Richard Linn

Capital reserves held by Marks & ANurase, LLP — None

Brokerage Account #1

Washpgion Muiual Investors Fund Class A — ihstrbaty — Transferred

Ci¥bank Bank Deposit Pregram — Interest — Sell

Alliance Technology Fund Class A — None — Sell

ASAF Gabelli Small-Cap Value Fund Class A — None — Sell

Calamos Growth Fund Class A — None — Sel

Cohen & Steers Equity Income Fund Class A — Distribution — Sell

Eatoo Vance Worldwide Heslth Sciences Fund Chass A — Nene — Sell

Europacific Growth Fund Class A — Nooe — Sell

Everpreea Precious Mes! Fund Class A — None — Sel

Franklin Growth Fund Class A — None — Sell

Franklm Capital Growth Fund Class A — None — Sell

Lord Abbett Mid-Cap Value Fund Class A — Distribution — Sell

Olstein Financial Alert Fund Class C — None — Sell

Selignuan Commamications and lafurmmasoe Fund Class A — Nope — Sell

SSR Mid-Cap Value Fund Class A — None — Sell

Templeton Foreign Fund Class A — ‘None — Sell

Brokerage Aceount #2

Citibank Bank Deposit Program — Interest — Sell

Brekerage Account #3

Salotvan Bros High Incame Food IT Inc. — Int/Div — Sell

Abbey National PLC Preferred Stock — Int/Div — Transferred

Franklin Growth Fuad Class A — None — Sell

Fraoklin Cap Grewth Fd Cl A (formerly Growth & Inc Fd) — None — Sefl

Fragklin Equity Income Fund Class A — Onhsiribution — Sdl

Gabelli Equity Ser Funds Ine. Small Cap Growth Fund — None — Sell

Teaipleton Funds Inc-Foreign Fund Class A — None — ragalcrrod

Inter-American Beyelopment Bank Zero Cpa Bonds — NODS — Transferred

Citibank Bank Depesit Program — Interest — Sell

JP Morgan Chase Cap X Prefixred Stock — Interest — ansiered

Alleance Technology Fund Class A — None — Sell

Calamos Growth Fund Class A — None — Seit

Cohen & Steers Equity Incame Fuad Class A — Disirttmtion — Self

Eaton Vance Worldwide Flenlsle Sciences Fund ClassA — Note — Fransferred

Europacific Growth Fund Class A — Nenz — Sell

Evargroen Precious Metals Fund Class A — None — Sell

Lord Abbex Mid-Cap Value Fund class A — Dismbutien — Sell

Olstein Financial Alert Fund Class C — None — Sell

Seligman Coraroenicabons and Info Fund Class A — None — Sall

SSR Mid-Cap Value Fund Class A — None — Transkxred

ASAF Gabelli Small-Cap Value Fund Class A — None — Sell

Cash Equivalent Acoount # 1 — Interest — Buy

Cash Equivalent Account # 2 — Interest — Buy

Cash Equivalent Acoonat # 3 (X) — Inte

Brokeage Acosunt # 4

Eaon Vance World Wide Health Services Fund . Class A — None — Transferred

Pudelity Advisor Mid Cap Stock Fund Class A — None — Buy

Pudelity Advisor Mid Cap Stock Fund Class A — Buy

Growth Fund of America Class F — Int/Div — Bay

Pinco Total Return Fund Class A — Int/Div — Buy

Swe Street Mid Cap Value Fund Class A — Int/Div — Traasferred

Temples Foreign Fund Class A — Int/Div — cansfesred

Temples Foreign Fund Class A — Buy

Washington Mutual faveskors Fund Class A — Int/Div — Traasfeaed

Brokerage Account # 5

Imeamenen Developmeat Bank Zero Coupon Bounds — None — Transferred

Abbey Nawenal PLC Preferred Swick — None — Transferred

JP Morgan Chase Cap X Preferred Stock — Nope — Transferred

Brokerage Account # 6

Pimco High Yield Fund Class a — Int/Div — Buy

State Street Research Ausora Fued Class A — Int/Div — Buy

State Street Research Emarging Fund Class A — Nome — Buy

Washington Mutual Investors Fund Class A — Int/Div — Transferred

Brokerage Account # 7

AMCAP Fund Class 529A — Int/Div — Buy

BuroPscific Growth Fund Class 529A — Int/Div — Buy

