Joan B. Gottschall

Vanguard Wellington Fund — Int/Div

Vanguard Wellesley Fund — Int/Div

Vanguard Index Trust — Int/Div

Vanguard Prime Portfolio — Int/Div

Fed Empl Credit Union Acts — Interest

IBM c/stock — Int/Div

Intel ¢/stock — Int/Div

Waste Management c/stock — Int/Div

Vanguard Tax-Managed Growth & Income Fund — Int/Div

Hewlett-Packard c/stock — Int/Div

CVS Caremark c/stock — Int/Div

MFS Mid-Cap Growth Fund B — None — Sold

MFS Value Fund B — Int/Div — Sold

Vanguard Capital Opportunity Fund — Int/Div

BlackRock Large Cap Value — Int/Div

BlackRock Value Opportunities — Int/Div

1 Shares Russell 1000 Growth Index Fd. — Int/Div — Sold

I Shares Russell Midcap Index Fd. — Int/Div — Sold

I Shares Russell 2000 Growth Index Fd — Int/Div — Sold

Vanguard Intem'l Eq. Idx. Emerg. Mkt. Etf — Int/Div — Sold

Shares Russell 2000 Index Fd. — Int/Div — Sold

1 Shares Russell Midcap Growth Index — Int/Div — Sold

JP Morgan Growth Advantage Fd. — None — Sold

JP Morgan Intrepid Intem'l Fd. — Int/Div — Sold

JP Morgan Asia Equity Fd. — Int/Div — Sold

JP Morgan Short Term Muni Bond Fd. — Int/Div — Sold

JP Morgan Intermed. Tx. Free Bond — Interest — Sold

JP Morgan Tax Aware Real Ret. Fd — Int/Div — Sold

Fidelity Adv. Hi Inc Advantage Fd. — Int/Div — Sold

JP Morgan US Large Cap Core Plus — Int/Div — Sold

JP Morgan US Equity Fd. — Int/Div — Sold

JP Morgan Intrepid America Fd. — Int/Div — Sold

JP Morgan/Chase checking account — Interest — Closed

JP Morgan/Chase savings account — Interest — Closed

JP Morgan/Chase Money Market Acct — Int/Div — Closed

JP Morgan Chase 100% US Treasury MM Fd. (investment acct) — Closed

JP Morgan Chase 100% US Treasury MM Fd. (retirement account) — Closed

JPMorgan Short Duration Bd. Fd. — Interest — Sold

Barclays Tips Bd. — Int/Div — Sold

JPMorgan Intern'l Value Fund — Int/Div — Sold

JPMorgan Highbridge Stat Mkt Neut Fd — Int/Div — Sold

Manning & Napier Fd Inc New Eq Ser — Int/Div — Sold

Spdr Tr Unit Ser — Int/Div — Sold

Eaton Vance Invt Tr Lg Cap Value Fd — Int/Div — Sold

Dodge & Cox Fds Intl Stk Fd — Int/Div

I Shares MSCI Asian Ex Japan — Int/Div — Sold

Lancaster Cnty Neb. School Dist 001 Lincoln PS Bond — Interest — Buy

Orange Cty, NC Pub Impt Bond — Interest — Buy

Spring Branch Tx School Dist. Bond — Interest — Buy

Garland TX G/O Bond — Interest — Buy

St. Joseph Cnty Hosp Auth Bond — Interest — Buy

Calif. G/O Bond — Interest — Buy

Monroe Twp NJ Brd Ed/Gloucester Cty G/ O Bond — Interest — Buy

Seattle WA Mun Lt & Pwr — Interest — Buy

Wausau WI School Dist. Bond — Interest — Buy

Denton TX Util Sys Bond — Interest — Buy

Tipp City Ohio Bond — Interest — Buy

Jackson Cty OR School Dist. Bond — Interest — Buy

Arizona St. Transprt Brd Hwy Rev Bond — Interest — Buy

NJ Ed. Facs Ath Rev. Bond — Interest — Buy

Pennsyl. St. Tpk Comm Bond — Interest — Buy

Philadelphia PA Gas Wks Bond — Interest — Buy

Hopewell Valley NJ Rgl School Dist Bond — Interest — Buy

San Antonio TX Indpt Bldg Serv Bond — Interest — Buy

San Mateo CA Un High Sch Dist Bond — Interest — Buy

Hillsborough Cty FLA Sch Dist Bond — Interest — Buy

Tampa FL Sales Tx Rev. Bond — Interest — Buy

Virginia College Bldg Auth Ed Fac Bond — Interest — Buy

Jefferson Cty Colo Open Space Sales Tx Bond — Interest — Buy

NY NY Ser A G/O Bond — Interest — Buy

Ohio St. Wir Dev Auth Rev Fresh Water Bond — Interest — Buy

Polk Cty WI Crp Purp FGIC B/E Util Bnd — Interest — Buy

Snohomish Cty WAS Tax G/O Bond — Interest — Buy

Balanced Fund Inc — Int/Div — Buy

Capital Income Bldr — Int/Div — Buy

Capital World Growth Inc. Fnd — Int/Div — Buy

Income Fnd Amer Inc — Int/Div — Buy

Bank Deposit Sweep (JPMorganChase) — Interest — Buy

Vanguard Fix. Inc. Sec. Fund — Int/Div — Buy

Vanguard Wellesley Inc. Fund Investr Cl — Int/Div — Buy

Vanguard Wellington Fund Investr Cl — Int/Div — Buy

Member, Visiting Committee to the Divinity School, University of Chicago

Member, Board of Directors, Illinois Humanities Council

Member, Board of Directors, Martin Marty Center at the University of Chicago Divinity School

Member, Friends of the University of Sussex

Gift — Aspen Institute — Lodging, meals, study material for 11/5-11/7 seminar — $727.44

Reimbursement — Aspen Institute — 11/5/10-11/07/10 — Wye Woods, MD — Educational seminar — Ground transportation and airfare $497.40

Income — In previous years, have reported that am a shareholder in a] I" 11} business. realized no income from this business in this year or in the — $0.00

Income — 2. — previous twenty years. This non-investment income will no longer be reported based on the fact that no income has been realized.