Kim McLane Wardlaw

What was filed

1018
investments
2
positions
0
gifts
0
agreements
0
debts
1
reimbursements
0
income
0
spouse income

Named parties

Hldgs
Energy
Broadcasting
Standard
Holdings
Inc
Walt Disney Co
Altra
Board of Councilors’ Seclect Committee on Federal Judicial Clerkships
The University of Texas at Austin School of Law

As filed

Aflac Inc — Int/Div

Agilent Technologies Inc — None — Buy

AirProducts & Chemicalsing — Int/Div

Alcoalnc — Int/Div — Buy

Alcoa lnc — Sale

Alcoa lnc — Sell

Allegeny Technologies Inc — Int/Div — Buy

Allergan Inc — Int/Div — Sphit

AMBAC Fin! Grp Inc Com — Int/Div — Buy

Amencan Intemational Group Inc — Int/Div — Buy

American Intemational Group Inc — Buy

Amencan Medical Sys Hldgs — None — Buy

Amencan Medical Sys Hldgs — Buy

American Medical Sys Hldgs — Buy

Amencan Medical Sys Hldgs — Buy

American Medical Sys Hldgs — Buy

Amencan Medical Sys Hldgs — Buy

Amencan Standard Co — Int/Div — Sale

Amencan Standard Co — Sale

Amencan Standard Co — Off — Hldgs

Amencan Standard Co — Sell

Arch Coal Inc — Int/Div

Astrazeneca PLC ADR — Int/Div — Sale

Astrazeneca PLC ADR — Sale

Astrazeneca PLC ADR — Sell

AT&T, Inc — Int/Div — Buy

AT&T. Inc — Buy

Autonation Inc — None — Sell

Avon Products Inc — Int/Div

BAE Systems PLC Spon ADR — Int/Div

Baker Hughes Inc — Int/Div — Sale

Barnck Gold Corp US$ — Int/Div — Buy

Baxter International Inc — Int/Div — Buy

Berkshire Hathaway Inc CL B — None

Best Buy Inc — None — Buy

Boeing Co — Int/Div — Buy

Boeing Co — Buy

Campbell Soup Co — Int/Div — Sale

Campbell Soup Co — Sale

Canadian Natural Resources Ltd US$ — Int/Div — Buy

Canadian Natural Resources Ltd US$ — Buy

Canon lnc ADR — Int/Div

Capital One Financial Corp — Int/Div

Cemer Corp — None — Buy

Chevron Corp — Int/Div

Cincinnati Finl Corp — Int/Div

Cisco Systems Inc — None — Buy

Citadel Broadcasting Corp — None — of Frac

Citadel Broadcasting Corp — Sell

Citigroup Inc — Int/Div — Sell

Coca-Cola Co — Int/Div

Comcast Corp CL A — None — Split

Compass Bancshares Inc — Int/Div — Buy

Compass Bancshares Inc — Sell

Conocophillips — Int/Div — Buy

Corning Inc — Int/Div

Costco Wholesale Corp — Int/Div

Danaher Corp — Int/Div

Davita Inc — None — Buy

Dell Inc — None — Buy

Delta Petroleum Corp — None — Buy

Duke Energy Corp — Int/Div — Off — Energy

Duke Energy Corp — Sale

Duke Energy Corp — Sell

East West Bancorp Inc — Int/Div

Ebay Inc — None — Buy

Emerson Electric Co — Int/Div — Buy

EOG Resources Inc — Int/Div

Exelixis Inc — None

Exelon Corporation — Int/Div — Sell

Exxon Mobil Corp — Int/Div — Sale

Federal National Mortgage Assoc — None — Buy

Fedex Corp — Int/Div

Fifth Third Bancorp — Int/Div — Buy

Fifth Third Bancorp — Sell

Fluor Corp — Int/Div

Forest Labs Inc — None — Sale

Forest Labs Inc — Sale

ForestLabs Inc — Sale

Gallagher Arthur J — Int/Div — Sale

Gallagher Arthur ) — Sell

Gannett Co Inc — None — Buy

Genentech Inc — None — Buy

Genentech Inc — Buy

General Dynamics Corp — None — Sell

General Electric Co — Int/Div

General Growth Properties Inc — Int/Div — Sale

Genpact Ltd — None — Buy

Google Inc Cl A — None — Buy

Hanesbrands Inc — None

Heineken NV ADR — Int/Div — Sale

Hewlett-Packard Co — Int/Div — Sale

HSBC Holdings PLC ADR Spon New — Int/Div — Sale

HSBC Holdings PLC ADR Spon New — Sell

Idearc Inc — Int/Div — Sell

Ihinois Tool Works Inc — Int/Div

Imclone Sys Inc — None

Intel Corp — Int/Div

International Business Machines Corp — Int/Div

Jabi] Circuit Inc — Int/Div — Buy