Washinglon Mutual Investors Fund Class 529A — Int/Div — Buy

Brokerage Account # 8

Imormediate Bond Fund of America Class 529A — Int/Div — Buy

Cash Maagoowat Trust of Amories Class 529A. — Int/Div — Buy

Brokerage Acewmunt # 9

AMCAPFund $lass 529A — Int/Div — Buy

EuroPacific Growth Fund Class 9A — Dong: — Buy

Washingten Mahia] Investors Fond Class 529A — Int/Div — Buy

overmexlizte Bond Fund of Amex Class 520A — Int/Div — Buy

Brokerage Account # 10

AMCAP Fund Class 529A — Int/Div — Buy

EuroPadfic Growth Fund Class 529A — Int/Div — Buy

Washington Mutual Investors Fund Class 529A — Int/Div — Buy

Intermediate Bond Fund of America Class 525A — Int/Div — Buy

Brokerage Account # 11

AMCAP Fond Class 529A — Int/Div — Buy

EuroPacific Growth Fund Class 529A — Int/Div — Buy

Washington Mumal Investors Fund Class 529A — Int/Div — Buy

Brokerege Account # 12

Inkymoediate Bond Fund of America Class 529A — Int/Div — Buy

Cash Managemsnt Trust of America Class 529A — Int/Div — Buy

Member, Intellectual Property Advisory Beard, George Washington University Law School

Vice president, The Giles S. Rich Intellectual Property American Inn of Court

Judicial Advisor, Inteilectual Property Law Society, Washingin College of Law, American University

Agreement — 05/02/09 — Marks & Murase Settlement Agreonent and Rebease (fer practios of law prior to 04/36/1997, withterme of éagital reserves) es i Led

Reimbursement — Benjamin Franklin American Inn of Court — November 19 - Philadelphia, PA - Inn of Court Mecting (Trowmportation and Meals)

Reimbursement — Phitadelvohia Inseliectual Property Law Assceiation — November 7-8 - Philadelphia, PA - Bar Assoc. Meeting (Trasspodetion, Meals, and Hotel)

Reimbursement — Houston Intellectual Property Law Association — Octoker 17-18 - Housten, TH! - Bar Asseciation Mesting (Transportation, Meats, and Hote!

Reimbursement — Intcroatienat Law Institute — September 4-10 - Tokyo. Japen - IP Low Seminar (Transportation, Meals, and Hotel!

Reimbursement — Bariseers of Patent Law — Jane 12-13 - Chicage, IL - Bar Association Meeting (Taanspor@ation, Meals, and Hoel)

Reimbursement — Redem! Circuit Bar Association, — May 21-24 - Amelia Island, Fl. - Annual Meeting (Transportation, Meals, ang Hotel)

Reimbursement — New York Intellectual Property Lew Association — Marck 28-30 - NY, NY - 81st Annual Judges Dinner (Transportation, Meals, and Hotel)

Reimbursement — Benjamiu Franklin American Inn of Court — January 21 - Phatade!phia, PA - Inn of Court Mecting (Transpostation and Meals)

In Pant VII, the fllewing assew were transferred between accounts, as noted:

I. From Brokerage Account #1, page 1, line 3, to Brokerage Account #6, page 4, ine 65.

"2. From Brokerage Account #3, page 2, line 23, %0 Brokerage Account #5, page 4. line 53.

3. From Brokerage Account #3, page 2, line 28, to Brokerage Account #4, page 4, line 54.

4. From Brokerage Account #3, page 2, lice 29, to Brokerage Account #4, page 4, line S6.

5. From Brokerage Aceount #3, page 2, linc 30, to Brokerage Account #5, page 4, line 58.

6. From Brokevage Account #3, gage 2, line 32, to Brokerage Ascount #5, page 4, line 60.

7. Fram Brokerage Accaunt #3, page 3, line 36, to Brolerage Acccunt #4, page 3, fine 48.

8. From Brokerage Account #3, page 3, line 42, to Brokerage Account #4, page 3, line 53.

_ asset reported in Part VII, at page 3, line 46, was previously exempt from disclosure bat is vow reportable.

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