

Transactions during reporting period

reporting period

reporting period

0)

@

0}

If not exempt from disclosure

Place.”

Amt:

(c.g

Valiie

Mel

Value

bu

C8.

ell

Date!

2)

alue

3)

4)

ier orm didi disclosure. .

) ofier: eeich asset

Codel

rent 0

diy,

(7 §

Codél

buyer/seller.

esol of

(AH)

int.)

(JP)

QW)

emption)

(A-H)|-

hr private transaction)

NONE (No reportable income,

assets, or transactions)

|

Dividend

b7 --Select Spector SPDR Energy

8.--S&P NoAm Tech Software Index

:

und

None

9.--SPDR Index SHS FDS DJ Wilshire

Dividend

n

t'l Real Estate

100.--SPDR TR S&P Retail ETF

Dividend

J

|

is

-

01

|

TF

—-SPDR SER TR KBW CAP MKTS |

Dividend| J | T |

|

|

|

Dividend

02 SPDR SER TR KBW BK ETF

|

I 03.--SPDR SER TR KBW INS ETF

|

EE I

ol

Dividend

hos --United Tech Common

|

Dividend

J

0s --Vanguard Consumer Staples ETF |

Dividend

J

T

os --Vanguard Health Care ETF

|

Dividend

J

T

lho? --Vanguard Info Tech ETF

|

0

8.--Vanguard Int'l Equity (European)

Dividend

J

T

:

TF

|

0

9.--Wisconsin Energy Holding

Dividend

J

T

¢

ommon

110. Smith Barney

|

|

|

|

|

|

|

I 1.--Citibank Acct

Interest

J | T | withdraw [3n3 K

A |

Dividend

f 12.--Invest. Co. of Amer

J | T | sell 1229) J

a |

|

|

|

|

|

|

|

|

|

|

113.--TIAA CREF Ret. Acct. 4)

var

|

|

| None

IEE

’|

|

Income/Gain Codes: A=$1000 or less

B=$1,001-$2,500

C=$2,501-$5,000

D=$5,001-$15,000

E=$15,001-$50,000

| I

(Sec Col. B1, D4)

F=$50,001- $100,000

G=$100,001-51,000,000 H1=$1,000,001-$5,000,000 H2=More than'$5,000,00

|

I

Value Codes

J=$15,000 or Es

K=$15,001-$50,000

L=$50,001- $100,000

M=£100,001-$250,000

J

(Sec Col. CI, D3)

N=$250,001-

0=$500,001-51,000,000 ir, ,000,001-$5,000 he

P2=$5, 000,001-$25,000,000

P3=$25,000, 051 3%. 000, 000

P4=More than $50,000,000

3 Value Method Codes:

-Appraisal

Rank value

VV:

R=Cost (real estate only)

S=Assessment

‘etimated

T=Cas/Market