Jabil Circuit Inc — Buy

Jarden Corp — None — Buy

Jarden Corp — Buy

JPMorgah Chase & Co — Int/Div

Kinder Morgan Management LLC — None — Sale

Kinder Morgan Management LLC — Sale

Kraft Foods Inc CL A — Int/Div — Buy

Kraft Foods Inc CL A — Buy

Leggett & Platt Inc — Int/Div — Sale

Leggett & Platt Inc — Sell

Level 3 Communications Inc — None — Buy

Lincare Holdings Inc — None — Sale

Lincare Holdings Inc — Sale

Lincare Holdings Inc — Sell

126. Lowes Companies Inc — Int/Div

Marsh & McLennan Cos Inc — Int/Div — Sale

Marsh & McLennan Cos Inc — Sale

Marsh & McLennan Cos Inc — Sell

McDonalds Corp — Int/Div

Medco Health Solutions Inc — None — Sell

Medtronic Inc — Int/Div

Microsoft Corp — Int/Div — Buy

Millennium Pharmaceuticals Inc — None

Motorola Inc — Int/Div — Sell

Nestle Nam Spon ADR — Int/Div

Nokia Corp Sponsored ADR — Int/Div — Sale

Nordstrom Inc — None — Buy

Nordstrom Inc — Buy

Novartis AG Namen Spon ADR — Int/Div — Buy

Novartis AG Namen Spon ADR — Sell

O&M Inv Partners/M Jackson — None

Omnicom Group Inc — Int/Div — Sale

Omnicom Group Inc — Spht

Paychex Inc — Int/Div — Buy

Paychex Inc — Buy

Pepsico Inc — Int/Div — Buy

Pinnacle West Capital Corp — Int/Div — Buy

Pinnacle West Capital Corp — Buy

Polycom Inc — None — Buy

Potash Corp of Saskatchewan Inc US$ — Int/Div — Sale

Potash Corp of Saskatchewan Inc US$ — Spht

Potash Corp of Saskatchewan Inc US$ — Sale

Procter & Gamble Co — Int/Div — Sale

Procter & Gamble Co — Sell

Progressive Corp Ohio — Int/Div — Buy

Progressive Corp Ohio — Buy

Progressive Corp Ohio — Sale

Rentech Inc — None

Rio Tinto PLC ADR Spon — Int/Div — Sale

Royal Dutch Shell CL A ADR — Int/Div — Sale

Royal Dutch Shell CL A ADR — Sell

Sanofi-Aventis ADR . — Buy

SAP AG Spon ADR — Int/Div — Buy

Sara Lee Corp — Int/Div — Sale

Sara Lee Corp — Sale

Schlumberger Ltd — Int/Div — Sale

Semtech Corp — None — Sale

Semtech Corp — Sale

Semtech Corp — Sell

Sepracor Inc — None — Buy

Sepracor Inc — Buy

Siemens AG ADR — Int/Div

SLM Corp — Int/Div — Buy

SLM Corp — Sale

Southwest Airlines Co — Int/Div — Buy

Southwest Airhnes Co — Buy

Spectra Energy Corp — Int/Div — Off — Energy

Sprint Nextel Corp Series 1 — None — Sale

Spnnt Nextel Corp Senes 1 — Sale

Sprint Nextel Corp Senes — Sale

Sprint Nextel Corp Series 1 — Sale

Sprint Nextel Corp Series 1 — Sell

SSGA Money Market Fund — Int/Div

Suncor Energy Inc US$ — Int/Div

Suntrust Banks Inc — Int/Div — Buy

Suntrust Banks Inc — Buy

Target Corp — Int/Div

The Walt Disney Co — Int/Div — Off — Broadcasting

Time Wamer Inc — Int/Div — Sale

Time Warner Inc — Sell

Umpqua Holdings Corp — Int/Div — Sale

Umpqua Holdings Corp — Sale

Umpqua Holdings Corp — Sell

Unilever NV NY Shrs — Int/Div

Union Pacific Corp — Int/Div — Sale

United Parcel Service Inc CL B — Int/Div — Buy

United Technologies Corp — Int/Div

Unitedhealth Group Inc — Int/Div — Buy

Unitedhealth Group Inc — Buy

Vengy Lud — None — Sell

Venzon Communications — Int/Div

Vulcan Matenals Co — Int/Div — Buy

Wabco Holdings Inc — Int/Div — Off — Standard

Wachovia Corporation — Int/Div — Buy

Walgreen Co — Int/Div — Buy

Walgreen Co — Buy

Washington Mutual Inc — Int/Div

Wellpoint Inc — None — Sale

WellpointInc — Sale

Wellpoint Inc — Sale

Wellpoint Inc — Sell

Wells Fargo & Co — Int/Div — Sale

Whole Foods Market — Int/Div — Sell

Wilhams-Sonoma Inc — Int/Div

Wyeth — Int/Div — Buy

Wyeth — Buy

Wyeth — Sale

XL Capital Ltd CL A — Int/Div — Buy

Zymogenetics Inc — None

Trust #1

