Arthur D. Spatt
2007
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Pull out the substance of this filing.
What was filed
109
investments
0
positions
0
gifts
2
agreements
0
debts
0
reimbursements
1
income
0
spouse income
Named parties
- New York State Retirement Pension
As filed
STOCKS
AIRTOUCH COMMUNICATIONS — Int/Div
AMERITECH - COMMON — Int/Div
AT&T - COMMON — Int/Div
BELL ATLANTIC - COMMON — Int/Div
CHEVRON - TEXACO — Int/Div
COMCAST - COMMON — Int/Div
EASTMAN KODAK - COMMON — Int/Div
PACIFIC TELESIS - COMMON — Int/Div
PEPSICO - COMMON — Int/Div
SOUTHWESTERN BELL - COMMON — Int/Div
U.S. WEST - COMMON — Int/Div
XEROX - COMMON — Int/Div
U.S. WEST MEDIA GROUP — Interest
EASTMAN CHEMICAL CO. — Int/Div
AIRTOUCH COMMUNICATIONS — Int/Div
LUCENT TECHNOLOGIES, INC — Int/Div
NCR CORP — Int/Div
TRICON GLOBAL — Int/Div
SBC COMMUNICATIONS — Int/Div
COMPAQ COMPUTER — Int/Div
GENERAL ELECTRIC CO. — Int/Div
AGERE SYSTEMS. INC — Int/Div
YUM BRANDS, INC — Int/Div
HEWLETT PACKARD CO — Int/Div
QWEST COMMUNICATIONS — Int/Div
CHESAPEAKE UTILITIES CORP — Int/Div
VODAFONE — Int/Div
LSI Corp. — Int/Div — Buy
LIMITED PARTNERSHIP
BERKSHIRE LAND VENTURE CO — Int/Div
BERKSHIRE LAND VENTURE CO — Interest
INTEREST
NORTH FORK BANK, including IRA accounts & cash — Interest
Portion of Pension Plan Rolled Over (See Partll)
BONDS
NEW YORK STATE HOUSING FINANCE AGENCY — Interest
POWER AUTHORITY OF NY — Interest
DORMITORY AUTHORITY OF NY — Interest
DORMITORY AUTHORITY OF NY — Interest
DORMITORY AUTHORITY OF NY — Interest
STATE OF ISRAEL BONDS — Interest
N.Y.STATETHRUWAY — Interest
COUNTY OF WASHINGTON — Interest — Redemption
NEW YORK STATE URBAN DEV — Interest
SOMERS NY CENTRAL SCHOOL DIST — Interest
NY STATE THRUWAY AUTHORITY — Interest
NYC TRANSITIONAL FINANCE AUTH — Interest
NYS DEPT. OF HEALTH — Interest
N.Y. STATE DORMITORY AUTH ROCHESTER — Interest
WARWICK NY CENTRAL S/D — Interest
OTSEGO COUNTY — Interest
NEW YORK STATE ENVIRONMENTAL — Interest
BRIARCLIFF MANOR — Interest
GREECE NY CSD — Interest
Rochester, NY — Interest
North Colonie School Dist — Interest
Port Authority NY & NJ — Interest
L.L Power Authority — Interest
NY STATE DORMITORY AUTHORITY — Interest
NORTHPORT-E.NORTHPORT — Interest
Syracuse NY UGO — Interest
New York State Environmental FACS — Interest
Sachem Cent. Sch. Dist — Interest
NY STATE POWER AUTHORITY — Interest — buy
NY State Environmental FACS — Interest — buy
HAVERSTRAW STRONG POINT — Interest — buy
IRA STOCKS
ALLEGHENY ENERGY INC — Int/Div
AMERICAN ELECTRIC POWER CO. INC. — Int/Div
CASCADE NATURAL GAS CORP — Int/Div
CENTRAL & SOUTH WEST CORP — Int/Div
CONNECTIV INC — Int/Div
CONNECTIVINC.CL A — Int/Div
ENERGY EAST CORP — Int/Div
ENOVA CORP — Int/Div
FPL GROUP INC — Int/Div — buy
FIRST ENERGY CORP — Int/Div
MIDAMERICAN ENERGY HOLDINGS CO. — Int/Div
NEVADA POWER CO — Int/Div
NEW ENGLAND ELECTRIC SYSTEM — Int/Div
POTOMAC ELECTRIC POWER CO. — Int/Div
TEXAS UTILITIES CO. (Holding Co.) — Int/Div
TEXAS UTILITIES — Int/Div
WESTERN RESOURCES INC. (Western Energy, Inc.) — Int/Div
PMC CAPITAL INC — Int/Div
ROCHESTER GAS & ELECTRIC CORP — Int/Div
SEMPA ENERGY — Int/Div
SIERRA PACIFIC — Int/Div
PEPCO HOLDINGS, INC — Int/Div
EAGLE MERGER CORP — Int/Div
RGS ENERGY GROUP, INC. — Int/Div
OCCIDENTAL PETROLEUM CORP — Int/Div
KIMBERLY-CLARK CORP — Int/Div
CISCO SYSTEMS INC — Int/Div
JOHNSON & JOHNSON — Int/Div
PMC COMMERCIAL TRUST — Int/Div
THE SOUTHERN COMPANY — Int/Div
WESTSTAR ENERGY — Int/Div
PUGET ENERGY INC — Int/Div
CHESAPEAKE UTILITIES CORP — Int/Div
VERIZON COMMUNICATIONS — Int/Div
QUEST DIAGNOSTICS — Int/Div — buy
CHEVRON CORP — Int/Div — buy
ENERGY TRANFER PARTNERS — Int/Div — buy
CORPORATE BONDS
TENESSEE VALLEY AUTHORITY Power Bond 1993 Series C — Interest
OPPENHEIMER HIGH YIELD FUND A (See Rider 2) — Int/Div
WARWICK NY CENT — Interest
Agreement — 1.1979 — Prior pension and profit-sharing plans rolled over (See Rider annexed hereto)
Agreement — 2 — Individual Retirement "Keogh" Plan (See Rider 2 annexed)
Income — 12/27/89 — New York State Retirement Pension — $18,039.96
RIDER 1 (Response to "II - AGREEMENTS" -- first page)
As a former participating member of the Spatt & Bauman, P.C. pension and profit-sharing plan, when I withdrew from the firm and the practice of law in 1978, my
share of the pension plan was severed and "rolled over." The funds were not used and were placed in individual retirement accounts in two types of investments as
follows:
a) bonds and stocks in the aggregate value of $352,836.21 as of December 31, 2007.
b) cash in the North Fork Savings Bank, Hewlett, New York branch, in the sum of $29,624.57 as of December 31, 2007.
RIDER 2 (Response to "II - AGREEMENTS" -- first page)
Prior to entering into the Spatt & Bauman, P.C. pension plan, when I was a single practitioner I started an individual retirement "Keogh Plan." When I withdrew
from the practice of law, 1 "rolled over" the Keogh Plan, and it remains in that unused condition. The "Keogh" funds are in an Oppenheimer High Yield Fund and
are in the value of approximately $102,097.24 as of December 31, 2007.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.