Jeffrey Steven White

Schwab S&P 500 Select — Int/Div — Sell

Cash — Interest

Fidelity Advisor Equity Income Fund — Int/Div — Sell — Note 1 in Part VIII

Fidelity Advisor Technology Fund — Sell — Note 1 in Part VIII

Franklin Biotechnology Fund — Sell — Note 1 in Part VIII

Oppenheimer Quest Balanced Value Fund — Int/Div — Sell — Note 1 in Part VIII

Smith Barney Diversified Large Cap Growth Fund — Int/Div

UTS EFT Citiselctor — Int/Div — Call — Note 1 in Part VIII

CMA CA Municipal Money — Int/Div — n — Note 1 in Part VIII

GM Corporate 0% Bonds

San Francisco CA Bonds SFCA ACIA — Interest — n — Notel In Partn VIII

California State Bond — Interest — n — Note in Part VII

San Beamardino CA Bond TRNS S/S — Interest

Foothil/Eastern Bonds TCA Tolls Road — Interest

Lake Elsmore CA Unified District

Rancho, CA Water District FNG REV

Cohen and Steers Adv Inc — Int/Div — Sell

Lucent Technologies Inc Common Stock — Sell

Delware Group Trend Fund — Sell — Note ! in Part VIII

ML Basic Value Fund Class B — Sell

ML Basic Value Fund Class D — Sell

ML Fundamental Growth B Fund — Sell

Seligman Large Cap Value Fund Class B — Sell

Seligman Large Cap Value Fund Class D — Sell

Seligman Small Cap Value Fund Class D — Sell

Muniholdings Cal Insured Fund — Int/Div

Muniyield Cal Fed Insured — Int/Div

Los Angeles Cnty Calif Cop Disney Pkg — Interest — Buy

Los Angeles Cnty Calif Cop Disney Pkg — Sell

American Ceahiry California — Int/Div — Buy — Note 1 in Part VIII

Federated US Govt Sec FD — Int/Div — Buy — Note 1 In Part VIII

Federated US Govt Sec FD — Buy

Federated US Govt Sec FD — Sale

Metropolitan Water District Southern — Interest — Buy — Note 1 in Part VIII

Montebello Calif. Bond — Interest — Buy

Sierra Madre California — Interest — Buy

Schwab CA Muni Money Fund — Interest

Dodge and Cox Balanced Fund — Int/Div — Buy

Federated Govemment — Int/Div — Buy

PIMCO Total Retum — Int/Div — Buy

Vanguard High Yield Corp — Int/Div — Buy

Vanguard Short Term — Int/Div — Buy

Vanguard Short Term — Sell

Vanguard Inter Term Corp — Int/Div — Buy

Jensen Portiolio — Int/Div — Buy

Bank One Corp 6.875% — Interest — Buy

Cit group 7.625% — Interest — Buy

Citicorp 7.20% — Interest — Buy

Schwab CA Long Term TF — Int/Div — Buy

Schwab CA Long Term TF — Sell

Lehman Bros Inc 7.375% — Interest — Buy

Amencan Centiry Equity — Int/Div — Buy

Hennessy Comerstone — Int/Div — Buy

Vanguard Short-Term Federal — Buy

California St 6.4% — Interest — Buy

California St 6.5% — Interest — Buy

Oppenheimer US Govt Trust Class B — Int/Div — Buy — Note 1 In Part VIII

Oppenheimer US Govt Trust Class B — Buy

Smith Barney Capital Preservation Fund — Int/Div — Buy — Note 1 in Part VIII

Oppenheimer Californai Muni Fund B — Int/Div — Buy

Oppenheimer Californai Muni Fund B — Sell

National City Carp Cleveland p — Interest — Buy

Oppenhemer Limited Term Govt Class B — Int/Div — Buy

Federated Fund for US Govt Sec — Int/Div — Buy

Tiers Principal Protected (DJQ) — Int/Div — Buy

Tiers Principal Protected (NAS) — Int/Div — Buy

Orrick Investments 2000 LLC — Interest

Pollock Montgomery Washington Tower Investors II Partnership . — Rent

Intercarp Limited Partnership — Rent

Anchor National Polaris Insurance Annuity — None

Citicorp IRA # 1 — Interest

AIM Constellation Fund Class A — Sell — Note 1 in Part VIII

Delaware Trend Fund Class A — Sell — Note 1 in P art VII

Fidelity Advisor Techology Fund Class B — Sell — Note in Part VIII

MEFS Total Retum Fund A

Smith Bamey Fundamental Value Fund Class B

Smith Bamey Capital Preservation Fund B — Buy — Note 1 in Part VIII

Tiers Principal Protected — Buy

Citicorp IRA # 2 — Int/Div

Fidelty Advisor Techonology — Sell — Note 1 in Part VIII

MEFS Total Return Fund A

Smith Bamey Value Fund Class B

Smith Bamey Capital Preservation Fund B — Buy — Note mn P Part VIII

General Electric Corp Bond — Buy

Charles Schwab - 401K Plan

Gold Bank CD — Buy

Mooney Market Fund

La Salle Bank CD — Buy

Bank Of America Corp Bond

Chase Manhattan Corp Bond

Federated Income Insti Shares — Buy

Vanguard High Yield — Buy

Ford Motor Credit Note

Vanguard Short Term Federal — Buy

General Motors Corp Bond

General Motors Acceptance Bond

Dodge and Cox Stock Fd — Buy

QOakmark Equity Income Fund — Buy

Merrill Lynch Corp Bonds

JP Morgan Corp Bond

US Inflation Index — Buy

NationsBank Corp Bond

Sweden Kindgom Bond

Federal High Income Bond Fund

ABN AMRO Cap Preferred

American Intl Group Inc Camron — Sell

Cisco Systems Common — Sell

California Fed Preferred — Sell

Cohen & Steers Adv Income

Nova Chemicals Preferred

Xilinx Inc Common — Sell

Royce Low Price Sotck Fund

RS Partners Fund

Schwab S&P 500 Select Shares — Sell

William Blair Intl Growth Fund- CIN

AT & T Cap Corp Bond — Sell

Chase Captial V Trust Orig Preferred

Couseco Fin VI Trust Ong

Intl Paper Cap Prefered

Phoenix Quarterty Bond

Income — 1. — TRAE Sy TL TTT

whe, Jellrey o

X. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if

ny) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld

pecause it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been

reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., SU.S.C. § 7333, and Judicial Conference regulations.

Signature

Date

NOTE:

OKNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY

BE

CT TO

CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Commie on Financial Disclosure

Administrative Office of the United States Cours

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544