Money Market Act — Interest

Abbot Labs Com Stock — Int/Div

Air Prod & Chemicals Com Stock — Int/Div — Sale

Ambac Financial Com Stock — Int/Div — Sell

Amencan Int'l Group Com Stock — Int/Div

Amgen Inc. Com Stock — None — Buy

Anadarko Petroleum Com Stock — Int/Div — Buy

Applied Matenals Com Stock — Int/Div — Buy

Avery Denmson Com Stock — Int/Div

BHP Billiton Com Stock — Int/Div — Buy

BHP Billiton Com Stock — Sale

Biogen IDEC Com Stock — None

BP PLC ADR Com Stock — Int/Div

Broadcom Corp Com Stock — None — Buy

Broadcom Corp Com Stock — Buy

Burlington Santa Fe Com Stock — Int/Div

Capital One Financial Com Stock — Int/Div — Sell

Caterpillar Com Stock — Int/Div — Sell

Chevron Corp Com Stock — Int/Div — Buy

Cisco Systems Com Stock — None — Sale

Cingroup Com Stock — Int/Div — Buy

Colgate-Palmolive Com Stock — Int/Div

Corning Inc Com Stock — Int/Div

CVS Caremark Com Stock — Int/Div — Buy

Danaher Corp Com Stock — Int/Div

Dentsply Int'l Com Stock — Int/Div

The Walt Disney Co. Com Stock — Int/Div

Ebay Com Stock — None

FPL Group Com Stock — Int/Div — Sale

Fortune Brands Com Stock — Int/Div

Gannett Co Com Stock — Int/Div — Sale

General Electnc Com Stock — Int/Div

Goldman Sachs Group Com Stock — Int/Div

Home Depot Inc Com Stock — Int/Div — Buy

Home Depot Inc Com Stock — Buy

IBM Com Stock — Int/Div — Buy

IDEARC Com Stock — None — Sell

Intel Corp Com Stock — Int/Div

Johnson & Johnson Com Stock — Int/Div — Buy

JP Morgan Chase Com Stock — Int/Div

Lehman Bros Com Stock — Int/Div

Lockheed Martin Com Stock — Int/Div

McGraw-Hill Com Stock — Int/Div

Medtronic Inc. Com Stock — Int/Div

Microchip Tech. Com Stock — Int/Div

Microsoft Corp. Com Stock — Int/Div

Peets Coffee Inc Com Stock — None — Sell

Pepsico Inc Com Stock — Int/Div — Buy

Proctor & Gamble Com Stock — Int/Div

Qualcomm Inc. Com Stock — Int/Div — Buy

Royal Dutch ADR Com Stock — Int/Div

SEI Investments — Int/Div

Sempra Energy Com Stock — Int/Div

Smith Intl Com Stock — Int/Div — Sale

Smith Int] Com Stock — Sale

Stericycle Inc Com Stock — None — Sale

Stencycle Inc Com Stock — Sale

Sysco Corp Com Stock — Int/Div

Target Corp Com Stock — Int/Div

Teva Pharm ADR Com Stock — Int/Div

US Bancorp Com Stock — Int/Div — Buy

United Natural Foods Inc — None — Sell

UnumProvident Corp. Com Stock — Int/Div

Venzon Com Stock — Int/Div

Vodafone ADR — Int/Div

Vulcan Materials Com Stock — Int/Div — Buy

Zimmer Holdings Com Stock — None — Buy

DFA Emerging Markets Fund — Int/Div

DFA Large Cap Int'l Fund — Int/Div — Buy

DFA Large Cap Int'l Fund — Buy

DFA US Micro Cap Fund — Int/Div

Powershares Clean Energy Fund — Int/Div — Buy

Capital Trust Account

Aflac Inc — Int/Div — Buy

Agilent Technologies Inc — None — Buy

Agilent Technologies Inc — Buy

Air Products & Chemicals Inc — Int/Div

Alcoa Inc — Int/Div — Sale

Alcoa Inc — Sale

Allegeny Technologies Inc — Int/Div — Buy

Allegeny Technologies Inc — Buy

Allegeny Technologies Inc — Sale

Allergan Inc — Int/Div — Sphit

AMBAC Finl Grp Inc Com — Int/Div — Buy

AMBAC Finl Grp Inc Com — Buy

AMBAC Fin) Grp Inc Com — Buy

AMBAC Fin] Grp Inc Com — Buy

AMBAC Finl Grp Inc Com — Buy

AMBAC Finl Grp Inc Com — Sale

American Intemational Group Inc — Int/Div — Buy

Amencan Intemational Group Inc — Buy

American Intemational Group Inc — Buy

American International Group Inc — Buy

American Intemational Group Inc — Buy

American Intemational Group Inc — Sale

Amencan Medical Sys Hldgs — None — Buy

American Medical Sys Hldgs — Buy

Amencan Medical Sys Hldgs — Buy

