Richard Lowell Nygaard

Savings Account at Los Angeles F&A Credit Union — Interest

Checking/Saving Account at PNC, North East, PA — Interest

Limited Partnership, Sixth Street Complex — Interest — Expired

Safety Kleen - Stock — None

Jetronic Industries - Stock — None

Impac Mortgage - Stock — Int/Div — Sell

Luminent Mortgage (LUM) - Stock — Int/Div — Sell

Hanover Cap Mtge. - Stock — Int/Div — Sell

Ladenburg Thalman - Stock — None — Sell

Comerstone Strategic - Stock — Int/Div — Sell

Comerstone Total Return - Stock — Int/Div — Sell

Managed High Yield - Stock — Int/Div — Sell

Petro Fund Energy Trust - Stock — Int/Div — Sell

Prospect Street Income - Stock — Int/Div — Sell

Solomon Bros. High Income - Stock — Int/Div — Sell

Saxon Capital - Stock — Int/Div — Sell

2, SS .. by ss

I I ——

VIII ADD ITI ONAL IN F ORMATI ON 0) R EXPLAN ATI ONS. (Indicate part of Report.)