American Medical Sys Hldgs — Buy

Amencan Medical Sys Hldgs — Buy

American Medical Sys Hldgs — Buy

Amencan Medical Sys Hldgs — Buy

American Medical Sys Hldgs — Buy

Amencan Medical Sys Hldgs — Sale

Amencan Standard Co — Sale

Amencan Standard Co — Off — Holdings

American Standard Co — Sale

Amencan Standard Co — Exchange — Inc

Arch Coal Inc — Int/Div

Astrazeneca PLC ADR — Int/Div — Sale

Astrazeneca PLC ADR — Sale

Astrazeneca PLC ADR — Sell

AT&T, Inc — Int/Div — Buy

AT&T, Inc — Buy

AT&T. Inc — Buy

Avon Products Inc — Int/Div

BAE Systems PLC Spon ADR — Int/Div

Baker Hughes Inc — Int/Div — Sale

Baker Hughes Inc — Sale

Barrick Gold Corp USS — Int/Div — Buy

Barrick Gold Corp USS — Buy

Baxter International Inc — Int/Div — Buy

Boeing Co — Int/Div — Buy

Boeing Co — Buy

Boeing Co — Sale

CA PUB WKS LEASE REV BONDS A AMBAC 5.125% 12-01-21 — Interest

CA STDEPT WTR RES Q 5.0% 03-01-17 — Interest

CA ST ECON RECOV A FGIC 525% 07-01-13 — Interest

CA ST GO 6.25% 09-01-12 — Interest

CA ST UNIV SYSTEMWIDE REV SER A AMBAC 5.0% 11-01-17 — Interest

CA STWD JOHN MUIR HLTH W/1 5% 08/15/2021 — Interest

CALIFORNIA ST REF 5% 03/01/2020 — Interest

Campbell Soup Co — Int/Div — Sale

Campbell Soup Co — Sale

Canadian Natural Resources Ltd USS — Int/Div — Buy

Canadian Natural Resources Ltd US$ — Buy

Canon Inc ADR — Int/Div

Capital One Financial Corp — Int/Div — Buy

Cemer Corp — None — Buy

Cemer Corp — Buy

Chevron Corp — Int/Div — Sale

Chubb Corp — Int/Div — Sell

Cincinnati Finl Corp — Int/Div

Cisco Systems Inc — None — Buy

Citadel Broadcasting Corp — None — Sale

Citadel Broadcasting Corp — Off — Walt Disney Co

Citadel Broadcasting Corp — Sell

Citigroup Inc — Int/Div

Coast Comnty College Dist CA SER B 5% 8/1/2021 — Interest

Coca-Cola Co — Int/Div — Buy

Comcast Corp CL A — None — Sale

Compass Bancshares Inc — Int/Div — Buy

Compass Bancshares Inc — Buy

Compass Bancshares Inc — Sale

Conocophillips — Int/Div — Buy

Conocophillips — Buy

Coming Inc Com — Int/Div

Costa Mesa CA PFA A 5.0% 10-01-12 — Interest

Cucamonga Co CA Cop Wir FGIC 5.0% 09-01-19 — Interest

Danaher Corp — Int/Div

Davita Inc — None — Buy

Davita Inc — Buy

Dell Inc — None — Buy

Delta Petroleum Corp — None — Buy

Delta Petroleum Corp — Buy

Duke Energy Corp — Int/Div — Off — Energy

Duke Energy Corp — Sell

East West Bancorp Inc — Int/Div — Sale

El Centro CA Auth Wir AMBAC A 4.8% 10-01-09 — Interest

Emerson Electric Co — Int/Div — Sale

Energy Northwest WA Elec Rev Ser A 525% 07/01/2008 — Interest — Sell

Energy Northwest WA Elec Columbia A 5.25% 07/01/2008 — None — Sell

American Funds Europacific Growth Fund CL RS — Int/Div — Buy

American Funds Europacific Growth Fund CL RS — Buy

Exelixis Inc — None

Exelon Corporation — Sell

Exxon Mobil Corp — Int/Div — Sale

Exxon Mobil Corp — Sale

Federal National Mortgage Assoc — None — Buy

Fedex Corp — Int/Div

Fluor Corp — Int/Div — Sale

Fluor Corp — Sale

Foothill-de Anza CC 1997 Fing Proj FSA 4.9% 06-01-11 — Interest

Forest Labs Inc — None — Sale

Forest Labs Inc — Sale

Fremont CA UHSD FGIC 5.0% 09-01-16 — Interest

Gallagher Arthur J — Int/Div — Sale

Gallagher Arthur J — Sell

Gannett Co Inc — None — Buy

Gannett Co Inc — Buy

Genentech Inc — None — Buy

Genentech Inc — Buy

Genentech Ine — Buy

Genentech Inc — Buy

Genentech ine — Buy

Genentech Inc — Buy

General Dynamics Corp — None — Sell

General Growth Properties Inc — Int/Div

Genpact Ltd — None — Buy

Genpact Ltd — Buy

Golden St Tobacco St Approp Ambac 5.0% 06/01/14 — Interest — Sale

Golden St Tobacco St Approp Ambac 5.0% 06/01/14 — Sale

Golden St Tobacco St Refdg 4.5% 06/01/2027 — Interest — Buy

Google Inc Cl A — None — Buy

Hacienda La Puente USD FSA — None — Buy

Hanesbrands Inc — None

Heineken NV ADR — Int/Div — Sale

Hewlett-Packard Co — Int/Div — Sale

Hewlett-Packard Co — Sale

HSBC Holdings PLC ADR Spon New — Int/Div — Sale

HSBC Holdings PLC ADR Spon New — Sale

HSBC Holdings PLC ADR Spon New — Sell

Idearc Inc — Int/Div — Sell

Illinois Tool Works Inc — Int/Div

Imclone Sys Inc — None — Buy

Imclone Sys Inc — Sale

Intel Corp — Int/Div

Intemational Business Machines Corp — Int/Div — Sale

Jabil Circuit Inc — Buy

Jarden Corp — None — Buy

Jarden Corp — Buy

Johnson Controls Inc — Int/Div — Split

JPMorgan Chase & Co — Int/Div — Buy

Kinder Morgan Management LLC — None — Sale

Kinder Morgan Management LLC — Sale

Kraft Foods Inc CL A — Int/Div — Buy

Kraft Foods Inc CL A — Buy

LA CA DWAP FSA 5.25% 07-01-20 — Interest

LA CA USD GO FGIC 5.0% 07-01-16 — Interest

LA CO CA MTA AMBAC C 5.0% 07-01-20 — Interest

LA CO CA MTA FSA SF 5.0% 07-01-19 — Interest

LA CANADA FLINTRIDGE CA CTFS MBIA SF 5.25% 12-01-21 — None — Sell

Leggett & Platt Inc — Sell

Level 3 Communications Inc — None — Buy

Level 3 Communications Inc — Sale

Level SCommvmcitionsing — Sell

Lincare Holdings Inc — None — Sale

Lincare Holdings Inc — Sale

Lincare Holdings Inc — Pagtial Sale

Lincare Holdings Inc — Sale

Lincare Holdings Inc — Sell

Lincoln CA PFA Ambac 4.25% 09/01/2023 — Interest — Buy

Long Beach CA Prepay Gas (ML) 5.25% 11/15/2023 — None — Buy

LOS ANGELES CNTY CA PUB WKS FING AUTH AMBAC 5% 06/01/2021 — Interest

Lowes Companies Inc — Int/Div — Buy

Lowes Companies Inc — Buy

Marsh & McLennan Cos Inc — Int/Div — Sale

Marsh & McLennan Cos Inc — Sale

Marsh & McLennan Cos Inc — Sell

McDonalds Corp — Int/Div

Medtronic Inc — Int/Div

Met Wir So CA Go Ser A 5.0% 03-01-17 — Interest

Microsoft Corp — Int/Div — Buy

Microsoft Corp — Buy

Millennium Pharmaceuticals Inc — None

Monterey CA Cops Natividad Med MBIA 475% 08-01-17 — Interest

Motorola Inc — Int/Div — Sell

Mt Diablo CA USD FSA 4.625% 08-01-17 — Interest

National Instruments Corp — Int/Div

Nestle Nam Spon ADR — Int/Div

American Funds New World Fund Inc CL RS — Int/Div — Reinvestment

American Funds New World Fund Inc CL RS — Reinvestment

Nokia Corp Sponsored ADR — Int/Div — Sale

Nokia Corp Sponsored ADR — Sale

Nordstrom Inc — None — Buy

Nordstrom Inc — Buy

Novartis AG Namen Spon ADR — Int/Div — Buy

Novartis AG Namen Spon ADR — Sell

Oakland CA USD Alameda Cnty FSA 5.0% 08-01-19 — Interest — Sell

Oceanside CA Cop Ambac 5.0% 05-01-20 — Interest

Omnicom Group Inc — Int/Div — Sale

Orange Cops Police Headqtrs FSA 4.6% 08-01-10 — Interest

Palos Verdes CA Libr Dist 5.0% 08-01-16 — Interest

Paychex Inc — Int/Div

Paychex Inc — Buy

Pepsico Inc — Int/Div

Pinnacle West Capital Corp — Int/Div — Buy

Pinnacle West Capital Corp — Buy

Pinnacle West Capital Corp — od

Pinnacle West Capital Corp — Buy

Plains Exploration & Production Co — None — Sell

Polycom Inc — None — Buy

Polycom Inc — Buy

Potash Corp of Saskatchewan Inc US$ — Int/Div — Sale

Potash Corp of Saskatchewan Inc US$ — Sale

Potash Corp of Saskatchewan Inc US$ — Split

Potash Corp of Saskatchewan Inc US$ — Sale

PR PFC FGIC (P) 5.25% 08-01-31/02-1-12 — Interest

Procter & Gamble Co — Int/Div — Sell

Progressive Corp Ohio — Int/Div — Buy

Progressive Corp Ohio — Buy

Progressive Corp Ohio — Sale

Rentech Inc — None

Rio Tinto PLC ADR Spon — Int/Div — Sale

Riverside CA Cop MBIA 4.75% 12-01-12 — Interest

Royal Dutch Shell CL A ADR — Int/Div — Sell

SACRA CA MUD SMBIA 5.0% 11-15-15 — Interest

San Diego CA 99 A Tal Ambac SF 4.75% 09-01-18 — Interest

San Fran ARPT 2nd-15A AMT FSA 4.7% 05-01-12 — Interest

San Fran CA Redev Agy Moscone Cir FSA 50% 07-01-17 — Interest

San Fran CA Redev Agy Moscone Ctr FSA 5.0% 07-01-18 — Interest

San Fran City & Co Hotel Tax FSA 4.75% 07-01-12 — Interest

San Francisco CA ST Bldg Auth Lease Rev 5% 12/01/2020 — Interest

Sanofi-Aventis ADR — Int/Div — Buy

SANTA BARBARA CA REDEV A FSA 50% 03-01-19 — Interest

SAP AG Spon ADR — Int/Div — Buy

Sara Lee Corp — Int/Div — Sale

Schlumberger Ltd — Int/Div — Sale

Schlumberger Ltd — Sale

Semtech Corp — None — Sale

Semtech Corp — Sale

Semtech Corp — Sell

Sepracor Inc — None — Buy

Sepracor Inc — Buy

Sepracor Inc — Sale

Siemens AG ADR — Int/Div — Sale

Siemens AG ADR — Sale

SLM Corp — Int/Div — Buy

SLM Corp — Buy

SLM Corp — Sale

SLM Comp — Sale

SLM Corp — Sale

Snta Cira CA Tras Auth 01 A MBIA PREREF 5.0% 06-01-17/11 — None — Sell

Southwest Airhnes Co — Int/Div — Buy

Southwest Airhnes Co — Buy

Spectra Energy Corp — Int/Div — Off — Energy

Spnnt Nextel Corp Series — None — Sale

Sprint Nextel Corp Series 1 — Sale

Spnnt Nextel Corp Series — Sale

Sprint Nextel Corp Senes — Sale

Sprint Nextel Corp Series 1 — Sale

Sprint Nextel Corp Series — Sale

Sprint Nextel Corp Series 1 — Sale

Sprint Nextel Corp Series — Sale

Sprint Nextel Corp Series 1 — Sale

Sprint Nextel Corp Series 1 — Sell

SSGA FDS Tax Free Money Market Fund — Int/Div

Suncor Energy Inc US$ — Int/Div

Sunnyvale CA CTFS 98A Ambac SF 5.0% 10-01-17 — Interest — Sell

Suntrust Banks Inc — Int/Div — Buy

Suntrust Banks Inc — Buy

Target Corp — Int/Div — Buy

Target Corp — Buy

The Walt Disney Co — None — Buy

The Walt Disney Co — Off — Broadcasting

Time Warmer Inc — Int/Div — Sale

Time Wamer Inc — Sell

Trane Inc — Int/Div — rcvd — Standard

Umpqua Holdings Corp — Int/Div — Sale

Umpqua Holdings Corp — Sale

Umpqua Holdings Corp — Sell

Unilever NV NY Shrs — Int/Div

Union Pacific Corp — Int/Div — Sale

United Parcel Service Inc CL B — Int/Div — Buy

United Parcel Service Inc CL B — Buy

United Technologies Corp — Int/Div — Sale

Unitedhealth Group Inc — Int/Div — Buy

Unitedhealth Group Inc — Buy

US Treasury Note 6.25% 02-15-07 — Interest — Matunty

Vengy Lid — None — Sale

Verigy Ltd — Sell

Virgin Islands PFA SR Lien A 5.0% 10-01-07 — Interest — Sell

Vulcan Matenals Co — Int/Div — Buy

Vulcan Matenals Co — Buy

Wabco Holdings Inc — Int/Div — Sale

Wabco Holdings Inc — Off — Standard

Wachovia Corporation — Int/Div — Buy

Wachovia Corporation — Buy

Walgreen Co — Int/Div — Buy

Walgreen Co — Buy

Washington Mutual Inc — Int/Div — Sale

Washington Mutual Inc — Sale

Weatherford Int] Ltd — None — Sale

Wellpoint Inc — None — Sale

Wellpoint Inc — Sale

Wellpoint Inc — Sell

Wells Fargo & Co — Int/Div — Buy

Wells Fargo & Co — Buy

Wells Fargo & Co — Sale

Westlands CA Wir Dist MBIA 5.25% 09-01-17 — Interest

Whole Foods Market — Int/Div — Sell

Wilhams-Sonoma Inc — Int/Div — Sale

Wyeth — Int/Div — Buy

Wyeth — Buy

Wyeth — Sale

XL Capnal Ltd CL A — Int/Div — Sale

XL Capital Ltd CL A — Sell

Zymogenetics Inc — None — Buy

Zymogenetics Inc — Buy

Zymogenetics Inc — Sale

Advance Auto Parts — Int/Div — Sale

Alameda Co CTFS 5.375% 12/1/16 — Interest

Berkeley CA sch Dist. 3.875% 8/01/18 — Interest

Burbank CA Pub Fling 5.250% 12/1/17 — Interest

CA ed FACS 4.250% 10/1/18 — Interest

CA ST Pub Works 4.600% 12/1/20 — Interest

CA ST Pub Works 4.200% 5/1/19 — Interest

CA ST Pub Works 5.000% 6/1/18 — Interest

Chula Visa CA Pub Fing 3.875% 9/1/17 — Interest

Coachella CA Sch Dist. 5.000% 8/1/19 — Interest

CSUCI Fing Auth 4.750% 9/1/14 — Interest

Dublin CA Sch Dist. 4.125% 8/1/21 — Interest

East Bay CA Uul Dist. 5.000% 6/1/18 — Interest

Escondido CA CTFS 4.250% 9/1/19 — Interest

Fontana CA Pub Fing 4.000% 9/1/18 — Interest

Lincoln CA Sch Dist. 4.500% 8/1/19 — Interest

Los Angeles Co. MTA 4.750% 7/1/19 — Interest

Madera Co CTFS 4.250% 8/1/22 — None — Buy

Montclair CA Fing Auth 3.875% 10/1/16 — Interest

Mountain View CA High School 4.125% 8/1/16 — Interest

Napa Co CTFS 3.600% 2/1/17 — Interest

Palmdale CA Redev Agy 3.800% 9/1/16 — Interest

Pasadena CA Elec Rev 5.000% 6/1/16 — Interest

Public Storage — Int/Div

Riverside Co CTFS 3.875% 11/1/14 — Interest

Sacramento CA Util Dist 5.000% 5/15/14 — Interest

Sacramento CA CTFS 5.000% 12/01/21 — None — Buy

Salinas CA CTFS 4.500% 9/1/20 — Interest

San Diego Co Wir Auth 4.000% 5/1/20 — Interest

San Juan Capistrano Co Fing Auth 4.000% 12/1/17 — Interest

Santa Cruz Co CTFS 3.875% 8/1/16 — Interest

Santa Cruz Co CTFS 4.200% 8/1/19 — Interest

Santa Rosa CA Sch Dist 3.800% 8/1/17 — Interest

So Cal Logistics 4.125% 12/1/20 — Interest

So CA Pub Pwr Auth 5.150% 7/1/15 — Interest

So CA Pub Pwr Auth 5.250% 1/1/20 — Interest

So Gate CA Fing Auth 5.250% 9/1/19 — Interest

Tracy CA Jt Powers 4.200% 9/2/17 — Interest

Turlock CA Pub Fing 4.300% 9/15/16 — Interest

Umnv. of CA Mult Purp. 5.00% 9/1/16 — Interest

Western Riverside WTR 4.250% 9/1/21 — Interest — Buy

FS Equity Partners 111

AV Partnership; Partnership Interest — None — Sell

AV Development common stock — None — Sell

Asbury Automotive common stock — None — Sell

FS Management Co., L.P (L.P. Interest) — None

Freeman Spogh & Co., Incorp. Common stock — None

FS Equity Partners 1V

Asbury Automotive common stock — None — Sell

Surla Table — None

Ross-Simmons — None

FS Equity Partners V

Winebow Inc common stock — None

NEW. Companies common stock — None

H.H. Gregg Inc common stock — None — Sale

Bnght Now Inc common stock — None

Mattress Giant Corp common stock — None

Savers Inc common stock — None

PETCO Animal Supply common stock — None

El Pollo Loco Inc common stock — None — Buy

Riordan Venture Assoc. (L.P. Int)

RLH Silverado Dividend Pref. Stock debt — None

Bradshaw — None

Intri-Plex Tech — None

ITS Corp. — None — Sale

Cymetnx Corp common stock — None

Con-Cise Lens Co common stock — None — Sale

Saebro Inc common stock — None

Maxit common stock oo Co — None — Buy

TW Holdings common stock — None — Buy

Bistro 45 common stock — Int/Div

Bistro 45 common stock — Int/Div — Buy

Hewlett Packard common stock — Int/Div

Procter & Gamble common stock — Int/Div

Sun Microsoft common stock — None

CVS Corp. common stock — Int/Div

Altna Group common stock — Int/Div

Cisco Sys common stock — None — Buy

Time Warmer common stock — Int/Div — Sell

Kraft Foods Inc common stock — Int/Div — Off — Altra

American Funds New World Fund — Int/Div — Buy

R&M Encelle Partners (Pamership Interest) — None

Amencan Funds Growth Fund of America — Int/Div

General Elec common stock — Int/Div

American Funds New World Fund — Int/Div — Buy

General Elec common stock — Int/Div

American Funds New World Fund — Int/Div — Buy

Trust #4 - (IR-W)

American Funds Capital Income Builder Inc CLRS — Int/Div — Buy

American Funds Capital Income Builder Inc CLRS — Buy

American Funds Cash Mgmt Trust of America CL RS — Int/Div — Buy

American Funds Cash Mgmt Trust of America CL RS — Buy

American Funds EuroPacific Growth Fund CLRS — Int/Div — Buy

American Funds Fundamental Investors Inc CLRS — Buy

American Funds Growth Fund of America Inc CL RS — Int/Div — Buy

American Funds Investment Company of America CL RS — Int/Div — Buy

American Funds New Economy Fund CL RS — Int/Div — Buy

American Funds New Economy Fund CL RS — Buy

American Funds New World Fund Inc CL RS — Int/Div — Buy

American Funds New World Fund Inc CL RS — Buy

American Funds SmallCap World Fund Inc CL RS — Int/Div — Buy

American Funds SmallCap World Fund Inc CL RS — Buy

American Funds Tax-Exempt Fund of California CL RS — Int/Div — Buy

American Funds Tax-Exempt Fund of California CL RS — Buy

Trust #5 - (IR-K)

American Funds Capital Income Builder Inc CL RS — Int/Div — Buy

American Funds Capital Income Builder Inc CL RS — Buy

American Funds Cash Mgmt Trust of America CL RS — Int/Div — Buy

American Funds Cash Mgmt Trust of America CL RS — Buy

American Funds EuroPacific Growth Fund CL RS — Int/Div — Buy

American Funds Fundamental Investors Inc CLRS — Int/Div — Buy

American Funds Fundamental Investors Inc CLRS — Buy

American Funds Growth Fund of America Inc CLRS — Int/Div — Buy

American Funds Investment Company of America CL RS — Buy

American Funds New Economy Fund CL RS — Buy

American Funds New World Fund Inc CL RS — Int/Div — Buy

American Funds New World Fund Inc CL RS — Buy

American Funds SmallCap World Fund Inc CL RS — Int/Div — Buy

American Funds SmallCap World Fund Inc CL RS — Buy

American Funds Tax-Exempt Fund of California CL RS — Int/Div — Buy

American Funds Tax-Exempt Fund of California CL RS — Buy

Trust #6 (98-W)

American Funds New World Fund — Int/Div — Buy

Public Storage pref. stock — Int/Div

Winebow inc common stock — None

N.E.W. Companies common stock — None

HH Gregg Inc common stock — None — Sale

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None

Savers Inc common stock — None

PETCO Animal Supply common stock — None

El Pollo Loco common stock — None — Buy

American Funds Capital Income Builder Inc CL RS — Int/Div — Buy

American Funds Capital World Growth & Income Fund RS — Int/Div — Buy

American Funds Cash Mgmt Trust of America CL RS — Int/Div

American Funds EuroPacific Growth Fund CL RS — Int/Div — Buy

American Funds EuroPacific Growth Fund CL RS — Sale

Amencan Funds EuroPacific Growth Fund CL RS — Sale

American Funds Fundamental Investors Inc CL RS — Int/Div — Buy

American Funds Growth Fund of America Inc CL RS — Int/Div

American Funds Investment Company of America CL RS — Int/Div

American Funds New Economy Fund CL RS — Int/Div

American Funds New World Fund Inc CL RS — Int/Div

American Funds SmallCap World Fund Inc CL RS — Int/Div — Buy

American Funds Tax-Exempt Fund of California CL RS — Int/Div — Buy

Trust #7 (98-K)

American Funds New World Fund — Int/Div — Buy

Public Storage pref. stock — Int/Div

Winebow ne common Stock — None

N.E.W. Companies common stock — None

HH Gregg Inc common stock — None — Sale

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None

Savers Inc common stock — None

PETCO Animal Supply common stock — None

El Pollo Loco common stock — None — Buy

American Funds Capital Income Builder Inc CL RS — Int/Div — Buy

American Funds Capital World Growth & Income Fund RS — Int/Div — Buy

American Funds Cash Mgmt Trust of America CLRS — Int/Div

American Funds EuroPacific Growth Fund CL RS — Int/Div — Buy

American Funds EuroPacific Growth Fund CL RS — Sale

American Funds Growth Fund of America Inc CL RS — Int/Div

Amencan Funds Investment Company of America CL RS — Int/Div

American Funds New World Fund Inc CL RS — Int/Div

American Funds SmallCap World Fund Inc CL RS — Int/Div — Buy

American Funds Tax-Exempt Fund of California CL RS — Int/Div — Buy

Real Estate Partnership - Hal — None — Buy

Real Estate Partnership - Lau — None

Real Estate Partnership - G.O — None — Buy

Real Estate Partnership - W.0O — None — Buy

Dorset Capital Partnership Invest — Interest

Fargo Investment Partnership — None — Buy

R&M Catalytic Solutions — None

Bulldog Partners — Interest — Sale

Bulldog Partners 11 — Interest — Buy

Regents Banshares — Interest

Asta Fund — None

General Electric Co — Dividend

Director

Board member, Board of Councilors’ Seclect Committee on Federal Judicial Clerkships

Reimbursement — The University of Texas at Austin School of Law — Austin. Texas — Clerkship Workshop — Transportation

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